Jan 3, 2023

Gary Rathbun Formerly with Triad Advisors Inc.

DID GARY LEE RATHBUN CAUSE YOU INVESTMENT LOSSES? Gary Rathbun Formerly of Triad Advisors Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gary Rathbun Formerly with Triad Advisors Inc.? Gary Rathbun (CRD #1084721) who was formerly registered with Triad Advisors Inc. and located in Toledo, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Triad Advisors Inc., Gary Rathbun was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Rathbun  has had his own share of regulatory problems with FINRA and the State of Ohio. He has been permanently barred by FINRA for many further association with any member firm in the future. Gary Rathbun Customer Complaints Gary Rathbun has been the subject of 4 customer complaints that we know about to recover investment losses.  One customer complaint was denied and to date the customer has not taken any further action. There are currently 3 FINRA arbitration claims pending. Allegations Against Gary Rathbun A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Rathbun Red Flags & Your Rights As An Investor Of course, Gary Rathbun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Rathbun at Triad Advisors Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Rathbun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors Inc. Due To Gary Rathbun If you have questions about Triad Advisors Inc. and/or Gary Rathbun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Ely of Concourse Financial Group Securities, Inc.

DID GARY LYNN ELY CAUSE YOU INVESTMENT LOSSES? Gary Ely of Concourse Financial Group Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Ely of Concourse Financial Group Securities, Inc.? Gary Ely  (CRD #2066209) who is currently registered with Concourse Financial Group Securities, Inc. and Truewealth Advisors, LLC and located in Huntsville, Alabama, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Concourse Financial Group Securities, Inc., Gary Ely was associated with Investment Advisors and other brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Ely Customer Complaint Gary Ely has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment recommendation of the Behringer Harvard REIT to the customer. The customer complaint was settled in her favor. Gary Ely Red Flags & Your Rights As An Investor Of course, Gary Ely did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Concourse Financial Group Securities, Inc. and Truewealth Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Ely has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. and Truewealth Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc.  Due To Gary Ely If you have questions about Concourse Financial Group Securities, Inc., Truewealth Advisors, LLC and/or Gary Ely and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Imel formerly with Ameriprise Financial Services, Inc.

DID GARY LEE IMEL CAUSE YOU INVESTMENT LOSSES? Gary Imel Formerly With Ameriprise Financial Services, Inc. and Kalos Capital, Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Who is Gary Imel formerly with Ameriprise Financial Services, Inc.? Gary Imel (CRD #254765) who was formerly registered with Ameriprise Financial Services, Inc. and located in Gig Harbor, Washington, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Inc., Gary Imel was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Imel Customer Complaints Gary Imel has been the subject of 13 customer complaints that we know about to recover investment losses.  Ten of the 13 customer complaints were settled in favor of the investors. One customer complaint was denied and, to date, the customer has not taken any further action. The other 2 customer complaints remained pending. Allegations Against Gary Imel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Imel Red Flags & Your Rights As An Investor Of course, Gary Imel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Imel at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Imel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Gary Imel If you have questions about Ameriprise Financial Services, Inc., Kalos Capital, Inc., and/or Gary Imel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Nethen of NYLife Securities LLC

DID GARY KAMKA NETHEN CAUSE YOU INVESTMENT LOSSES? Gary Nethen NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Nethen of NYLife Securities LLC? Gary Nethen (CRD #6602828) who is registered with NYLife Securities LLC and located in Timonium, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.   Gary Nethen Customer Complaint Gary Nethen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made an unsuitable investment recommendation to switch a variable annuity policies. The customer complaint was settled in favor of the investor. Gary Nethen Red Flags & Your Rights As An Investor Of course, Gary Nethen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Nethen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Nethen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Gary Nethen If you have questions about NYLife Securities LLC and/or Gary Nethen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Barney of LPL Financial LLC

DID GARY JOHN BARNEY CAUSE YOU INVESTMENT LOSSES? Gary Barney of LPL Financial LLC And Formerly With Securities America, Inc. and The O.N. Equity Sales Company, Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Barney of LPL Financial LLC? Gary Barney (CRD #6548602) who is currently registered with LPL Financial LLC and located in Utica, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Gary Barney was associated with Securities America, Inc. and The O.N. Equity Sales Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Barney Customer Complaint Gary Barney has been the subject of at least one customer complaint that we know about, which was filed in the last two years to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were at the financial advisor recommended an unsuitable variable annuity exchange. The customer complaint was denied by the brokerage firm and, to date, it appears that no further action has been taken. Gary Barney Red Flags & Your Rights As An Investor Of course, Gary Barney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Barney at LPL Financial LLC, Securities America, Inc. The O.N. Equity Sales Company on alert to review carefully the activity and performance of their accounts and question whether Gary Barneyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Securities America, Inc., and The O.N. Equity Sales Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gary Barney If you have questions about LPL Financial LLC, Securities America, Inc., The O.N. Equity Sales Company, and/or Gary Barney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Conley of American Investors Company

