Jan 10, 2023

Glen Wilk of Ameriprise Financial Services

DID GLEN RUSSELL WILK CAUSE YOU INVESTMENT LOSSES? Glen Wilk Of Ameriprise Financial Services And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Glen Wilk of Ameriprise Financial Services? Glen Wilk (CRD #1951992) who is currently registered with Ameriprise Financial Services and located in Duluth, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Glen Wilk was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glen Wilk Customer Complaint Glen Wilk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor inadequately manage the account and failed to have any contingency plan in place to stop losses. The brokerage firm Wells Fargo Advisors denied the customer complaint and so far the customer has not taken any further action. Glen Wilk Red Flags & Your Rights As An Investor Of course, Glen Wilk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glen Wilk at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Glen Wilk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Glen Wilk If you have questions about Ameriprise Financial Services, Wells Fargo Clearing Services, LLC and/or Glen Wilk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2023

Glenn Foerster formerly with Cabot Lodge Securities LLC

DID GLENN ALAN FOERSTER CAUSE YOU INVESTMENT LOSSES? Glenn Foerster Formerly With Cabot Lodge Securities LLC and IFS Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Glenn Foerster formerly with Cabot Lodge Securities LLC? Glenn Foerster (CRD #4543099) who was formerly registered with Cabot Lodge Securities LLC and located in Tarpon Springs, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cabot Lodge Securities LLC, Glenn Foerster was associated with IFS Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Foerster Customer Complaints Glenn Foerster has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Lawson Financial Corporation in favor of the investor. The brokerage firm denied the other 2 customer complaints, and to date, the customers appeared to have not taken any further action. Allegations Against Glenn Foerster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Foerster Red Flags & Your Rights As An Investor Of course, Glenn Foerster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Foerster at Cabot Lodge Securities LLC and IFS Securities, on alert to review carefully the activity and performance of their accounts and question whether Glenn Foerster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC and IFS Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Glenn Foerster If you have questions about Cabot Lodge Securities LLC, IFS Securities and/or Glenn Foerster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2023

Gilberto Breseno of Arkadios Capital

DID GILBERTO BRISENO CAUSE YOU INVESTMENT LOSSES? Gilberto Breseno Of Arkadios Capital And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gilberto Breseno of Arkadios Capital? Gilberto Breseno (CRD #1939355) who is currently registered with Arkadios Capital and located in Boutte, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, Gilberto Breseno was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gilberto Breseno Customer Complaints Gilberto Breseno has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by LPL Financial in favor the investors. Allegations Against Gilberto Breseno A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gilberto Breseno Red Flags & Your Rights As An Investor Of course, Gilberto Breseno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilberto Breseno at Arkadios Capital and formerly with LPL Financial LLC, on alert to review carefully the activity and performance of their accounts and question whether Gilberto Breseno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Gilberto Breseno If you have questions about Arkadios Capital, LPL Financial LLC and/or Gilberto Breseno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2023

Giasamis Sideris Formerly With Arive Capital Markets

DID GIASAMIS SIDERIS CAUSE YOU INVESTMENT LOSSES? Giasamis Sideris Formerly With Arive Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Giasamis Sideris Formerly With Arive Capital Markets? Giasamis Sideris (CRD #2416713) who was formerly registered with Arive Capital Markets and located in Brooklyn New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arive Capital Markets, Giasamis Sideris was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Giasamis Sideris Customer Complaint Giasamis Sideris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an alleged failure to supervise. The financial advisor stated that he had nothing to do with the activity at issue, as either of the broker or the supervisor. Notwithstanding, Arive Capital Markets settle the dispute in favor of the investor. Giasamis Sideris Red Flags & Your Rights As An Investor Of course, Giasamis Sideris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Giasamis Sideris at Arive Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Giasamis Sideris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Giasamis Sideris If you have questions about Arive Capital Markets and/or Giasamis Sideris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2023

Gleason Swassing III formerly with LPL Financial LLC

DID GLEASON FRANKLIN SWASSING III CAUSE YOU INVESTMENT LOSSES? Gleason Swassing III Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gleason Swassing III formerly with LPL Financial LLC? Gleason Swassing III (CRD #4060433) who was formerly registered with LPL Financial LLC and located in Pocatello Idaho, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gleason Swassing III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gleason Swassing III Customer Complaint Gleason Swassing III has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a solicited purchase of shares in a joint venture for the purchaser real estate. The brokerage firm denied the customer complaint, and to date, no further customer action has been taken. Gleason Swassing III Red Flags & Your Rights As An Investor Of course, Gleason Swassing III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gleason Swassing III, formerly at LPL Financial LLC, on alert to review carefully the activity and performance of their accounts and question whether Gleason Swassing III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gleason Swassing III If you have questions about LPL Financial LLC and/or Gleason Swassing III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Gerard Melley of UBS Financial Services Inc.

