Feb 2, 2023

Jared Mancini of Benchmark Investments, LLC

DID JARED CHRISTOPHER MANCINI CAUSE YOU INVESTMENT LOSSES? Jared Mancini Of Benchmark Investments, LLC And Formerly With G.F. Investment Services, LLC and Newbridge Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Jared Mancini of Benchmark Investments, LLC? Jared Mancini (CRD #6275985) who is currently registered with Benchmark Investments, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benchmark Investments, LLC, Jared Mancini was associated with G.F. Investment Services, LLC and Newbridge Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jared Mancini Customer Complaint Jared Mancini has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to private placement investments. The FINRA arbitration claim was settled in favor of the investor. Jared Mancini Red Flags & Your Rights As An Investor Of course, Jared Mancini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Mancini at Benchmark Investments, LLC, G.F. Investment Services, LLC and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Jared Mancini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benchmark Investments, LLC, G.F. Investment Services, LLC and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benchmark Investments, LLC Due To Jared Mancini If you have questions about Benchmark Investments, LLC, G.F. Investment Services, LLC, Newbridge Securities Corporation and/or Jared Mancini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2023

Janine Ruland of NYLIFE Securities LLC

DID JANINE MARIE RULAND CAUSE YOU INVESTMENT LOSSES? Janine Ruland Of NYLIFE Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Janine Ruland of NYLIFE Securities LLC? Janine Ruland (CRD #4969604) who is currently registered with NYLIFE Securities LLC and located in Mill Creek, Washington, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLIFE Securities LLC, Janine Ruland was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Janine Ruland Customer Complaints Janine Ruland has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled and the other was denied by her employer NYLIFE Securities. Allegations Against Janine Ruland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Janine Ruland Red Flags & Your Rights As An Investor Of course, Janine Ruland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Janine Ruland at NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Janine Ruland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Janine Ruland If you have questions about NYLIFE Securities LLC and/or Janine Ruland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2023

Jared Stines formerly with Cetera Investment Services LLC

DID JARED LEE STINES CAUSE YOU INVESTMENT LOSSES? Jared Stines Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jared Stines formerly with Cetera Investment Services LLC? Jared Stines (CRD #5896834) who was formerly registered with Cetera Investment Services LLC and located in Urbandale, Iowa, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Jared Stines was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jared Stines Customer Complaint Jared Stines has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for mismanagement of retirement funds. The matter was settled in favor of the investor for the full amount demanded. Jared Stines Red Flags & Your Rights As An Investor Of course, Jared Stines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Stines at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jared Stines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Jared Stines If you have questions about Cetera Investment Services LLC and/or Jared Stines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2023

Jamie Lloyd of Wells Fargo Clearing Services, LLC

DID JAMIE LLOYD CAUSE YOU INVESTMENT LOSSES? Jamie Lloyd Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Jamie Lloyd of Wells Fargo Clearing Services, LLC? Jamie Lloyd (CRD #4949993) who is currently registered with Wells Fargo Clearing Services, LLC and located in Saint George, Utah, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jamie Lloyd was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jamie Lloyd Customer Complaint Jamie Lloyd has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentations regarding mutual funds. J.P. Morgan securities denied the customer complaint and to date the customer has not taken any further action. Jamie Lloyd Red Flags & Your Rights As An Investor Of course, Jamie Lloyd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jamie Lloyd at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jamie Lloyd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jamie Lloyd If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and/or Jamie Lloyd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2023

Jamie Worden formerly with Worden Capital Management LLC

DID JAMIE JOHN WORDEN CAUSE YOU INVESTMENT LOSSES? Jamie Worden Of Worden Capital Management LLC Has 18 Customer Complaints For Alleged Broker Misconduct Who is Jamie Worden formerly with Worden Capital Management LLC? Jamie Worden (CRD #4637404) who was formerly registered with Worden Capital Management LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Worden Capital Management LLC, Jamie Worden was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jamie Worden has had his own share of regulatory problems. In fact, there is 7 reported regulatory disciplinary matters that we are aware of from reviewing his BrokerCheck report. At one point he was suspended for failing to pay an arbitration award. Later he refused to cooperate with FINRA in one of its investigations was permanently barred from any further association with any FINRA member firm in any capacity. There are several state regulatory matters reported as well. Jamie Worden Customer Complaints Jamie Worden has been the subject of 18 customer complaints that we know about to recover investment losses. There are 5 arbitration awards ruling in favor of the multiple investors. There are 4 reported settlements in favor of investors. Nine arbitration claims remained pending. Allegations Against Jamie Worden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jamie Worden Red Flags & Your Rights As An Investor Of course, Jamie Worden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jamie Worden at Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Jamie Worden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Jamie Worden If you have questions about Worden Capital Management LLC and/or Jamie Worden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2023

