Jan 31, 2023

James Bukowsky of First Heartland Capital, Inc.

DID JAMES T BUKOWSKY CAUSE YOU INVESTMENT LOSSES? James Bukowsky Of First Heartland Capital, Inc. And Formerly With Questar Asset Management, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Bukowsky of First Heartland Capital, Inc.? James Bukowsky (CRD #1063088) who is currently registered with First Heartland Capital, Inc. and located in Mountain Grove, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Heartland Capital, Inc., James Bukowsky was associated with Questar Asset Management, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Bukowsky Customer Complaint James Bukowsky has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized sale of 2 stock positions. The broker-dealer First Heartland Capital denied the customer complaint and to date, no further action has been taken by the customer. James Bukowsky Red Flags & Your Rights As An Investor Of course, James Bukowsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Bukowsky at First Heartland Capital, Inc. and Questar Asset Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Bukowsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Heartland Capital, Inc. and Questar Asset Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Heartland Capital, Inc. Due To James Bukowsky If you have questions about First Heartland Capital, Inc., Questar Asset Management, Inc. and/or James Bukowsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Prosperi formerly with Pruco Securities, LLC

DID JAMES V. PROSPERI CAUSE YOU INVESTMENT LOSSES? James Prosperi Formerly With Pruco Securities, LLC and Allstate Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Prosperi formerly with Pruco Securities, LLC? James Prosperi (CRD #2337125) who was formerly registered with Pruco Securities, LLC and located in Pittsford, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC,James Prosperi was associated withAllstate Financial Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Prosperi Customer Complaints James Prosperi has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints be denied by James prosperity’s employer, and it appears, to date, that the customers did not take any further action. Notwithstanding, James Prosperi was terminated by Pruco. Securities in December 2024 and knowingly submitting forms related to annuity applications that included non-genuine signatures and Merrill Lynch Pierce Fenner and Smith before that in 2014. Allegations Against James Prosperi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Prosperi Red Flags & Your Rights As An Investor Of course, James Prosperi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Prosperi at Pruco Securities, LLC and Allstate Financial Services, LLC  on alert to review carefully the activity and performance of their accounts and question whether James Prosperi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Allstate Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To James Prosperi If you have questions about Pruco Securities, LLC, Allstate Financial Services, LLC and/or James Prosperi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Hill, III formerly with Blackstone Advisory Partners L.P.

DID JAMES TOMILSON HILL III CAUSE YOU INVESTMENT LOSSES? James Hill, III Formerly With Blackstone Advisory Partners L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is James Hill, III formerly with Blackstone Advisory Partners L.P.? James Hill, III (CRD #2114386) who was formerly registered with Blackstone Advisory Partners L.P. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Blackstone Advisory Partners L.P., James Hill, III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Hill, III Customer Complaint James Hill, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the Kentucky Retirement System’s investment in a Blackstone managed fund and violations of various state laws. The lawsuit in state court in the Commonwealth of Kentucky is still pending. James Hill, III Red Flags & Your Rights As An Investor Of course, James Hill, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Hill, III at Blackstone Advisory Partners L.P. on alert to review carefully the activity and performance of their accounts and question whether James Hill, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Blackstone Advisory Partners L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Blackstone Advisory Partners L.P.  Due To James Hill, III If you have questions about Blackstone Advisory Partners L.P. and/or James Hill, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Malaussena of Berthel, Fisher & Company Financial Services, Inc.

DID JAMES VALENTINE MALAUSSENA CAUSE YOU INVESTMENT LOSSES? James Malaussena Of Berthel, Fisher & Company Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Malaussena of Berthel, Fisher & Company Financial Services, Inc.? James Malaussena (CRD #2494951) who is currently registered with Berthel, Fisher & Company Financial Services, Inc. and located in Palm Beach Gardens, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Berthel, Fisher & Company Financial Services, Inc., James Malaussena was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Malaussena Customer Complaints James Malaussena has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by TD Waterhouse Investor Services. The other customer complaint is pending against Berthel Fisher and Co. Financial Services. Allegations Against James Malaussena A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Malaussena Red Flags & Your Rights As An Investor Of course, James Malaussena did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Malaussena at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Malaussena has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To James Malaussena If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or James Malaussena and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Dennik of U.S. Bancorp Investments, Inc.

