Mar 8, 2022

Nicolas Barrios Formerly With UBS Financial Services

DID NICOLAS JESUS BARRIOS CAUSE YOU INVESTMENT LOSSES? Nicolas Barrios Formerly With UBS Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Nicolas Barrios formerly with UBS Financial Services? Nicolas Barrios (CRD #2122824) who was formerly registered with UBS Financial Services and located in Winter Haven, Florida is a subject of one of our many securities industry sales practice abuse investigations. Nicolas Barrios was also the subject of a FINRA investigation into allegations that he mismanaged and committed fraud in customer’s account.  He allegedly failed to provide FINRA with the requested documents and information in connection with its investigation and was subsequently permanently barred from membership with any FINRA firm in any capacity. Nicolas Barrios Customer Complaints Nicolas Barrios has been the subject of 4 customer complaints that we know about. Three of Nicolas Barrios’ 4 customers’ complaints were denied and the customers did not take any further action. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Nicolas Barrios’ alleged misconduct. Allegations Against Nicolas Barrios A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Florida resident writes that he should have been placed in safer investment allegedly by Nicolas Barrios. The client’s beneficiaries allege Nicolas Barrios invested in risky stocks for her age. She further alleges the FA stated he took her money and traded it outside of UBS. She finally alleges the client did not authorize stock trades and thought her money was safe. Nicolas Barrios Red Flags & Your Rights As An Investor Of course, Nicolas Barrios did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicolas Barrios at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Nicolas Barrios has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Nicolas Barrios If you have questions about UBS Financial Services and/or Nicolas Barrios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Bennington Of Kestra Investment Services

DID GREGORY EUGENE BENNINGTON CAUSE YOU INVESTMENT LOSSES? Gregory Bennington Of Kestra Investment Services, Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Bennington of Kestra Investment Services? Gregory Bennington (CRD #2663629) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Jeffersonville, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Gregory Bennington Customer Complaint Gregory Bennington has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions. Gregory Bennington’s customer complaint was settled in favor of the investors. Gregory Bennington Red Flags & Your Rights As An Investor Of course, Gregory Bennington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Bennington at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Bennington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Gregory Bennington If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Gregory Bennington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Bergamo Of UBS Financial Services

DID JOSEPH SAM BERGAMO CAUSE YOU INVESTMENT LOSSES? Joseph Bergamo Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Bergamo of UBS Financial Services? Joseph Bergamo (CRD #3050595) who is currently registered with UBS Financial Services and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Joseph Bergamo Customer Complaint Joseph Bergamo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Joseph Bergamo failed to make her account conservative as requested and did not separate funds to meet tax liabilities as requested. The client further alleged her financial advisor assured her the account was conservative. Joseph Bergamo’s customer complaint was settled in favor of the investors. Joseph Bergamo Red Flags & Your Rights As An Investor Of course, Joseph Bergamo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Bergamo at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Bergamo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joseph Bergamo If you have questions about UBS Financial Services and/or Joseph Bergamo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Berlacher Of Emerging Growth Equities

DID GREGORY JOSEPH BERLACHER CAUSE YOU INVESTMENT LOSSES? Gregory Berlacher Of Emerging Growth Equities Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Berlacher of Emerging Growth Equities? Gregory Berlacher (CRD #1929689) who is currently registered with Emerging Growth Equities and located in Bryn Mawr, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Gregory Berlacher Customer Complaint Gregory Berlacher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that EGE failed to conduct adequate due diligence before offering and selling securities in a series of private placements to the Individuals. The customer complaint filed against Gregory Berlacher’s current employer Emerging Growth Equities for investment losses caused by the alleged misconduct is pending as of the date of this report. Gregory Berlacher Red Flags & Your Rights As An Investor Of course, Gregory Berlacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Berlacher at Emerging Growth Equities on alert to review carefully the activity and performance of their accounts and question whether Gregory Berlacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerging Growth Equities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerging Growth Equities Due To Gregory Berlacher If you have questions about Emerging Growth Equities and/or Gregory Berlacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Martin Berman Of First Allied Securities

DID MARTIN S. BERMAN CAUSE YOU INVESTMENT LOSSES? Martin Berman Of First Allied Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Martin Berman of First Allied Securities? Martin Berman (CRD #2406962) who is currently registered with First Allied Securities and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Martin Berman Customer Complaint Martin Berman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Martin Berman recommended complex investments that were unsuitable. Claimant generally alleges breach of various duties, negligence, and failure to supervise. The customer complaint filed against Martin Berman’s current employer First Allied Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Martin Berman Red Flags & Your Rights As An Investor Of course, Martin Berman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Berman at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Martin Berman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities Due To Martin Berman If you have questions about First Allied Securities and/or Martin Berman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jefferey Biederman of Morgan Stanley

DID JEFFEREY H. BIEDERMAN CAUSE YOU INVESTMENT LOSSES? Jefferey Biederman Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jefferey Biederman of Morgan Stanley? Jefferey Biederman (CRD #2815988) who is currently registered with Morgan Stanley and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Jefferey Biederman Customer Complaint Jefferey Biederman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged, inter alia, that the financial advisor was negligent when he allowed the claimant’s wife to make unauthorized transfers of funds from and sales of securities within his accounts.  Jefferey Biederman’s complaint was settled in favor of investors. Jefferey Biederman Red Flags & Your Rights As An Investor Of course, Jefferey Biederman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jefferey Biederman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jefferey Biederman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jefferey Biederman If you have questions about Morgan Stanley and/or Jefferey Biederman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Walter Bish of Smith Brown & Groover

