Dec 16, 2022

Eric Johnson of Raymond James Financial Services, Inc.

DID ERIC MICHAEL JOHNSON CAUSE YOU INVESTMENT LOSSES? Eric Johnson Of Raymond James Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Eric Johnson of Raymond James Financial Services, Inc.? Eric Johnson (CRD #2592384) who is currently registered with Raymond James Financial Services, Inc. and located in Boulder, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Eric Johnson Customer Complaints Eric Johnson has been the subject of 4 customer complaints that we know about, which were filed to recover investment losses. One of Eric Johnson’s 4 customer complaints resulted in an Award in favor of the investor. One of Eric Johnson’s customer complaints was settled in favor of the investor.  Two of Eric Johnson’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Eric Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Johnson Red Flags & Your Rights As An Investor Of course, Eric Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Johnson at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Eric Johnson If you have questions about Raymond James Financial Services, Inc. and/or Eric Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 16, 2022

Eric Felsenfeld of Kingswood Capital Partners, LLC

DID ERIC SCOTT FELSENFELD CAUSE YOU INVESTMENT LOSSES? Eric Felsenfeld Of Kingswood Capital Partners, LLC And Formerly With Niagara International Capital Limited And H. Beck, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Eric Felsenfeld of Kingswood Capital Partners, LLC? Eric Felsenfeld (CRD #4496689) who is currently registered with Kingswood Capital Partners, LLC and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kingswood Capital Partners, LLC, Eric Felsenfeld was associated with Niagara International Capital Limited, H. Beck, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Felsenfeld Customer Complaints Eric Felsenfeld has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  One of Eric Felsenfeld’s 2 customer complaints was settled in favor of the investor. One of Eric Felsenfeld’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Eric Felsenfeld A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Felsenfeld Red Flags & Your Rights As An Investor Of course, Eric Felsenfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Felsenfeld at Kingswood Capital Partners, LLC, Niagara International Capital Limited, and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Felsenfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Niagara International Capital Limited, and H. Beck, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Eric Felsenfeld If you have questions about Kingswood Capital Partners, LLC, Niagara International Capital Limited, H. Beck, Inc., and/or Eric Felsenfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 16, 2022

Eric Kee of Kestra Investment Services, LLC And Formerly With Royal Alliance Associates, Inc.

DID ERIC STEPHEN MATTHEW KEE CAUSE YOU INVESTMENT LOSSES? Eric Kee Of Kestra Investment Services, LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Kee of Kestra Investment Services, LLC And Formerly With Royal Alliance Associates, Inc.? Eric Kee (CRD #2718062) who is currently registered with Kestra Investment Services, LLC and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kestra Investment Services, LLC, Eric Kee was associated with Royal Alliance Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Kee Customer Complaint Eric Kee has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a business development company investment. Eric Kee’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Kee Red Flags & Your Rights As An Investor Of course, Eric Kee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Kee at Kestra Investment Services, LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Kee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Eric Kee If you have questions about Kestra Investment Services, LLC, Royal Alliance Associates, Inc. and/or Eric Kee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 16, 2022

Eric Harding formerly with United Planners’ Financial Services of America A Limited Partner

DID ERIC WAYNE HARDING CAUSE YOU INVESTMENT LOSSES? Eric Harding Formerly With United Planners’ Financial Services of America A Limited Partner And Wells Fargo Advisors, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Who is Eric Harding formerly with United Planners’ Financial Services of America A Limited Partner? Eric Harding (CRD #2207823) who was formerly registered with United Planners’ Financial Services of America A Limited Partner and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to United Planners’ Financial Services of America A Limited Partner, Eric Harding was associated with Wells Fargo Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Harding Customer Complaints Eric Harding has been the subject of 11 customer complaints that we know about, which were filed to recover investment losses. Seven of Eric Harding’s 11 customer complaints were settled in favor of investors. Three of Eric Harding’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Eric Harding’s former employer EmpiriKal Partners LLC for investment losses caused by the alleged misconduct. Allegations Against Eric Harding Eric Harding Red Flags & Your Rights As An Investor Of course, Eric Harding did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Harding at United Planners’ Financial Services of America A Limited Partner and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Harding has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner If you have questions about United Planners’ Financial Services of America A Limited Partner, Wells Fargo Advisors, LLC, and/or Eric Harding and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 16, 2022