DID GERARD PATRICK MELLEY CAUSE YOU INVESTMENT LOSSES? Gerard Melley Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gerard Melley of UBS Financial Services Inc.? Gerard Melley (CRD #1677444) who is currently registered with UBS Financial Services Inc. and located in Manasquan, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Gerard Melley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerard Melley Customer Complaints Gerard Melley has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints resettled in favor of the investors. Allegations Against Gerard Melley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerard Melley Red Flags & Your Rights As An Investor Of course, Gerard Melley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerard Melley at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerard Melley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Gerard Melley If you have questions about UBS Financial Services Inc. and/or Gerard Melley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Ghislain Gouraige, Jr. Of New Edge Wealth

DID GHISLAIN GOURAIGE, JR. CAUSE YOU INVESTMENT LOSSES? Ghislain Gouraige, Jr. Of New Edge Wealth And Formerly With UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ghislain Gouraige, Jr. Of New Edge Wealth? Ghislain Gouraige, Jr. (CRD #1845864) who is currently registered with New Edge Wealth and located in Coral Gables Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to New Edge Wealth, Ghislain Gouraige, Jr. was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ghislain Gouraige, Jr.  Customer Complaint Ghislain Gouraige, Jr. has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made unsuitable investment allocations to international growth and emerging market stock, failed to diversify a managed accounts structured notes portfolio, and made misrepresentations regarding tax-exempt municipal bond yields. The customer complaint was settled by NewEdge Securities in favor of the investor. Ghislain Gouraige, Jr. Red Flags & Your Rights As An Investor Of course, Ghislain Gouraige, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ghislain Gouraige, Jr. at New Edge Wealth, and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ghislain Gouraige, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at New Edge Wealth and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At New Edge Wealth Due To Ghislain Gouraige, Jr. If you have questions about New Edge Wealth, UBS Financial Services Inc., and/or Ghislain Gouraige, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Gerald Kessler formerly with Wells Fargo Clearing Services, LLC

DID GERALD PAUL KESSLER CAUSE YOU INVESTMENT LOSSES? Gerald Kessler Formerly With Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Gerald Kessler formerly with Wells Fargo Clearing Services, LLC? Gerald Kessler (CRD #268664) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Doylestown Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, Gerald Kessler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Kessler Customer Complaints Gerald Kessler has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor of the investors. The other 2 customer complaints were denied and to date, no action has been taken by the customers against the firm or financial advisor. Allegations Against Gerald Kessler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerald Kessler Red Flags & Your Rights As An Investor Of course, Gerald Kessler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Kessler formerly at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Kessler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Gerald Kessler If you have questions about Wells Fargo Clearing Services, LLC and/or Gerald Kessler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Gerald McGinley UBS Financial Services Inc.

DID GERALD O’NIELL MCGINLEY CAUSE YOU INVESTMENT LOSSES? Gerald McGinley Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald McGinley UBS Financial Services Inc.? Gerald McGinley (CRD #1811084) who is currently registered with UBS Financial Services Inc. and located in Westport, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Gerald McGinley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald McGinley Customer Complaint Gerald McGinley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made an unsuitable recommendation and misrepresentations related to an investment in and the hold of and options overlay strategy. The customer complaint was denied, and to date, no further action has been taken. Gerald McGinley Red Flags & Your Rights As An Investor Of course, Gerald McGinley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald McGinley at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerald McGinley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Gerald McGinley If you have questions about UBS Financial Services Inc. and/or Gerald McGinley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

German Nino formerly with UBS Financial Services Inc.

DID GERMAN NINO CAUSE YOU INVESTMENT LOSSES? German Nino Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is German Nino formerly with UBS Financial Services Inc.? German Nino (CRD #2653707) who was formerly registered with UBS Financial Services Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., German Nino was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. German Nino has had his own problem with the securities regulators. In 2022, United States SEC filed and settled a federal securities law complaint and administrative proceeding against him. The SEC’s complaint alleged, among other things, that from approximately May 2014 through February 2020, Mr. Nino misappropriated approximately $5.8 million from one of his long-standing investment advisory clients. German Nino Customer Complaint German Nino has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that German Nino stole money from him. UBS Financial Services settled the customer complaint for over $5.8 million. German Nino Red Flags & Your Rights As An Investor Of course, German Nino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of German Nino at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether German Nino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To German Nino If you have questions about UBS Financial Services Inc.  and/or German Nino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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