Dec 27, 2022

Frank Barber formerly of National Planning Corporation

DID FRANK DEAN BARBER CAUSE YOU INVESTMENT LOSSES? Frank Barber Formerly of National Planning Corporation Has 9 Customer Complaints For Alleged Broker Misconduct Who is Frank Barber formerly of National Planning Corporation? Frank Barber (CRD #1738443) who was formerly registered with National Planning Corporation and located in Kansas City, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to National Planning Corporation Frank Barber was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Barber Customer Complaints Frank Barber has been the subject of 9 customer complaints that we know about. One of the customer complaints resulted in an arbitration award in favor of the investor. Four of the customer complaints were settled. The other for customer complaints were denied and to date the customers have not taking any further action.  Allegations Against Frank Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Barber Red Flags & Your Rights As An Investor Of course, Frank Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Barber Formerly of National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Barber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Planning Corporationalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Planning Corporation Due To Frank Barber If you have questions about National Planning Corporation and/or Frank Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Moore with UBS Financial Services Inc.

DID FRANK HORACE MOORE III CAUSE YOU INVESTMENT LOSSES? Frank Moore of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Moore with UBS Financial Services Inc.? Frank Moore (CRD #1552208) who currently registered with UBS Financial Services Inc. and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Frank Moore was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Moore Customer Complaint Frank Moore has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. The complaint was settled in favor of the investor.   Frank Moore Red Flags & Your Rights As An Investor Of course, Frank Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Moore at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frank Moore If you have questions about UBS Financial Services Inc. and/or Frank Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Calise of Securities America, Inc.

DID FRANK J. CALISE CAUSE YOU INVESTMENT LOSSES? Frank Calise of Securities America, Inc. And Formerly With Questar Asset Management, Inc. and Questar Capital Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frank Calise of Securities America, Inc.? Frank Calise (CRD #3022262), who is currently registered with Securities America, Inc. and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Frank Calise was associated with Questar Asset Management, Inc. and Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Calise Customer Complaints Frank Calise has been the subject of 2 customer complaints that we know about. One of the customer complaints was settled in favor of the investor. The other customer complaint was denied and to date, the customer has not taken any further actions. Allegations Against Frank Calise A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Calise Red Flags & Your Rights As An Investor Of course, Frank Calise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Calise at Securities America, Inc., Questar Asset Management, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Calise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc., Questar Asset Management, Inc. and Questar Capital Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frank Calise If you have questions about Calise Securities America, Inc., Questar Asset Management, Inc., Questar Capital Corporation and/or Frank Calise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Francisco Cabral Of Ameriprise Financial Services LLC

DID FRANCISCO JAVIER CABRAL CAUSE YOU INVESTMENT LOSSES? Francisco Cabral Of Ameriprise Financial Services LLC And Formerly With David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Francisco Cabral Of Ameriprise Financial Services LLC? Francisco Cabral (CRD #5257195) who is registered with Ameriprise Financial Services LLC and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services LLC, Francisco Cabral was associated with David Lerner Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francisco Cabral Customer Complaint Francisco Cabral has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for allegedly making unsuitable investment recommendations and misrepresentations and breach of his fiduciary duty related to unit investment trusts and private placement investments. Francisco Cabral’s customer complaint was settled in favor of the investor(s).   Francisco Cabral Red Flags & Your Rights As An Investor Of course, Francisco Cabral did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francisco Cabral at Ameriprise Financial Services LLC and formerly of David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Francisco Cabral has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services LLC and David Lerner Associates, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services LLC Due To Francisco Cabral If you have questions about Ameriprise Financial Services LLC, David Lerner Associates, Inc. and/or Francisco Cabral and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Forrest Jones formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FORREST A. JONES CAUSE YOU INVESTMENT LOSSES? Forrest Jones, formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Forrest Jones formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Forrest Jones (CRD #4880765) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Conroe Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated. Forrest Jones was associated with Fortune Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Forrest Jones is a defendant in a SEC civil action for allegedly raising at least approximately $3.7 million and the scheme to invest funds from advisory clients in retail investors and at least 5 fraudulent securities offerings. He has also been permanently barred by FINRA for failing to cooperate in its investigation. Forrest Jones Customer Complaint Forrest Jones has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were  the financial advisor made unsuitable investment recommendations and misrepresentations in connection with real estate investments which went to arbitration and resulted in an arbitration award in favor that the investor in the amount of $200,000.  Forrest Jones Red Flags & Your Rights As An Investor Of course, Forrest Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Forrest Jones, formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc., on alert to review carefully the activity and performance of their accounts and question whether Forrest Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due to Forrest Jones If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. and/or Forrest Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Francis Dougherty Of Prudential Financial Planning Services

