Mar 7, 2022

Jose Parker of Morgan Stanley

DID JOSE DANIEL LARIN PARKER CAUSE YOU INVESTMENT LOSSES? Jose Parker Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jose Parker of Morgan Stanley? Jose Parker (CRD #5124455) who is currently registered with Morgan Stanley and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Jose Parker was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jose Parker Customer Complaint Jose Parker has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not sell as instructed. Jose Parker’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jose Parker Red Flags & Your Rights As An Investor Of course, Jose Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Parker at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Jose Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jose Parker If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Jose Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Pascale of Edward Jones

DID ROBERT HENRY PASCALE CAUSE YOU INVESTMENT LOSSES? Robert Pascale Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Pascale of Edward Jones? Robert Pascale (CRD #5699119) who is currently registered with Edward Jones and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Robert Pascale Customer Complaint Robert Pascale has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Robert Pascale misrepresented the financial impact of liquidating shares of JNJ. Robert Pascale’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Robert Pascale Red Flags & Your Rights As An Investor Of course, Robert Pascale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Pascale at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Pascale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Pascale If you have questions about Edward Jones and/or Robert Pascale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Neetu Patil formerly with Mutual Of Omaha Investor Services

DID NEETU SATISH PATIL CAUSE YOU INVESTMENT LOSSES? Neetu Patil Formerly With Mutual Of Omaha Investor Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Neetu Patil formerly with Mutual Of Omaha Investor Services? Neetu Patil (CRD #6367507) who was formerly registered with Mutual Of Omaha Investor Services and located in Irving, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Of Omaha Investor Services, Neetu Patil was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Neetu Patil Customer Complaint Neetu Patil has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a VUL policy she purchased was not suitable for her as she requested her funds to be put into a Roth IRA. Neetu Patil’s customer complaint was settled in favor of the investors. Neetu Patil Red Flags & Your Rights As An Investor Of course, Neetu Patil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neetu Patil at Mutual Of Omaha Investor Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Neetu Patil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Of Omaha Investor Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Of Omaha Investor Services Due To Neetu Patil If you have questions about Mutual Of Omaha Investor Services, NYLIFE Securities, and/or Neetu Patil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Pope of Wells Fargo Clearing Services

DID MICHAEL JAMES POPE CAUSE YOU INVESTMENT LOSSES? Michael Pope Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Pope of Wells Fargo Clearing Services? Michael Pope (CRD #4551807) who is currently registered with Wells Fargo Clearing Services and located in Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Pope Customer Complaint Michael Pope has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his Financial Advisor, Michael Pope, failed to follow his instructions. The customer complaint filed against Michael Pope’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Michael Pope Red Flags & Your Rights As An Investor Of course, Michael Pope did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Pope at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Pope has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michael Pope If you have questions about Wells Fargo Clearing Services and/or Michael Pope and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ian Pierce formerly with Northwestern Mutual Investment Services

DID IAN MICHAEL PIERCE CAUSE YOU INVESTMENT LOSSES? Ian Pierce Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Pierce formerly with Northwestern Mutual Investment Services? Ian Pierce (CRD #6205487) who was formerly registered with Northwestern Mutual Investment Services and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Ian Pierce Customer Complaint Ian Pierce has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that loans were taken from the complainant’s permanent life insurance policy without consent, and that the proceeds were transferred to the representative’s bank account. The complainant also produced fabricated transaction documentation given to her by the representative. Ian Pierce’s customer complaint was settled in favor of the investors. Ian Pierce Red Flags & Your Rights As An Investor Of course, Ian Pierce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Pierce at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Ian Pierce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Ian Pierce If you have questions about Northwestern Mutual Investment Services and/or Ian Pierce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Katherine Petrelli of LPL Financial