DID JAMES STEVEN DENNIK CAUSE YOU INVESTMENT LOSSES? James Dennik Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Dennik of U.S. Bancorp Investments, Inc.? James Dennik (CRD #1634218) who is currently registered with U.S. Bancorp Investments, Inc. and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  Prior to U.S. Bancorp Investments, Inc., James Dennik was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Dennik Customer Complaint James Dennik has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to move money into the money market when instructed to do so. The customer complaint was denied by US Bancorp Investments and, to date, the customer has not taken any further action. James Dennik Red Flags & Your Rights As An Investor Of course, James Dennik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dennik at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Dennik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To James Dennik If you have questions about U.S. Bancorp Investments, Inc. and/or James Dennik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Massengill formerly with Vanguard Marketing Corporation

DID JAMES RODNEY MASSENGILL CAUSE YOU INVESTMENT LOSSES? James Massengill Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is James Massengill formerly with Vanguard Marketing Corporation? James Massengill (CRD #2076896) who was formerly registered with Vanguard Marketing Corporation and located in Malvern, Pennsylvania. is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Vanguard Marketing Corporation, James Massengill was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Massengill Customer Complaint James Massengill has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor rebalanced his cash accounts into stock funds when he specifically instructed him to leave the cash in a money market fund. The customer complaint was denied, and to date no further action has been taken by the customer. James Massengill Red Flags & Your Rights As An Investor Of course, James Massengill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Massengill formerly with Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether James Massengill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To James Massengill If you have questions about Vanguard Marketing Corporation and/or James Massengill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Nelson of Centaurus Financial, Inc.

DID JAMES ROBERT NELSON CAUSE YOU INVESTMENT LOSSES? James Nelson Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Nelson of Centaurus Financial, Inc.? James Nelson (CRD #2552126) who is currently registered with Centaurus Financial, Inc. and located in Blue Springs, Missouri is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Centaurus Financial, Inc., James Nelson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Nelson Customer Complaints James Nelson has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Centaurus Financial in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer. Allegations Against James Nelson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Nelson Red Flags & Your Rights As An Investor Of course, James Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Nelson at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To James Nelson If you have questions about Centaurus Financial, Inc. and/or James Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Ries of Oppenheimer & Co. Inc.

DID JAMES SANDER RIES CAUSE YOU INVESTMENT LOSSES? James Ries Of Oppenheimer & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Ries of Oppenheimer & Co. Inc.? James Ries (CRD #861845) who is currently registered with Oppenheimer & Co. Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., James Ries was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Ries Customer Complaint James Ries has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise. The customer complaint was denied by Oppenheimer & Co., and to date, the customer has not taken any further action. James Ries Red Flags & Your Rights As An Investor Of course, James Ries did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ries at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether James Ries has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To James Ries If you have questions about Oppenheimer & Co. Inc. and/or James Ries and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Morner of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JAMES S. MORNER CAUSE YOU INVESTMENT LOSSES? James Morner Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Morner of Merrill Lynch, Pierce, Fenner & Smith Incorporated? James Morner (CRD #4977718) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Seal Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, James Morner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Morner Customer Complaints James Morner has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Merrill Lynch, Pierce, Fenner and Smith Incorporated in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer. Allegations Against James Morner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Morner Red Flags & Your Rights As An Investor Of course, James Morner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Morner at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Morner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To James Morner If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or James Morner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Barcomb of Cantella & Co., Inc.

DID JAMES ROBERT BARCOMB CAUSE YOU INVESTMENT LOSSES? James Barcomb Of Cantella & Co., Inc. and Formerly with Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Barcomb of Cantella & Co., Inc.? James Barcomb (CRD #2434495) who is currently registered with Cantella & Co., Inc. and located in Malden, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cantella & Co., Inc., James Barcomb was associated with Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Barcomb Customer Complaints James Barcomb has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by James Barcomb’s employer and to date, the customers have not taken any further action. Allegations Against James Barcomb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Barcomb Red Flags & Your Rights As An Investor Of course, James Barcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Barcomb at Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Barcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc. and IC Advisory Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To James Barcomb If you have questions about Cantella & Co., Inc., Cambridge Investment Research Advisors, Inc., IC Advisory Services, Inc. and/or James Barcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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