Jan 24, 2023

Jake Fruge of PFS Investments Inc.

DID JAKE LOUIS FRUGE CAUSE YOU INVESTMENT LOSSES? Jake Fruge Of PFS Investments Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jake Fruge of PFS Investments Inc.? Jake Fruge (CRD #6187396) who is currently registered with PFS Investments Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to PFS Investments Inc., Jake Fruge was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jake Fruge Customer Complaints Jake Fruge has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled in favor of the investors. Allegations Against Jake Fruge A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jake Fruge Red Flags & Your Rights As An Investor Of course, Jake Fruge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jake Fruge at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Jake Fruge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc.  Due To Jake Fruge If you have questions about PFS Investments Inc.  and/or Jake Fruge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

Jake Drennon, II of State Farm VP Management Corp.

DID JAKE CLIFFORD DRENNON II CAUSE YOU INVESTMENT LOSSES? Jake Drennon, II Of State Farm VP Management Corp. Has A Customer Complaint For Alleged Broker Misconduct Who is Jake Drennon, II of State Farm VP Management Corp.? Jake Drennon, II (CRD #3237086) who is currently registered with State Farm VP Management Corp. and located in Lake Wales, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to, State Farm VP Management Corp., Jake Drennon, II was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jake Drennon, II Customer Complaint Jake Drennon, II has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for improper sharing of customer credit card information that led to several hundred dollars charge on the credit card. The customer complaint is still pending. Jake Drennon, II Red Flags & Your Rights As An Investor Of course, Jake Drennon, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jake Drennon, II at State Farm VP Management Corp. on alert to review carefully the activity and performance of their accounts and question whether Jake Drennon, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp. Due To Jake Drennon, II If you have questions about State Farm VP Management Corp. and/or Jake Drennon, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

Jaime Westenbarger formerly with Securities America, Inc.

DID JAIME MICHAEL WESTENBARGER CAUSE YOU INVESTMENT LOSSES? Jaime Westenbarger Formerly With Securities America, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Who is Jaime Westenbarger formerly with Securities America, Inc.? Jaime Westenbarger (CRD 4625703) who was formerly registered with Securities America, Inc. and located in Grand Rapids, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Jaime Westenbarger was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jaime Westenbarger has had his own share of regulatory problems. In April 2021 he was permanently barred from the securities industry by the SEC after it found that he took $200,000 from to investors in Michigan the purchase short-term CD investments but instead use the funds for his personal expenses. Jaime Westenbarger Customer Complaints Jaime Westenbarger has been the subject of 10 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled in favor of investors. Three of the customer complaints were denied his former employer’s and it appears the customers took no further action. Allegations Against Jaime Westenbarger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jaime Westenbarger Red Flags & Your Rights As An Investor Of course, Jaime Westenbarger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Westenbarger at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jaime Westenbarger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Jaime Westenbarger If you have questions about Securities America, Inc. and/or Jaime Westenbarger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 23, 2023

Jaime Cosculluela formerly with Oppenheimer & Co. Inc.

DID JAIME JOSE COSCULLUELA CAUSE YOU INVESTMENT LOSSES? Jaime Cosculluela Formerly With Oppenheimer & Co. Inc. Has 28 Customer Complaints For Alleged Broker Misconduct Who is Jaime Cosculluela formerly with Oppenheimer & Co. Inc.? Jaime Cosculluela (CRD #4321655) who was formerly registered with Oppenheimer & Co. Inc. and located in Fort Lauderdale, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Jaime Cosculluela was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jaime Cosculluela Customer Complaints Jaime Cosculluela has been the subject of 28 customer complaints that we know about to recover investment losses. related to the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. Twenty-seven of the customer complaints was settled in favor of the investors. Only one of the customer complaints were denied by Popular Securities and the customer took no further action. Allegations Against Jaime Cosculluela A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jaime Cosculluela Red Flags & Your Rights As An Investor Of course, Jaime Cosculluela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Cosculluela at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Jaime Cosculluela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Jaime Cosculluela If you have questions about Oppenheimer & Co. Inc. and/or Jaime Cosculluela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 23, 2023

Jaime Sanchez Rivera formerly with First Southern, LLC and Herbert J. Sims & Co. Inc.

DID JAIME ISAAC SANCHEZ RIVERA CAUSE YOU INVESTMENT LOSSES? Jaime Sanchez Rivera Formerly With First Southern, LLC and Herbert J. Sims & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jaime Sanchez Rivera formerly with First Southern, LLC and Herbert J. Sims & Co. Inc.? Jaime Sanchez Rivera (CRD #6013022) who was formerly registered with First Southern, LLC and located in Guaynabo, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to First Southern, LLC, Jaime Sanchez Rivera was associated with Herbert J. Sims & Co. Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jaime Sanchez Rivera has had his own share of regulatory problems. There were 3 regulatory actions taken by FINRA against him. In one matter, he consented to sanctions without admitting or denying the allegations that he falsified a business document, forwards a third-party signature on the document, and later misled his member firm about the purpose of the falsification for which he was suspended 5 months and fined $10,000. Jaime Sanchez Rivera Customer Complaints Jaime Sanchez Rivera has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Herbert J. Sims & Co., Inc. in favor of the investor. Another customer complaint was denied by his employer and the customer took no further action. The third customer complaint is still pending. Allegations Against Jaime Sanchez Rivera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jaime Sanchez Rivera Red Flags & Your Rights As An Investor Of course, Jaime Sanchez Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Sanchez Rivera at First Southern, LLC and Herbert J. Sims & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Jaime Sanchez Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Southern, LLC and Herbert J. Sims & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Southern, LLC Due To Jaime Sanchez Rivera If you have questions about First Southern, LLC, Herbert J. Sims & Co. Inc. and/or Jaime Sanchez Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 23, 2023

