Jan 14, 2023

Gregory Dudzik of RBC Capital Markets, LLC

DID GREGORY TIMOTHY DUDZIK CAUSE YOU INVESTMENT LOSSES? Gregory Dudzik Of RBC Capital Markets, LLC And Formerly With Janney Montgomery Scott LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gregory Dudzik of RBC Capital Markets, LLC? Gregory Dudzik (CRD #1133671) who is currently  registered with RBC Capital Markets, LLC and located in Providence, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Gregory Dudzik was associated with Janney Montgomery Scott LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Dudzik Customer Complaints Gregory Dudzik has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award in favor of the investor. The brokerage firm Janney Montgomery Scott settled two customer complaints in favor of the investors. The last customer complaint was denied by the brokerage firm, and to date, the customer is not taking any further action. Allegations Against Gregory Dudzik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Dudzik Red Flags & Your Rights As An Investor Of course, Gregory Dudzik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Dudzik at RBC Capital Markets, LLC and Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Dudzik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Janney Montgomery Scott LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Gregory Dudzik If you have questions about RBC Capital Markets, LLC, Janney Montgomery Scott LLC, and/or Gregory Dudzik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 14, 2023

Gregory Bodkin of Bournehill Investment Services, Inc.

DID GREGORY PATRICK BODKIN CAUSE YOU INVESTMENT LOSSES? Gregory Bodkin Of Bournehill Investment Services, Inc. And Formerly With Worden Capital Management LLC Has 9 Customer Complaints For Alleged Broker Misconduct Who is Gregory Bodkin of Bournehill Investment Services, Inc.? Gregory Bodkin (CRD #3008389) who is currently registered with Bournehill Investment Services, Inc. and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Bournehill Investment Services, Inc., Gregory Bodkin was associated with Worden Capital Management LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Bodkin Customer Complaints Gregory Bodkin has been the subject of 9 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled in favor of the investors. Two customer complaints filed against the advisor’s employer Word in Capital Management remained pending in arbitration. Allegations Against Gregory Bodkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Bodkin Red Flags & Your Rights As An Investor Of course, Gregory Bodkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Bodkin at Bournehill Investment Services, Inc. and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Bodkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bournehill Investment Services, Inc. and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bournehill Investment Services, Inc. To Gregory Bodkin If you have questions about Bournehill Investment Services, Inc., Worden Capital Management LLC, and/or Gregory Bodkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 14, 2023

Gregory Weimer formerly with Raymond James Financial Services, Inc.

DID GREGORY JOSEPH WEIMER CAUSE YOU INVESTMENT LOSSES? Gregory Weimer Formerly With Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Weimer formerly with Raymond James Financial Services, Inc.? Gregory Weimer (CRD #1528413) who was formerly registered with Raymond James Financial Services, Inc. and located in McMurray, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Weimer Customer Complaint Gregory Weimer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor mismanaged the customer’s accounts and did not provide suitable recommendations. The customer complaint was denied by Raymond James and, to date, the customer has not taken any further action. Gregory Weimer Red Flags & Your Rights As An Investor Of course, Gregory Weimer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Weimer at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Weimer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Gregory Weimer If you have questions about Raymond James Financial Services, Inc. and/or Gregory Weimer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Shoemaker of LPL Financial LLC

DID GREGORY ALAN SHOEMAKER CAUSE YOU INVESTMENT LOSSES? Gregory Shoemaker Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Shoemaker of LPL Financial LLC? Gregory Shoemaker (CRD #2525779) who is currently registered with LPL Financial LLC and located in Des Peres, Missouri is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Shoemaker Customer Complaint Gregory Shoemaker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to conduct adequate due diligence related to a business development company investment. The customer complaint was recently denied, and to date, the customer has not taken any further action. Gregory Shoemaker Red Flags & Your Rights As An Investor Of course, Gregory Shoemaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Shoemaker at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Shoemaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gregory Shoemaker If you have questions about LPL Financial LLC and/or Gregory Shoemaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Duncan-Peters of Wells Fargo Clearing Services LLC

DID GREGORY JAMES DUNCAN-PETERS CAUSE YOU INVESTMENT LOSSES? Gregory Duncan-Peters Of Wells Fargo Clearing Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Duncan-Peters of Wells Fargo Clearing Services LLC? Gregory Duncan-Peters (CRD #1036642) who is currently registered with  Wells Fargo Clearing Services LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations.     Gregory Duncan-Peters Customer Complaint Gregory Duncan-Peters has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to establish a securities-back the line of credit which resulted in investment losses. The customer complaint was settled after the arbitration was filed in favor of the investor. Gregory Duncan-Peters Red Flags & Your Rights As An Investor Of course, Gregory Duncan-Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Duncan-Peters at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Duncan-Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Gregory Duncan-Peters If you have questions about Wells Fargo Clearing Services LLC and/or Gregory Duncan-Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Jacobson of B. Riley Wealth Management