Erick Bates of Edward Jones

DID ERICK BATES CAUSE YOU INVESTMENT LOSSES? Erick Bates Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Erick Bates of Edward Jones? Erick Bates (CRD #7135612) who is currently registered with Edward Jones and located in DeBary, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Erick Bates Customer Complaint Erick Bates has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate customer’s account as instructed. Erick Bates’ customer complaint was denied, and, to date, the customer has not taken any further action. Erick Bates Red Flags & Your Rights As An Investor Of course, Erick Bates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erick Bates at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Erick Bates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Erick Bates If you have questions about Edward Jones and/or Erick Bates and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Brown formerly with LPL Financial LLC

DID ERIC DOUGLAS BROWN CAUSE YOU INVESTMENT LOSSES? Eric Brown Formerly With LPL Financial LLC And Waddell & Reed Has 3 Customer Complaints For Alleged Broker Misconduct Who is Eric Brown formerly with LPL Financial LLC? Eric Brown (CRD #2209351) who was formerly registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Eric Brown was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Brown Customer Complaints Eric Brown has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Eric Brown’s 3 customer complaints was settled in favor of the investor. Two of Eric Brown’s customer complaints were denied, and, to date, the customers have not taken any further action. Allegations Against Eric Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Brown Red Flags & Your Rights As An Investor Of course, Eric Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Brown at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Eric Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Eric Brown If you have questions about LPL Financial LLC, Waddell & Reed, and/or Eric Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Bachinsky of Raymond James & Associates, Inc.

DID ERIC FRED BACHINSKY CAUSE YOU INVESTMENT LOSSES? Eric Bachinsky Of Raymond James & Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Eric Bachinsky of Raymond James & Associates, Inc.? Eric Bachinsky (CRD #1002854) who is currently registered with Raymond James & Associates, Inc. and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Eric Bachinsky Customer Complaints Eric Bachinsky has been the subject of 5 customer complaints that we know about, which were filed to recover investment losses. Three of Eric Bachinsky’s 5 customer complaints were settled in favor of investors. Two of Eric Bachinsky’s customer complaints were denied, and, to date, the customers have not taken any further action.   Allegations Against Eric Bachinsky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Bachinsky Red Flags & Your Rights As An Investor Of course, Eric Bachinsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Bachinsky at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Bachinsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Eric Bachinsky If you have questions about Raymond James & Associates, Inc. and/or Eric Bachinsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Moreno of UBS Financial Services Inc.

DID ERIC GARCIA MORENO CAUSE YOU INVESTMENT LOSSES? Eric Moreno Of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Moreno of UBS Financial Services Inc.? Eric Moreno (CRD #2135789) who is currently registered with UBS Financial Services Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Eric Moreno was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Moreno Customer Complaint Eric Moreno has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to REIT recommendations. Eric Moreno’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Moreno Red Flags & Your Rights As An Investor Of course, Eric Moreno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Moreno at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Moreno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Eric Moreno If you have questions about UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and/or Eric Moreno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Gibbs of Fidelity Brokerage Services LLC

DID ERIC GIBBS CAUSE YOU INVESTMENT LOSSES? Eric Gibbs Of Fidelity Brokerage Services LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Gibbs of Fidelity Brokerage Services LLC? Eric Gibbs (CRD # 2767474) who is currently registered with Fidelity Brokerage Services LLC and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Eric Gibbs was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Gibbs Customer Complaint Eric Gibbs has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax liabilities related to distribution of an inherited IRA account. Eric Gibbs’ customer complaint was settled in favor of the investors.   Eric Gibbs Red Flags & Your Rights As An Investor Of course, Eric Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Gibbs at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Gibbs If you have questions about Fidelity Brokerage Services LLC, Voya Financial Advisors, Inc. and/or Eric Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Yamin of Morgan Stanley and formerly with UBS Financial Services, Inc.

DID ERIC MAER YAMIN CAUSE YOU INVESTMENT LOSSES? Eric Yamin Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Yamin of Morgan Stanley? Eric Yamin (CRD #2441778) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Eric Yamin was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Yamin Customer Complaint Eric Yamin has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendations with respect to an investment in an investment in and to continue investing in an options overlay strategy. Eric Yamin’s customer complaint was withdrawn and, to date, the customer has not taken any further action. Eric Yamin Red Flags & Your Rights As An Investor Of course, Eric Yamin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Yamin  at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Yamin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Eric Yamin If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Eric Yamin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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