Jaime Casellas formerly of Santander Securities LLC

DID JAIME ANTONIO CASELLAS CAUSE YOU INVESTMENT LOSSES? Jaime Casellas, Formerly With Santander Securities LLC, Has 79 Customer Complaints For Alleged Broker Misconduct Who is Jaime Casellas formerly of Santander Securities LLC? Jaime Casellas (CRD #2338369) who was formerly registered with Santander Securities LLC and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Santander Securities LLC, Jaime Casellas was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jaime Casellas Customer Complaints Jaime Casellas has been the subject of 79 customer complaints that we know about to recover investment losses related to the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. Two of the customer complaints resulted in arbitration awards in favor of the investors. Seventy of the customer complaints was settled in favor of the investors. Seven of the customer complaints were denied by Santander Securities and UBS Financial Services and the customer took no further action. Allegations Against Jaime Casellas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jaime Casellas Red Flags & Your Rights As An Investor Of course, Jaime Casellas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jaime Casellas at Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jaime Casellas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Jaime Casellas If you have questions about Santander Securities LLC and/or Jaime Casellas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 23, 2023

Jacqueline Hanson formerly with Pruco Securities, LLC

DID JACQUELINE L. HANSON CAUSE YOU INVESTMENT LOSSES? Jacqueline Hanson Formerly With Pruco Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jacqueline Hanson formerly with Pruco Securities, LLC? Jacqueline Hanson (CRD #2903017) who was formerly registered with Pruco Securities, LLC and located in Newark, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Jacqueline Hanson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jacqueline Hanson Customer Complaints Jacqueline Hanson has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled in favor of the investor. The other 2 customer complaints were denied by Jacqueline Hanson’s employer’s and it appears that the customers took no further action. Allegations Against Jacqueline Hanson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jacqueline Hanson Red Flags & Your Rights As An Investor Of course, Jacqueline Hanson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacqueline Hanson formerly of Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacqueline Hanson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Jacqueline Hanson If you have questions about Pruco Securities, LLC and/or Jacqueline Hanson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 23, 2023

Jacob Thomas of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JACOB J. THOMAS CAUSE YOU INVESTMENT LOSSES? Jacob Thomas Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Jacob Thomas of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Jacob Thomas (CRD #4495190) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Farmington Hills, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jacob Thomas was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jacob Thomas Customer Complaint Jacob Thomas has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions on March 6, 2020 related to a managed accounts. The customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith Incorporated and today, it appears the customer took no further action. Jacob Thomas Red Flags & Your Rights As An Investor Of course, Jacob Thomas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Thomas at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jacob Thomas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jacob Thomas If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jacob Thomas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 23, 2023

Jack Jones, Jr. Of Triad Advisors LLC

DID JACK LEWIS JONES JR CAUSE YOU INVESTMENT LOSSES? Jack Jones, Jr. Of Triad Advisors LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jack Jones, Jr. Of Triad Advisors LLC? Jack Jones, Jr. (CRD #2539111) who is currently registered with Triad Advisors LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Triad Advisors LLC, Jack Jones, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jack Jones, Jr. Customer Complaints Jack Jones, Jr. has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints settled in favor of the investors and one customer complaint remains pending. Allegations Against Jack Jones, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jack Jones, Jr. Red Flags & Your Rights As An Investor Of course, Jack Jones, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Jones, Jr. at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Jack Jones, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Jack Jones, Jr. If you have questions about Triad Advisors LLC and/or Jack Jones, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2023

Jack Owens, Jr. formerly of Gradient Securities LLC

DID JACK HOWARD OWENS JR CAUSE YOU INVESTMENT LOSSES? Jack Owens, Jr. formerly of Gradient Securities LLC Has 9 Customer Complaints For Alleged Broker Misconduct Who is Jack Owens, Jr. formerly of Gradient Securities LLC? Jack Owens, Jr. (CRD #2240940) who was formerly registered with Gradient Securities LLC and located in Lady Lake, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Gradient Securities LLC, Jack Owens, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jack Owens, Jr. has had his own share regulatory problems. The State of Florida as disciplined him on at least 4 occasions. Jack Owens, Jr. Customer Complaints Jack Howard Owens, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. Four of the customer disputes settled in favor of the investors. The other 5 customer complaints were denied by Jack Owens, Junior employers and the customers took no further action. Allegations Against Jack Owens, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jack Owens, Jr. Red Flags & Your Rights As An Investor Of course, Jack Owens, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Howard Owens, Jr. at Gradient Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jack Owens, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Gradient Securities LLC Due To Jack Owens, Jr. If you have questions about Gradient Securities LLC and/or Jack Owens, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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