DID WALTER CHARLES BISH CAUSE YOU INVESTMENT LOSSES? Walter Bish Of Smith Brown & Groover Has A Customer Complaint For Alleged Broker Misconduct Who is Walter Bish of Smith Brown & Groover? Walter Bish (CRD #3214712) who is currently registered with Smith Brown & Groover and located in Macon, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Walter Bish Customer Complaint Walter Bish has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges negligence, suitability, negligent misrepresentation and omission, intentional misrepresentation and omission, fraud, violation of Georgia securities laws and statutes and the Investment Advisors Act of 1940, control personal liability, breach of fiduciary duty, failure to supervise, etc. in regards to volatility-linked products and variable annuities. The customer complaint filed against Walter Bish’s current employer Smith Brown & Groover for investment losses caused by the alleged misconduct is pending as of the date of this report. Walter Bish Red Flags & Your Rights As An Investor Of course, Walter Bish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Bish at Smith Brown & Groover on alert to review carefully the activity and performance of their accounts and question whether Walter Bish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Smith Brown & Groover also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Smith Brown & Groover Due To Walter Bish If you have questions about Smith Brown & Groover and/or Walter Bish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wayne Blanchette of Pruco Securities

DID WAYNE ANDREW BLANCHETTE CAUSE YOU INVESTMENT LOSSES? Wayne Blanchette Of Pruco Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wayne Blanchette of Pruco Securities? Wayne Blanchette (CRD #1436509) who is currently registered with Pruco Securities and located in Shelton, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Wayne Blanchette Customer Complaints Wayne Blanchette has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Wayne Blanchette’s 2 customer complaints was settled in favor of investors. One of Wayne Blanchette’s customers’ complaints was denied and, to date, the customers have not taken any further action Allegations Against Wayne Blanchette A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that he received misinformation from Wayne Blanchette regarding capital gains as a result of liquidating his account. Customer alleged Wayne Blanchette did not fully disclose all the facts regarding charges, expenses and fees of an investment recommended by him. Wayne Blanchette Red Flags & Your Rights As An Investor Of course, Wayne Blanchette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Blanchette at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Wayne Blanchette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Wayne Blanchette If you have questions about Pruco Securities and/or Wayne Blanchette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Blankenship of Janney Montgomery Scott

DID MICHAEL EDOUARD BLANKENSHIP CAUSE YOU INVESTMENT LOSSES? Michael Blankenship Of Janney Montgomery Scott Has 6 Customer Complaints For Alleged Broker Misconduct Who is Michael Blankenship of Janney Montgomery Scott? Michael Blankenship (CRD #2215124) who is currently registered with Janney Montgomery Scott and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Blankenship Customer Complaints Michael Blankenship has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Blankenship’s 6 customer complaints were settled in favor of investors. Three of Michael Blankenship’s customers complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott for investment losses caused by Michael Blankenship’s alleged misconduct. Allegations Against Michael Blankenship A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that his accounts were not managed in his best interest, resulting in unspecified damages allegedly made by Michael Blankenship. Customer alleged Michael Blankenship made unsuitable investments. Customer alleged order entry error resulting in improper use of margin and alleged that investment allegedly made by Michael Blankenship was not suitable. Florida clients alleged that Michael Blankenship recommended unsuitable annuity and equity investments resulting in a loss. Michael Blankenship’s alleged unsuitable allocation of high yield securities. Michael Blankenship Red Flags & Your Rights As An Investor Of course, Michael Blankenship did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Blankenship at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Michael Blankenship has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Michael Blankenship If you have questions about Janney Montgomery Scott and/or Michael Blankenship and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lary Bloom of Wells Fargo Clearing Services

DID LARY DOUGLAS BLOOM CAUSE YOU INVESTMENT LOSSES? Lary Bloom Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Lary Bloom of Wells Fargo Clearing Services? Lary Bloom (CRD #4134648) who is currently registered with Wells Fargo Clearing Services and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Lary Bloom Customer Complaints Lary Bloom has been the subject of 2 customer complaints that we know about.  Both of Lary Bloom’s 2 customer complaints were settled in favor of investors. Allegations Against Lary Bloom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the options trading strategy recommended by Lary Bloom was unsuitable and that he was not advised of the risks. California client purchased 15,000.00 Wachovia Corp Call Warrants, Relative Perf, SPX/RTY (the warrants) at a price of 6.35 for a net amount of $95,250.00 for his trust account. The client stated that Lary Bloom allegedly purchased the warrants on improper information regarding the characteristics of the investment. The client further stated that when the warrants began to decline, he was told by Lary Bloom that his principal was protected and that if the warrants had no value on the maturity date, then he would receive his original principal back. The client stated that he subsequently was told that there is no principal protection associated with the warrants. The client has requested a full return of his original principal amount. Lary Bloom Red Flags & Your Rights As An Investor Of course, Lary Bloom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lary Bloom at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lary Bloom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Lary Bloom If you have questions about Wells Fargo Clearing Services and/or Lary Bloom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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