DID KATHERINE JO PETRELLI CAUSE YOU INVESTMENT LOSSES? Katherine Petrelli Of LPL Financial And National Wealth Management Group Has A Customer Complaint For Alleged Broker Misconduct Who is Katherine Petrelli of LPL Financial? Katherine Petrelli (CRD #4364419) who is currently registered with LPL Financial, National Wealth Management Group and located in Ormond Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Katherine Petrelli Customer Complaint Katherine Petrelli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that he instructed on June 3, 2020 that his account be sold if its value dropped to $487,500, and that these instructions were not followed. Customer sought compensation in losses after account declined further in value.  Katherine Petrelli’s customer complaint was settled in favor of the investors. Katherine Petrelli Red Flags & Your Rights As An Investor Of course, Katherine Petrelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Petrelli at LPL Financial and National Wealth Management Group on alert to review carefully the activity and performance of their accounts and question whether Katherine Petrelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and National Wealth Management Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Katherine Petrelli If you have questions about LPL Financial, National Wealth Management Group, and/or Katherine Petrelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Sheryl Rains of Edward Jones

DID SHERYL ANN RAINS CAUSE YOU INVESTMENT LOSSES? Sheryl Rains Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Sheryl Rains of Edward Jones? Sheryl Rains (CRD #4412761) who is currently registered with Edward Jones and located in Escanaba, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Sheryl Rains Customer Complaint Sheryl Rains has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged financial advisor, Sheryl Rains misrepresented the spousal continuation option on her inherited variable annuities. Sheryl Rains’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Sheryl Rains Red Flags & Your Rights As An Investor Of course, Sheryl Rains did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheryl Rains at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sheryl Rains has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Sheryl Rains If you have questions about Edward Jones and/or Sheryl Rains and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jonathan Powell of Equitable Advisors

DID JONATHAN H. POWELL CAUSE YOU INVESTMENT LOSSES? Jonathan Powell Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Powell of Equitable Advisors? Jonathan Powell (CRD #5811775) who is currently registered with Equitable Advisors and located in The Woodlands, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jonathan Powell Customer Complaint Jonathan Powell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged RR, Jonathan Powell misrepresented the length and fees associated with his variable annuity purchased. Jonathan Powell’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jonathan Powell Red Flags & Your Rights As An Investor Of course, Jonathan Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Powell at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jonathan Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jonathan Powell If you have questions about Equitable Advisors and/or Jonathan Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jimmy Quach of J.P. Morgan Securities

DID JIMMY QUACH CAUSE YOU INVESTMENT LOSSES? Jimmy Quach Of J.P. Morgan Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jimmy Quach of J.P. Morgan Securities? Jimmy Quach (CRD #5585921) who is currently registered with J.P. Morgan Securities and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Jimmy Quach Customer Complaints Jimmy Quach has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Chase Investment Services and J.P. Morgan Securities for Jimmy Quach’s alleged misconduct causing investors losses. Two of Jimmy Quach’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Jimmy Quach A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Jimmy Quach’s misrepresentation and suitability regarding mutual fund investment. Client alleged, through custodian, misrepresentation regarding managed account investment by Jimmy Quach. Unsuitability, negligent misrepresentation, breach of fiduciary duty, negligence and violations of state securities and consumer protection Acts by Jimmy Quach. Jimmy Quach Red Flags & Your Rights As An Investor Of course, Jimmy Quach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jimmy Quach at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jimmy Quach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Jimmy Quach If you have questions about J.P. Morgan Securities and/or Jimmy Quach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lily Qian of Equitable Advisors

DID LILY QIAN CAUSE YOU INVESTMENT LOSSES? Lily Qian Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Lily Qian of Equitable Advisors? Lily Qian (CRD #4716832) who is currently registered with Equitable Advisors and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Lily Qian Customer Complaints Lily Qian has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Lily Qian’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Lily Qian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Lily Qian’s unsuitable recommendations in the sale of two alternative investments that did not fit his risk level. Client alleged Lily Qian was not acting in his best interest regarding mutual fund recommendations within his security investment account and he incurred a loss. Lily Qian Red Flags & Your Rights As An Investor Of course, Lily Qian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lily Qian at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Lily Qian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Lily Qian If you have questions about Equitable Advisors and/or Lily Qian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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