DID FRANCIS JOSEPH DOUGHERTY CAUSE YOU INVESTMENT LOSSES? Francis Dougherty Of Prudential Financial Planning Services And Formerly With BCG Securities, Inc. and Voya financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Francis Dougherty Of Prudential Financial Planning Services? Francis Dougherty (CRD #4821828) who is currently registered with Prudential Financial Planning Services and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Prudential Financial Planning Services, Francis Dougherty was associated with BCG Securities, Inc. and Voya financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francis Dougherty Customer Complaint Francis Dougherty has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor allegedly made unsuitable alternative investment recommendations. The complaint was settled for $175,000 in favor of the investor. Francis Dougherty Red Flags & Your Rights As An Investor Of course, Francis Dougherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Dougherty at Prudential Financial Planning Services and formerly with BCG Securities, Inc. and Voya financial Advisors, Inc., on alert to review carefully the activity and performance of their accounts and question whether Francis Dougherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Prudential Financial Planning Services, BCG Securities, Inc. and Voya financial Advisors, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Prudential Financial Planning Services Due To Francis Dougherty If you have questions about Francis Dougherty of Prudential Financial Planning Services, BCG Securities, Inc., Voya financial Advisors, Inc. and/or Francis Dougherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Francisco Valenzuela formerly with Morgan Stanley

DID FRANCISCO JAVIER VALENZUELA CAUSE YOU INVESTMENT LOSSES? Francisco Valenzuela Formerly With Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Francisco Valenzuela formerly with Morgan Stanley? Francisco Valenzuela (CRD #2786970) who was formerly registered with Morgan Stanley and located in Tucson, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Francisco Valenzuela was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francisco  Valenzuela has also had his share of regulatory problems. He was suspended twice by FINRA and eventually permanently barred from any further association with any FINRA member firm in the future. Francisco Valenzuela Customer Complaints Francisco Valenzuela has been the subject of three customer complaints that we know about. Two of Francisco Valenzuela’s customer complaints resulted in Awards in favor of investors. One of Francisco Valenzuela’s customer complaints were settled in favor of the investors. Allegations Against Francisco Valenzuela A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Francisco Valenzuela Red Flags & Your Rights As An Investor Of course, Francisco Valenzuela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francisco Valenzuela at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Francisco Valenzuela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Francisco Valenzuela If you have questions about Morgan Stanley and/or Francisco Valenzuela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Frank Orlando Of LPL Financial LLC

DID FRANK A. ORLANDO CAUSE YOU INVESTMENT LOSSES? Frank Orlando Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frank Orlando Of LPL Financial LLC? Frank Orlando (CRD #4844280) who is currently registered with LPL Financial LLC and located in Furlong, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Frank Orlando was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Orlando Customer Complaints Frank Orlando has been the subject of two customer complaints that we know about. Both of Frank Orlando’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Frank Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Orlando Red Flags & Your Rights As An Investor Of course, Frank Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Orlando at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Frank Orlando If you have questions about LPL Financial LLC and/or Frank Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FATANEH GERANSAR CAUSE YOU INVESTMENT LOSSES? Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Fataneh Geransar (CRD #2337191) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Los Angeles,  California, is a subject of one of our many securities industry sales practice abuse investigations. Fataneh Geransar Customer Complaints Fataneh Geransar has been the subject of 2 customer complaints that we know about to recover investment losses.  Both of Fataneh Geransar’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Fataneh Geransar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fataneh Geransar Red Flags & Your Rights As An Investor Of course, Fataneh Geransar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fataneh Geransar at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fataneh Geransar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Fataneh Geransar If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Fataneh Geransar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Feng Luo of Transamerica Financial Advisors, Inc.

DID FENG LUO CAUSE YOU INVESTMENT LOSSES? Feng Luo Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Feng Luo of Transamerica Financial Advisors, Inc.? Feng Luo (CRD #5508192) who is currently registered with Transamerica Financial Advisors, Inc. and located in Cerritos, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Transamerica Financial Advisors, Inc., Feng Luo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Feng Luo Customer Complaint Feng Luo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and misleading statements related to the sale of an unsuitable insurance product. Feng Luo’s customer complaint was settled in favor of the investor(s).   Feng Luo Red Flags & Your Rights As An Investor Of course, Feng Luo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Feng Luo at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Feng Luo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Feng Luo If you have questions about Transamerica Financial Advisors, Inc. and/or Feng Luo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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