Jan 30, 2023

James Petrizzo of Independent Financial Group, LLC

DID JAMES PETRIZZO CAUSE YOU INVESTMENT LOSSES? James Petrizzo Of Independent Financial Group, LLC And Formerly With Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Petrizzo of Independent Financial Group, LLC? James Petrizzo (CRD #2140799) who is currently registered with Independent Financial Group, LLC and located in Boulder City, Nevada, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, James Petrizzo was associated with Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Petrizzo Customer Complaint James Petrizzo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not disclose the callable nature of a CBA investment at the time of purchase. The customer complaint was settled by Cuna Brokerage Services in favor of the investor. James Petrizzo Red Flags & Your Rights As An Investor Of course, James Petrizzo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Petrizzo at Independent Financial Group, LLC, Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc on alert to review carefully the activity and performance of their accounts and question whether James Petrizzo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC, Cuso Financial Services, L.P. and Cuna Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To James Petrizzo If you have questions about Independent Financial Group, LLC, Cuso Financial Services, L.P., Cuna Brokerage Services, Inc. and/or James Petrizzo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Beckman of Truist Investment Services, Inc.

DID JAMES NEAL BECKMAN CAUSE YOU INVESTMENT LOSSES? James Beckman Of Truist Investment Services, Inc. and Formerly with Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Beckman of Truist Investment Services, Inc.? James Beckman (CRD #2237189) who is currently registered with Truist Investment Services, Inc. and located in Naples, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., James Beckman was associated with Fifth Third Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Beckman Customer Complaint James Beckman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to customers alleges dissatisfaction with performance of a managed portfolio. The customer complaint was denied, and the customer is not taken any further action. James Beckman Red Flags & Your Rights As An Investor Of course, James Beckman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Beckman at Truist Investment Services, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Beckman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To James Beckman If you have questions about Truist Investment Services, Inc., Fifth Third Securities, Inc. and/or James Beckman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Lamont formerly with Whitehall Parker Securities, Inc.

DID JAMES MARTEN LAMONT CAUSE YOU INVESTMENT LOSSES? James Lamont Formerly With Whitehall Parker Securities, Inc. and Independent Financial Group, LLC Has 14 Customer Complaints For Alleged Broker Misconduct Who is James Lamont formerly with Whitehall Parker Securities, Inc.? James Lamont (CRD #2846228) who was formerly registered with Whitehall Parker Securities, Inc. and located in San Francisco, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Whitehall Parker Securities, Inc., James Lamont was associated with Independent Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lamont has had his own share of regulatory problems. In November 2019, he was suspended and all capacities for 18 months and ordered to pay disgorgement to a customer and fines. When James Lamont failed to pay those fines, his registration was revoked. James Lamont Customer Complaints James Lamont has been the subject of 14 customer complaints that we know about to recover investment losses. Thirteen of the customer complaints were settled in favor of the investors. One customer complaint resulted in an arbitration proceeding that is still pending. Allegations Against Whitehall Parker Securities, Inc. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lamont Red Flags & Your Rights As An Investor Of course, James Lamont did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lamont at Whitehall Parker Securities, Inc. and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether James Lamont has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Whitehall Parker Securities, Inc. and Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Whitehall Parker Securities, Inc. Due To James Lamont If you have questions about Whitehall Parker Securities, Inc., Independent Financial Group, LLC and/or James Lamont and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James McCarthy of Charles Schwab & Co., Inc.

DID JAMES MICHAEL MCCARTHY CAUSE YOU INVESTMENT LOSSES? James McCarthy Of Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James McCarthy of Charles Schwab & Co., Inc.? James McCarthy (CRD #1090461) who is currently registered with Charles Schwab & Co., Inc. and located in Lone Tree, Colorado, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Charles Schwab & Co., Inc., James McCarthy was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James McCarthy Customer Complaint James McCarthy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations to place limit order resulted in multiple closing orders for the same option in losses. The customer complaint was settled by Charles Schwab in favor of the investor. James McCarthy Red Flags & Your Rights As An Investor Of course, James McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McCarthy at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether James McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To James McCarthy If you have questions about Charles Schwab & Co., Inc. and/or James McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Callaway of Ameriprise Financial Services, LLC

