Dec 29, 2022

Furman Sheppard of UBS Financial Services Inc.

DID FURMAN SHEPPARD, JR. CAUSE YOU INVESTMENT LOSSES? Furman Sheppard of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Furman Sheppard of UBS Financial Services Inc.? Furman Sheppard (CRD #871936) who is currently registered with UBS Financial Services Inc. and located in Carmel, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Furman Sheppard was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Furman Sheppard Customer Complaints Furman Sheppard has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints settled in favor of the investors. The other customer complaint was denied by the brokerage firm and, to date, the customer has not taken any further action. Allegations Against Furman Sheppard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Furman Sheppard Red Flags & Your Rights As An Investor Of course, Furman Sheppard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Furman Sheppard at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Furman Sheppard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Furman Sheppard If you have questions about UBS Financial Services Inc.  and/or Furman Sheppard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2022

Frederick Long of UBS Financial Services Inc.

DID FREDERICK M. LONG CAUSE YOU INVESTMENT LOSSES? Frederick M. Long of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frederick Long of UBS Financial Services Inc.? Frederick Long (CRD #2518380) who is currently registered with UBS Financial Services Inc. and located in Nashville, Tennessee, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Frederick Long was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frederick Long Customer Complaint Frederick Long has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for Frederick Long’s alleged failure to invest the customer’s accounts in a timely manner. The complaint was settled in favor of the investor. Frederick Long Red Flags & Your Rights As An Investor Of course, Frederick Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Long at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frederick Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frederick Long If you have questions about UBS Financial Services Inc. and/or Frederick Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2022

Frederick Guist of LPL Financial LLC

DID FREDERICK JAMES GUIST CAUSE YOU INVESTMENT LOSSES? Frederick James Guist of LPL Financial LLC And Formerly With SII investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frederick Guist of LPL Financial LLC? Frederick Guist (CRD #5308813) who is currently registered with LPL Financial LLC and located in Janesville, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Frederick Guist was associated with SII investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frederick Guist Customer Complaint Frederick Guist has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and negligence in connection with the purchase of a REIT and a business development company investment. Frederick Guist Red Flags & Your Rights As An Investor Of course, Frederick Guist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Guist at LPL Financial LLC and SII investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frederick Guist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and SII investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due to Frederick Guist If you have questions about LPL Financial LLC and SII investments, Inc. and/or Frederick Guist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Fred Chasalow formerly with Concorde Investment Services, LLC

DID FRED I. CHASALOW CAUSE YOU INVESTMENT LOSSES? Fred Chasalow Formerly With Concorde Investment Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Fred Chasalow formerly with Concorde Investment Services, LLC? Fred Chasalow (CRD #3125986) who was formerly registered with Concorde Investment Services, LLC and located in Belmont, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Concorde Investment Services, LLC, Fred Chasalow was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fred Chasalow Customer Complaint Fred Chasalow has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations relating to a REIT investment. Fred Chasalow Red Flags & Your Rights As An Investor Of course, Fred Chasalow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Chasalow at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Chasalow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Fred Chasalow If you have questions about Concorde Investment Services, LLC and/or Fred Chasalow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Tenteromano of J.P. Morgan Securities LLC

DID FRANK R. TENTEROMANO CAUSE YOU INVESTMENT LOSSES? Frank Tenteromano of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Frank Tenteromano of J.P. Morgan Securities LLC? Frank Tenteromano (CRD #5052571) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Frank Tenteromano was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Tenteromano Customer Complaints Frank Tenteromano has been the subject of 3 customer complaints that we know about. All 3 customer complaints were denied by J.P. Morgan Securities and to date, the customers have not taken any further action. Allegations Against Frank Tenteromano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Tenteromano Red Flags & Your Rights As An Investor Of course, Frank Tenteromano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Tenteromano at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Tenteromano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Frank Tenteromano If you have questions about J.P. Morgan Securities LLC and/or Frank Tenteromano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Fred Berens of Oppenheimer & Co. Inc.

