Mar 8, 2022

Jeffrey Burton of Wells Fargo Advisors Financial Network

DID JEFFREY LAMAR BURTON CAUSE YOU INVESTMENT LOSSES? Jeffrey Burton Of Wells Fargo Advisors Financial Network, And Formerly With UBS Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Burton of Wells Fargo Advisors Financial Network? Jeffrey Burton (CRD #2366552) who is currently registered with Wells Fargo Advisors Financial Network and located in Charleston, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Jeffrey Burton was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Burton Customer Complaints Jeffrey Burton has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Jeffrey Burton’s 6 customer complaints were settled in favor of investors. Allegations Against Jeffrey Burton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained about investments and transactions in GMNA bonds allegedly made by Jeffrey Burton, including that the investments were not appropriate, and generated excessive fees. Claimant alleged failure by Jeffrey Burton to provide adequate supervision. Claimant alleged that Jeffrey Burton failed to provide adequate supervision. Client complained that Jeffrey Burton allegedly did not place trades as instructed, resulting in lost opportunity to take advantage of the subsequent market downturn. Claimant alleged Jeffrey Burton’s failure to supervise. Claimant alleged failure by Jeffrey Burton to provide adequate supervision. Jeffrey Burton Red Flags & Your Rights As An Investor Of course, Jeffrey Burton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Burton at Wells Fargo Advisors Financial Network and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Burton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Jeffrey Burton If you have questions about Wells Fargo Advisors Financial Network, UBS Financial Services, and/or Jeffrey Burton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Byrne of Stoever Glass & Company

DID JAMES THOMAS BYRNE CAUSE YOU INVESTMENT LOSSES? James Byrne Of Stoever Glass & Company And Formerly With Stifel Nicolaus & Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Byrne of Stoever Glass & Company? James Byrne (CRD #1607451) who is currently registered with Stoever Glass & Company and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stoever Glass & Company, James Byrne was associated with Stifel Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Byrne Customer Complaints James Byrne has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of James Byrne’s 2 customer complaints were settled in favor of investors. Allegations Against James Byrne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she was sold energy bonds that were not aligned with her objectives allegedly by James Byrne. Claimants alleged James Byrne’s unsuitable investments, breach of fiduciary duty, and breach of contract. James Byrne Red Flags & Your Rights As An Investor Of course, James Byrne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Byrne at Stoever Glass & Company and Stifel Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether James Byrne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stoever Glass & Company and Stifel Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stoever Glass & Company Due To James Byrne If you have questions about Stoever Glass & Company, Stifel Nicolaus & Company, and/or James Byrne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Calandra of SagePoint Financial

DID CHRISTOPHER J. CALANDRA CAUSE YOU INVESTMENT LOSSES? Christopher Calandra Of SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Calandra of SagePoint Financial? Christopher Calandra (CRD #2253639) who is currently registered with SagePoint Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Christopher Calandra is also the subject of an investigation by the Florida Office of Financial Regulation for allegedly conducting an investment advisory business from offices in the State without the benefit of lawful registration and fined $15,000. Christopher Calandra Customer Complaints Christopher Calandra has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Christopher Calandra’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SagePoint Financial for investment losses caused by Christopher Calandra’s alleged misconduct. Allegations Against Christopher Calandra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged that Christopher Calandra invested some of their funds into unsuitable investments (limited partnerships and REITs), misrepresented the liquidity of their REITs, and received a commission that was much higher than what they were led to believe. Christopher Calandra’s alleged unsuitable investment recommendations. Christopher Calandra Red Flags & Your Rights As An Investor Of course, Christopher Calandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Calandra at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Christopher Calandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Christopher Calandra If you have questions about SagePoint Financial and/or Christopher Calandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Callero of Woodbury Financial Services

DID CHRISTOPHER MARC CALLERO CAUSE YOU INVESTMENT LOSSES? Christopher Callero Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Callero of Woodbury Financial Services? Christopher Callero (CRD #2221593) who is currently registered with Woodbury Financial Services and located in Niles, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Christopher Callero Customer Complaint Christopher Callero has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Christopher Callero’s alleged facilitation of an unauthorized withdrawal from the customer’s account by an unknown person. Christopher Callero’s customer complaint was settled in favor of the investors. Christopher Callero Red Flags & Your Rights As An Investor Of course, Christopher Callero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Callero at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Callero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Christopher Callero If you have questions about Woodbury Financial Services and/or Christopher Callero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Darwin Campbell of RBC Capital Markets