Jami McFeeters of Edward Jones

DID JAMI MCFEETERS CAUSE YOU INVESTMENT LOSSES? Jami McFeeters Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jami McFeeters of Edward Jones? Jami McFeeters (CRD 7063675) who was formerly registered with Edward Jones and located in Bentonville, Arkansas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Edward Jones, Jami McFeeters was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jami McFeeters Customer Complaint Jami McFeeters has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented by omission the consequences of moving his 401(k) over in relation to a loan he had against said 401(k) resulting in taxes and penalties being owed. The customer complaint was settled by Edward Jones in favor of the investor. Jami McFeeters Red Flags & Your Rights As An Investor Of course, Jami McFeeters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jami McFeeters at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jami McFeeters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jami McFeeters If you have questions about Edward Jones and/or Jami McFeeters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2023

James Diamond of Commonwealth Financial Network

DID JAMES WOOD DIAMOND CAUSE YOU INVESTMENT LOSSES? James Diamond Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is James Diamond of Commonwealth Financial Network? James Diamond (CRD #1319295) who is currently registered with Commonwealth Financial Network and located in Greenville, Rhode Island, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, James Diamond was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Diamond Customer Complaint James Diamond has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate account on the date requested. The customer complaint was denied by Commonwealth Financial Network and, to date, no further action has been taken by the customer. James Diamond Red Flags & Your Rights As An Investor Of course, James Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Diamond at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether James Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To James Diamond If you have questions about Commonwealth Financial Network and/or James Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2023

James Exley, IV formerly with Northwestern Mutual Investment Services, LLC

DID JAMES WILLIAM EXLEY IV CAUSE YOU INVESTMENT LOSSES? James Exley, IV Of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Exley, IV formerly with Northwestern Mutual Investment Services, LLC? James Exley, IV (CRD #2766625) who was formerly registered with Northwestern Mutual Investment Services, LLC and located in Alpharetta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Northwestern Mutual Investment Services, LLC, James Exley, IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Exley, IV Customer Complaints James Exley, IV has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Northwest and Mutual Investment Services in favor of the investor. The brokerage firm denied the other customer complaint and the customer took no further action. Allegations Against James Exley, IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Exley, IV Red Flags & Your Rights As An Investor Of course, James Exley, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Exley, IV at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Exley, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Exley, IV If you have questions about Northwestern Mutual Investment Services, LLC and/or James Exley, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2023

James Salter of J.P. Morgan Securities LLC

DID JAMES W. SALTER CAUSE YOU INVESTMENT LOSSES? James Salter Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is James Salter of J.P. Morgan Securities LLC? James Salter (CRD #4156192) who is currently registered with J.P. Morgan Securities LLC and located in Irving, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, James Salter was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Salter Customer Complaint James Salter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. J.P. Morgan Securities settled the customer complaint in favor of the investor. James Salter Red Flags & Your Rights As An Investor Of course, James Salter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Salter at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether James Salter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To James Salter If you have questions about J.P. Morgan Securities LLC and/or James Salter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Stines of Morgan Stanley

DID JAMES TRACY STINES CAUSE YOU INVESTMENT LOSSES? James Stines Of Morgan Stanley And Formerly With Truist Advisors Services, Inc. and BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Stines of Morgan Stanley? James Stines (CRD #1175075) who is currently registered with Morgan Stanley and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, James Stines was associated with Truist Advisors Services, Inc. and BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Stines Customer Complaints James Stines has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by BB&T Securities in favor of the investor. Prudential securities denied another customer complaint and it was withdrawn. Allegations Against James Stines A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Stines Red Flags & Your Rights As An Investor Of course, James Stines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stines at Morgan Stanley, Truist Advisors Services, Inc. and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether James Stines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Truist Advisors Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At [Morgan Stanley Due To James Stines If you have questions about Morgan Stanley, Truist Advisors Services, Inc., BB&T Securities, LLC and/or James Stines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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