DID GREGORY ALAN JACOBSON CAUSE YOU INVESTMENT LOSSES? Gregory Jacobson Of B. Riley Wealth Management And Formerly With National Securities Corporation And Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gregory Jacobson of B. Riley Wealth Management? Gregory Jacobson (CRD #2635798) who is currently registered with B. Riley Wealth Management and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to B. Riley Wealth Management, Gregory Jacobson was associated with National Securities Corporation, Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Jacobson Customer Complaints Gregory Jacobson has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints settled in favor of the investor and the other was denied by Ameriprise Financial Services, and to date the customer is not taken any further action. Allegations Against Gregory Jacobson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Jacobson Red Flags & Your Rights As An Investor Of course, Gregory Jacobson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Jacobson at B. Riley Wealth Management, National Securities Corporation, and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Jacobson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management, National Securities Corporation, and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management To Gregory Jacobson If you have questions about B. Riley Wealth Management, National Securities Corporation, Ameriprise Financial Services, Inc. and/or Gregory Jacobson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Williams formerly with Forta Financial Group, Inc.

DID GREGORY JON WILLIAMS CAUSE YOU INVESTMENT LOSSES? Gregory Williams Formerly With Forta Financial Group, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Gregory Williams formerly with Forta Financial Group, Inc.? Gregory Williams (CRD #1561089) who was formerly registered with Forta Financial Group, Inc. and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations.  Gregory Williams has had his own share of regulatory problems. He was permanently barred from association with any FINRA member and all capacities. Gregory Williams Customer Complaints Gregory Williams has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Another arbitration claim was settled in favor of the investor. Morgan Stanley denied one customer complaint related to a variable annuity transaction, and to date, the customer has not taken any further action. There are currently 6 customer complaints pending against Forta Financial Group related to Gregory Williams investment recommendations. Allegations Against Gregory Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Williams Red Flags & Your Rights As An Investor Of course, Gregory Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Williams at Forta Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Forta Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Forta Financial Group, Inc. Due To Gregory Williams If you have questions about Forta Financial Group, Inc. and/or Gregory Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Osterland of Hornor, Townsend & Kent, LLC

DID GREGORY ALAN OSTERLAND CAUSE YOU INVESTMENT LOSSES? Gregory Osterland Of Hornor, Townsend & Kent, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Osterland of Hornor, Townsend & Kent, LLC? Gregory Osterland (CRD #5448546) who is currently registered with Hornor, Townsend & Kent, LLC and located in Akron, Ohio is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Osterland Customer Complaint Gregory Osterland has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations of 2 variable annuities in a life insurance policy. The customer complaint was settled in favor of the investor. Gregory Osterland Red Flags & Your Rights As An Investor Of course, Gregory Osterland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Osterland at Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Osterland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Gregory Osterland If you have questions about Hornor, Townsend & Kent, LLC and/or Gregory Osterland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Aest formerly with Ameriprise Financial Services, Inc. and Kalos Capital, Inc.

DID GREGORY ALAN AEST CAUSE YOU INVESTMENT LOSSES? Gregory Aest Formerly With Ameriprise Financial Services, Inc. and Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gregory Aest formerly with Ameriprise Financial Services, Inc. and Kalos Capital, Inc.? Gregory Aest (CRD #6159161) who was formerly registered with Ameriprise Financial Services, Inc. and located in Gig Harbor, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Inc., Gregory Aest was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Aest Customer Complaints Gregory Aest has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints resettled during the arbitration proceeding in favor of the investors. Allegations Against Glenn Pahnke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Aest Red Flags & Your Rights As An Investor Of course, Gregory Aest did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Aest at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Aest has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Gregory Aest If you have questions about Ameriprise Financial Services, Inc., Kalos Capital, Inc., and/or Gregory Aest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Gregg Fortune of Securities America, Inc.

DID GREGG RANDALL FORTUNE CAUSE YOU INVESTMENT LOSSES? Gregg Fortune Of Securities America, Inc. And Formerly With Cedar Brook Group Has 10 Customer Complaints For Alleged Broker Misconduct Who is Gregg Fortune of Securities America, Inc.? Gregg Fortune (CRD #2701163) who is currently registered with Securities America, Inc. and located in West Bloomfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Gregg Fortune was associated with Cedar Brook Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregg Fortune Customer Complaints Gregg Fortune has been the subject of 10 customer complaints that we know about to recover investment losses. Seven of the 10 customer complaints settled in favor of the investors. Two complaints were denied by Securities America at the date, the customers have been, taking any further action. One customer complaint remains pending in arbitration. Allegations Against Gregg Fortune A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregg Fortune Red Flags & Your Rights As An Investor Of course, Gregg Fortune did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregg Fortune at Securities America, Inc. and Cedar Brook Groupon alert to review carefully the activity and performance of their accounts and question whether Gregg Fortune has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Cedar Brook Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Gregg Fortune If you have questions about Securities America, Inc., Cedar Brook Group and/or Gregg Fortune and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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