DID GARY EARL CONLEY CAUSE YOU INVESTMENT LOSSES? Gary Conley Of American Investors Company Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Conley of American Investors Company? Gary Conley (CRD #52159) who is currently registered with American Investors Company and located in Eugene, Oregon, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Investors Company, Gary Conley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.. Gary Conley Customer Complaint Gary Conley has been the subject of at least one customer complaint that we know about, which was filed in the last 2 years to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations of alternative investments. The FINRA arbitration claim was settled in favor of the investor. Gary Conley Red Flags & Your Rights As An Investor Of course, Gary Conley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Conley at American Investors Company on alert to review carefully the activity and performance of their accounts and question whether Gary Conley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Investors Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Investors Company Due To Gary Conley If you have questions about American Investors Company and/or Gary Conley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Begnaud of Janney Montgomery Scott LLC

DID GARY BEGNAUD CAUSE YOU INVESTMENT LOSSES? Gary Begnaud Of Janney Montgomery Scott LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Begnaud of Janney Montgomery Scott LLC? Gary Begnaud (CRD #865927) who is currently registered with Janney Montgomery Scott LLC and located in Mt. Laurel, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Gary Begnaud was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Begnaud Customer Complaints Gary Begnaud has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints was settled in favor of the investor. The other customer dispute remains pending against his former employer Merrill Lynch Pierce Fenner and Smith. Allegations Against Gary Begnaud A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Begnaud Red Flags & Your Rights As An Investor Of course, Gary Begnaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Begnaud at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gary Begnaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Gary Begnaud If you have questions about Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gary Begnaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Garth Allan of UBS Financial Services Inc.

DID GARTH ALLAN CAUSE YOU INVESTMENT LOSSES? Garth Allan of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Garth Allan of UBS Financial Services Inc.? Garth Allan (CRD #5294782) who is currently registered with UBS Financial Services Inc. and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Garth Allan was associated with UBS Financial Services Inc. and Wells Fargo Clearing Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Garth Allan Customer Complaint Garth Allan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not invest his funds as instructed. Garth Allan Red Flags & Your Rights As An Investor Of course, Garth Allan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garth Allan at UBS Financial Services Inc. and Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Garth Allanhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Garth Allan If you have questions about UBS Financial Services Inc. and Wells Fargo Clearing Services LLC and/or Garth Allan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Forrest formerly with American Portfolios Financial Services, Inc.

DID GARY A FORREST CAUSE YOU INVESTMENT LOSSES? Gary Forrest of American Portfolios Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Forrest formerly with American Portfolios Financial Services, Inc.? Gary Forrest (CRD #1313782) who was formerly registered with American Portfolios Financial Services, Inc. and located in Flint, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Portfolios Financial Services, Inc., Gary Forrest was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Forrest has had his own regulatory problems. He was suspended and fined by FINRA for unapproved private securities transactions involving the sale of promissory notes totaling over $826,000 issued by Woodbridge Group of companies. In addition, he was the subject of a cease and desist order by the State of Michigan. Gary Forrest Customer Complaints Gary Forrest has been the subject of 2 customer complaints that we know about in the last year to recover investment losses.  Both customer complaints were settled in favor of the investors. Allegations Against Gary Forrest A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Forrest Red Flags & Your Rights As An Investor Of course, Gary Forrest did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Forrest at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Forrest has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Gary Forrest If you have questions about American Portfolios Financial Services, Inc. and/or Gary Forrest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2022

Furman Sheppard of UBS Financial Services Inc.

DID FURMAN SHEPPARD, JR. CAUSE YOU INVESTMENT LOSSES? Furman Sheppard of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Furman Sheppard of UBS Financial Services Inc.? Furman Sheppard (CRD #871936) who is currently registered with UBS Financial Services Inc. and located in Carmel, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Furman Sheppard was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Furman Sheppard Customer Complaints Furman Sheppard has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints settled in favor of the investors. The other customer complaint was denied by the brokerage firm and, to date, the customer has not taken any further action. Allegations Against Furman Sheppard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Furman Sheppard Red Flags & Your Rights As An Investor Of course, Furman Sheppard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Furman Sheppard at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Furman Sheppard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Furman Sheppard If you have questions about UBS Financial Services Inc.  and/or Furman Sheppard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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