Jan 9, 2023

Gerald Brodsky formerly with Dinosaur Financial Group

DID GERALD LEE BRODSKY CAUSE YOU INVESTMENT LOSSES? Gerald Brodsky Formerly With Dinosaur Financial Group, L.L.C. Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Brodsky formerly with Dinosaur Financial Group? Gerald Brodsky (CRD #1172647) who formerly registered with Dinosaur Financial Group and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dinosaur Financial Group, Gerald Brodsky was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Brodsky also had his own share of regulatory problems, he was permanently barred from any further association with any FINRA broker-dealer. Gerald Brodsky Customer Complaint Gerald Brodsky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in a private placement known as Concorde Group Holdings which claimant alleged was a Ponzi scheme. The customer complaint was settled in favor of the investor. Gerald Brodsky Red Flags & Your Rights As An Investor Of course, Gerald Brodsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Brodsky at Dinosaur Financial Group on alert to review carefully the activity and performance of their accounts and question whether Gerald Brodsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dinosaur Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dinosaur Financial Group Due To Gerald Brodsky If you have questions about Dinosaur Financial Group and/or Gerald Brodsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

Gerald O’Halloran of Union Capital Company

DID GERALD JAMES O’HALLORAN CAUSE YOU INVESTMENT LOSSES? Gerald O’Halloran Of Union Capital Company And Formerly With Kovack Securities Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Who is Gerald O’Halloran of Union Capital Company? Gerald O’Halloran (CRD #1056697) who is currently registered with Union Capital Company and located in Punta Gorda, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Union Capital Company, Gerald O’Halloran was associated with Kovack Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald O’Halloran Customer Complaints Gerald O’Halloran has been the subject of11 customer complaints that we know about to recover investment losses. One of the customer complaints or unauthorized transactions went to arbitration and award was entered in favor of the customer. Six of the customer complaints were settled in favor of investors. 2 of the customer complaints were denied and today, the customers of not taking any further action. There are 2 other customer complaints listed as pending. Allegations Against Gerald O’Halloran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerald O’Halloran Red Flags & Your Rights As An Investor Of course, Gerald O’Halloran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald O’Halloran at Union Capital Company and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerald O’Halloran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Union Capital Company Due To Gerald O’Halloran If you have questions about Union Capital Company, Kovack Securities Inc., and/or Gerald O’Halloran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

Gerald Mang of CapFinancial Securities, LLC

DID GERALD EDWARD MANG, JR. CAUSE YOU INVESTMENT LOSSES? Gerald Mang Of CapFinancial Securities, LLC And Formerly With Lakeside Wealth Management Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Mang of CapFinancial Securities, LLC? Gerald Mang (CRD #2228023) who is currently registered with CapFinancial Securities, LLC and located in Chesterton, Indiana, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CapFinancial Securities, LLC, Gerald Mang was associated with Lakeside Wealth Management Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Mang Customer Complaint Gerald Mang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended unsuitable REIT investments which were in breach of his fiduciary duty. The Customer complaint was settled in favor of the investor. Gerald Mang Red Flags & Your Rights As An Investor Of course, Gerald Mang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Mang at CapFinancial Securities, LLC, and Lakeside Wealth Management Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Mang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CapFinancial Securities, LLC, and Lakeside Wealth Management Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CapFinancial Securities, LLC Due To Gerald Mang If you have questions about CapFinancial Securities, LLC,Lakeside Wealth Management Group, LLC and/or Gerald Mang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

Gerald Corriher of Bankers Life Securities, Inc

DID GERALD DAVID CORRIHER CAUSE YOU INVESTMENT LOSSES? Gerald Corriher Of Bankers Life Securities, Inc Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Corriher of Bankers Life Securities, Inc? Gerald Corriher (CRD #6442163) who is currently registered with Bankers Life Securities, Inc and located in North Myrtle Beach, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Bankers Life Securities, Inc, Gerald Corriher was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Corriher Customer Complaint Gerald Corriher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to Premium Bonus Index Annuities purchased from Bankers Life Casualty and Company. The affiliate brokerage firm, Bankers Life Securities, denied the allegations and, to date, the customer has not taken any further action. Gerald Corriher Red Flags & Your Rights As An Investor Of course, Gerald Corriher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Corriher at Bankers Life Securities, Inc on alert to review carefully the activity and performance of their accounts and question whether Gerald Corriher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc Due To Gerald Corriher If you have questions about Bankers Life Securities, Inc and/or Gerald Corriher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

George Jameson formerly with LPL Financial LLC

DID GEORGE WALTON JAMESON CAUSE YOU INVESTMENT LOSSES? George Jameson Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Jameson formerly with LPL Financial LLC? George Jameson (CRD #4263854) who was formerly registered with LPL Financial LLC and located in Lexington, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, George Jameson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Jameson Customer Complaint George Jameson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to implement the dollar cost averaging strategy in a discretionary account part of the client’s instructions. The customer complaint was settled by the brokerage firm Cornerstone Wealth Group in favor of the customer. George Jameson Red Flags & Your Rights As An Investor Of course, George Jameson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Jameson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether George Jameson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To George Jameson If you have questions about LPL Financial LLC and/or George Jameson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