DID DARWIN CLAIR CAMPBELL CAUSE YOU INVESTMENT LOSSES? Darwin Campbell Of RBC Capital Markets And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Darwin Campbell of RBC Capital Markets? Darwin Campbell (CRD #1663816) who is currently registered with RBC Capital Markets and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Darwin Campbell was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darwin Campbell Customer Complaint Darwin Campbell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Darwin Campbell allegedly stated, the return on the investment in a Chinese Bitcoin Company would be 80% in a 3 month period. The customer complaint filed against Darwin Campbell’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Darwin Campbell Red Flags & Your Rights As An Investor Of course, Darwin Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darwin Campbell at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Darwin Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Darwin Campbell If you have questions about RBC Capital Markets, Merrill Lynch Pierce Fenner & Smith, and/or Darwin Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Les Campbell of Herbert J. Sims & Co

DID LES R. CAMPBELL CAUSE YOU INVESTMENT LOSSES? Les Campbell Of Herbert J. Sims & Co And Herbert J. Sims Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Les Campbell of Herbert J. Sims & Co? Les Campbell (CRD #2993468) who is currently registered with Herbert J. Sims & Co, Herbert J. Sims Capital Management and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Les Campbell Customer Complaint Les Campbell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client called the broker and alleged that firm should not have underwritten an investment that is underperforming. The customer complaint was settled in favor of the investors. Les Campbell Red Flags & Your Rights As An Investor Of course, Les Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Les Campbell at Herbert J. Sims & Co and Herbert J. Sims Capital Management on alert to review carefully the activity and performance of their accounts and question whether Les Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co and Herbert J. Sims Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co Due To Les Campbell If you have questions about Herbert J. Sims & Co, Herbert J. Sims Capital Management, and/or Les Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Capilets of Equitable Advisors

DID CHARLES JOHN CAPILETS CAUSE YOU INVESTMENT LOSSES? Charles Capilets Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Capilets of Equitable Advisors? Charles Capilets (CRD #2610269) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Charles Capilets Customer Complaint Charles Capilets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not made fully aware of the fees associated with an additional unsolicited contribution to his Life insurance policy. Charles Capilets’ customer complaint was settled in favor of the investors. Charles Capilets Red Flags & Your Rights As An Investor Of course, Charles Capilets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Capilets at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Charles Capilets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Charles Capilets If you have questions about Equitable Advisors and/or Charles Capilets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Art Cardenas of LPL Financial

DID ART F CARDENAS CAUSE YOU INVESTMENT LOSSES? Art Cardenas Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Art Cardenas of LPL Financial? Art Cardenas (CRD #3208265) who is currently registered with LPL Financial and located in Rancho Cucamonga, California is a subject of one of our many securities industry sales practice abuse investigations. Art Cardenas Customer Complaint Art Cardenas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, which caused a loss in their account. Art Cardenas’ customer complaint was denied and, to date, the customers have not taken any further action. Art Cardenas Red Flags & Your Rights As An Investor Of course, Art Cardenas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Art Cardenas at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Art Cardenas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Art Cardenas If you have questions about LPL Financial and/or Art Cardenas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Carelli of UBS Financial Services

DID MICHAEL J CARELLI CAUSE YOU INVESTMENT LOSSES? Michael Carelli Of UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Carelli of UBS Financial Services? Michael Carelli (CRD #2412306) who is currently registered with UBS Financial Services and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Carelli Customer Complaints Michael Carelli has been the subject of 2 customer complaints that we know about. One of Michael Carelli’s customer complaints was settled in favor of investors. One of Michael Carelli’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Michael Carelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Carelli allegedly made misrepresentations concerning auction rate security purchased. Claimant’s alleged Michael Carelli made unsuitable investment recommendations and mismanagement with respect to handling of accounts. Michael Carelli Red Flags & Your Rights As An Investor Of course, Michael Carelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Carelli at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Carelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Michael Carelli If you have questions about UBS Financial Services and/or Michael Carelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Phillip Cartwright of Woodbury Financial Services

DID PHILLIP TODD CARTWRIGHT CAUSE YOU INVESTMENT LOSSES? Phillip Cartwright Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Phillip Cartwright of Woodbury Financial Services? Phillip Cartwright (CRD #4287303) who is currently registered with Woodbury Financial Services and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Phillip Cartwright Customer Complaint Phillip Cartwright has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the recommendation of a private placement in his IRA account was not suitable and that the firm failed to conduct adequate due diligence on the investment product. The customer complaint filed against Phillip Cartwright’s current employer Woodbury Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Phillip Cartwright Red Flags & Your Rights As An Investor Of course, Phillip Cartwright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Cartwright at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Phillip Cartwright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Phillip Cartwright If you have questions about Woodbury Financial Services and/or Phillip Cartwright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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