DID FRED BERENS CAUSE YOU INVESTMENT LOSSES? Fred Berens of Oppenheimer & Co. Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Fred Berens of Oppenheimer & Co. Inc.? Fred Berens (CRD #18877) who is currently registered with Oppenheimer & Co. Inc. and located in Miami, Florida, is a subject of one of many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Fred Berens was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fred Berens Customer Complaints Fred Berens has been the subject of 5 customer complaints that we know about. Two of the customer complaints resulted in an arbitration awards in favor of the investors, one award was in excess of $2.5 million. The other 3 customer complaints were settled in favor of the investors. Allegations Against Fred Berens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fred Berens Red Flags & Your Rights As An Investor Of course, Fred Berens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Berens at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Berens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Fred Berens If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Fred Berens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Fusco with Dawson James Securities, Inc.

DID FRANK PHILIP FUSCO CAUSE YOU INVESTMENT LOSSES? Frank Fusco of Dawson James Securities, Inc. And Formerly With Legend Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Frank Fusco with Dawson James Securities, Inc.? Frank Fusco (CRD #1233242) who is currently registered with Dawson James Securities, Inc. and located in Pelham, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dawson James Securities, Inc., Frank Fusco was associated with Legend Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Fusco Customer Complaints Frank Fusco has been the subject of 5 customer complaints that we know about. One of the customer complaints resulted in an arbitration award to the customer. The other 3 customer complaints were settled in favor of the investors. The last customer complaint was dismissed by the brokerage firm and the customer took no further action to date. Allegations Against Frank Fusco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Fusco Red Flags & Your Rights As An Investor Of course, Frank Fusco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Fusco at Dawson James Securities, Inc. and Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Fuscohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities, Inc. and Legend Securities, Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities, Inc. Due To Frank Fusco If you have questions about Dawson James Securities, Inc. and/or Frank Fusco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Mastrosimone of Pruco Securities, LLC

DID FRANK MASTROSIMONE CAUSE YOU INVESTMENT LOSSES? Frank Mastrosimone Pruco Securities, LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Mastrosimone of Pruco Securities, LLC? Frank Mastrosimone (CRD #322615) who is registered with Pruco Securities, LLC and located in Basking Ridge, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC, Frank Mastrosimone was associated with Royal Alliance Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Mastrosimone Customer Complaint Frank Mastrosimone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the private investment fund recommended was inappropriate for the customer. The arbitration proceeding is currently pending.  Frank Mastrosimone Red Flags & Your Rights As An Investor Of course, Frank Mastrosimone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Mastrosimone at Pruco Securities LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Mastrosimone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Frank Mastrosimone If you have questions about Pruco Securities, LLC, Royal Alliance Associates, Inc. and/or Frank Mastrosimone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Frank Olender of Wells Fargo Clearing Services, LLC

DID FRANK OLENDER CAUSE YOU INVESTMENT LOSSES? Frank Olender Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Olender of Wells Fargo Clearing Services, LLC? Frank Olender (CRD #1363773) who is currently registered with Wells Fargo Clearing Services, LLC and located in Mount Pleasant, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Frank Olender was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Olender Customer Complaint Frank Olender has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor concentrated the client’s accounts and energy related securities. The complaint was settled in favor of the investor by the brokerage firm. Frank Olender Red Flags & Your Rights As An Investor Of course, Frank Olender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Olender at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Olender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Frank Olender If you have questions about Wells Fargo Clearing Services, LLC and/or Frank Olender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Parker of Cetera Advisor Networks LLC

DID FRANK JAMES PARKER CAUSE YOU INVESTMENT LOSSES? Frank Parker of Cetera Advisor Networks LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Frank Parker of Cetera Advisor Networks LLC? Frank Parker (CRD #356563) who is currently registered with Cetera Advisor Networks LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, Frank Parker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Parker Customer Complaints Frank Parker has been the subject of 4 customer complaints that we know about. Three of the customer complaints were settled in favor of the investors. The other customer dispute was closed by Cetera Advisor Networks for some unpublished reason. Allegations Against Frank Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Parker Red Flags & Your Rights As An Investor Of course, Frank Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Parker at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Frank Parker If you have questions about Cetera Advisor Networks LLC and/or Frank Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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