DID JAMES MCREYNOLDS CALLAWAY CAUSE YOU INVESTMENT LOSSES? James Callaway Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Callaway of Ameriprise Financial Services, LLC? James Callaway (CRD #2373512) who is currently registered with Ameriprise Financial Services, LLC and located in Paris, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, LLC, James Callaway was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Callaway Customer Complaints James Callaway has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by his employers in favor of the investors. Allegations Against James Callaway A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Callaway Red Flags & Your Rights As An Investor Of course, James Callaway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Callaway at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Callaway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To James Callaway If you have questions about Ameriprise Financial Services, LLC and/or James Callaway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Ware of Ameriprise Financial Services, LLC

DID JAMES LOWELL WARE CAUSE YOU INVESTMENT LOSSES? James Ware Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is James Ware of Ameriprise Financial Services, LLC? James Ware  (CRD #5446798) who is currently registered with Ameriprise Financial Services, LLC and located in Tampa, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, LLC, James Ware was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Ware Customer Complaint James Ware has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor allegedly failed to disclose the various fees and surrender charges within a RiverSource variable annuity. America’s Financial Services denied the customer complaint, and to date, the customer has not filed any action. James Ware Red Flags & Your Rights As An Investor Of course, James Ware did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ware at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Ware has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To James Ware If you have questions about Ameriprise Financial Services, LLC and/or James Ware and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Lacey, Jr of Morgan Stanley

DID JAMES LESLIE LACEY JR CAUSE YOU INVESTMENT LOSSES? James Lacey, Jr Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Lacey, Jr of Morgan Stanley? James Lacey, Jr (CRD #3087081) who is currently registered with Morgan Stanley and located in Koloa, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Lacey, Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lacey, Jr Customer Complaints James Lacey, Jr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by his former employers Merrill Lynch Pierce Fenner and Smith and UBS Financial Services in favor of the investors. The other customer complaint was denied by Morgan Stanley and, to date, it appears the customer has not taken any further action. Allegations Against James Lacey, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lacey, Jr Red Flags & Your Rights As An Investor Of course, James Lacey, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lacey, Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Lacey, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Lacey, Jr If you have questions about Morgan Stanley and/or James Lacey, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Connell Mid-Atlantic Securities, Inc.

DID JAMES LEE CONNELL CAUSE YOU INVESTMENT LOSSES? James Connell Formerly With Mid-Atlantic Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Connell Mid-Atlantic Securities, Inc.? James Connell (CRD #52276) who was formerly registered with Mid-Atlantic Securities, Inc. and located in Raleigh, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mid-Atlantic Securities, Inc., James Connell was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Connell Customer Complaints James Connell has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by James Connell’s employer in favor of the investors. Allegations Against James Connell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Connell Red Flags & Your Rights As An Investor Of course, James Connell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Connell at Mid-Atlantic Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Connell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid-Atlantic Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mid-Atlantic Securities, Inc. Due To James Connell If you have questions about Mid-Atlantic Securities, Inc. and/or James Connell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Henneman of Northwestern Mutual Investment Services, LLC

DID JAMES LEROY HENNEMAN CAUSE YOU INVESTMENT LOSSES? James Henneman Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is James Henneman of Northwestern Mutual Investment Services, LLC? James Henneman (CRD #2408674) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Naperville, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Northwestern Mutual Investment Services, LLC, James Henneman was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Henneman Customer Complaint James Henneman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations that the rollover of IRA funds to a fixed annuity was not suitable at the time of the sale and failure to disclose restrictions regarding withdrawals and surrender fees. The customer complaint was denied by the brokerage firm and, to date, it appears that the customer has not taken any further action. James Henneman Red Flags & Your Rights As An Investor Of course, James Henneman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Henneman at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Henneman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Henneman If you have questions about Northwestern Mutual Investment Services, LLC and/or James Henneman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Greene formerly with B. Riley Wealth Management

DID JAMES LEE GREENE CAUSE YOU INVESTMENT LOSSES? James Greene Formerly With B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Greene formerly with B. Riley Wealth Management? James Greene (CRD #2974053) who was formerly registered with B. Riley Wealth Management and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to B. Riley Wealth Management, James Greene was associated with National Securities Corporation and First Command Financial Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Greene Customer Complaints James Greene has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by James Greene’s former employers in favor of the investors. The other customer complaint remains pending against National Securities Corp. Allegations Against James Greene A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Greene Red Flags & Your Rights As An Investor Of course, James Greene did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Greene at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning on alert to review carefully the activity and performance of their accounts and question whether James Greene has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To James Greene If you have questions about B. Riley Wealth Management, National Securities Corporation and First Command Financial Planning and/or James Greene and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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