George Terlizzi of Arkadios Capital

DID GEORGE TERLIZZI CAUSE YOU INVESTMENT LOSSES? George Terlizzi Of Arkadios Capital And Formerly With Kalos Management Has 6 Customer Complaints For Alleged Broker Misconduct Who is George Terlizzi of Arkadios Capital? George Terlizzi (CRD #5834250) who is currently registered with Arkadios Capital and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, George Terlizzi was associated with Kalos Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Terlizzi Customer Complaints George Terlizzi has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 of those customer complaints were settled in favor of the investors. Allegations Against George Terlizzi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Terlizzi Red Flags & Your Rights As An Investor Of course, George Terlizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Terlizzi at Arkadios Capital and Kalos Management on alert to review carefully the activity and performance of their accounts and question whether George Terlizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Kalos Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To George Terlizzi If you have questions about Arkadios Capital, Kalos Management, and/or George Terlizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

George Vilfordi III of Ameriprise Financial Services, LLC

DID GEORGE LOUIS VILFORDI III CAUSE YOU INVESTMENT LOSSES? George Vilfordi III of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is George Vilfordi III of Ameriprise Financial Services, LLC? George Vilfordi III (CRD #704800) who is currently registered with Ameriprise Financial Services, LLC and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, LLC, George Vilfordi III was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Vilfordi III Customer Complaint George Vilfordi III has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented the volatility of the investment to him. UBS Financial Services denied the customer complaint, and to date, the customer has not taken any further action. George Vilfordi III Red Flags & Your Rights As An Investor Of course, George Vilfordi III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Vilfordi III at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether George Vilfordi III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To George Vilfordi III If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc. and/or George Vilfordi III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2023

George Lambrix, Jr. of MML Investors Services, LLC

DID GEORGE IRVING LAMBRIX, JR. CAUSE YOU INVESTMENT LOSSES? George Lambrix, Jr. Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Lambrix, Jr. of MML Investors Services, LLC? George Lambrix, Jr. (CRD #1261093) who is currently registered with MML Investors Services, LLC and located in Napa, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, George Lambrix, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lambrix, Jr. Customer Complaint George Lambrix, Jr. has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a misrepresentation concerning the taxation of withdrawals from UGMA accounts. The customer complaint was denied into date, the customer has not taken any further action. George Lambrix, Jr. Red Flags & Your Rights As An Investor Of course, George Lambrix, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lambrix, Jr. at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Lambrix, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To George Lambrix, Jr. If you have questions about MML Investors Services, LLC and/or George Lambrix, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2023

George Lincoln IV formerly with CCO Investment Services Corp.

DID GEORGE JONES LINCOLN IV CAUSE YOU INVESTMENT LOSSES? George Lincoln IV Formerly of CCO Investment Services Corp. Has 8 Customer Complaints For Alleged Broker Misconduct Who is George Lincoln IV formerly with CCO Investment Services Corp.? George Lincoln IV (CRD #2111517) who was formerly registered with CCO Investment Services Corp. and located in Rutland, Vermont, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CCO Investment Services Corp., George Lincoln IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lincoln IV Customer Complaints George Lincoln IV has been the subject of 8 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investor and the other 5 were denied by the brokerage firm and, today, no further action has been taken. Allegations Against George Lincoln IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Lincoln IV Red Flags & Your Rights As An Investor Of course, George Lincoln IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lincoln IV at CCO Investment Services Corp. on alert to review carefully the activity and performance of their accounts and question whether George Lincoln IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CCO Investment Services Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CCO Investment Services Corp. Due To George Lincoln IV If you have questions about CCO Investment Services Corp. and/or George Lincoln IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2023

George Lex of Etico Wealth Management LLC

DID GEORGE DENNIS LEX CAUSE YOU INVESTMENT LOSSES? George Lex Of Etico Wealth Management LLC and Formerly with Dinosaur Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Lex of Etico Wealth Management LLC? George Lex (CRD #2755908) who is currently registered with Etico Wealth Management LLC and located in King of Prussia, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Etico Wealth Management LLC, George Lex was associated with Dinosaur Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lex Customer Complaint George Lex has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a misrepresentation of a life insurance investment. The customer complaint was denied and, to date, the customer has not taken any further action. George Lex Red Flags & Your Rights As An Investor Of course, George Lex did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lex at Etico Wealth Management LLC and formerly with Dinosaur Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether George Lex has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Etico Wealth Management LLC and Dinosaur Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Etico Wealth Management LLC Due To George Lex If you have questions about Etico Wealth Management LLC, Dinosaur Financial Group, LLC and/or George Lex and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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