Jan 6, 2023

George Jameson formerly with LPL Financial LLC

DID GEORGE WALTON JAMESON CAUSE YOU INVESTMENT LOSSES? George Jameson Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Jameson formerly with LPL Financial LLC? George Jameson (CRD #4263854) who was formerly registered with LPL Financial LLC and located in Lexington, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, George Jameson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Jameson Customer Complaint George Jameson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to implement the dollar cost averaging strategy in a discretionary account part of the client’s instructions. The customer complaint was settled by the brokerage firm Cornerstone Wealth Group in favor of the customer. George Jameson Red Flags & Your Rights As An Investor Of course, George Jameson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Jameson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether George Jameson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To George Jameson If you have questions about LPL Financial LLC and/or George Jameson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 6, 2023

George Terlizzi of Arkadios Capital

DID GEORGE TERLIZZI CAUSE YOU INVESTMENT LOSSES? George Terlizzi Of Arkadios Capital And Formerly With Kalos Management Has 6 Customer Complaints For Alleged Broker Misconduct Who is George Terlizzi of Arkadios Capital? George Terlizzi (CRD #5834250) who is currently registered with Arkadios Capital and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, George Terlizzi was associated with Kalos Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Terlizzi Customer Complaints George Terlizzi has been the subject of 6 customer complaints that we know about to recover investment losses. All 6 of those customer complaints were settled in favor of the investors. Allegations Against George Terlizzi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Terlizzi Red Flags & Your Rights As An Investor Of course, George Terlizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Terlizzi at Arkadios Capital and Kalos Management on alert to review carefully the activity and performance of their accounts and question whether George Terlizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Kalos Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To George Terlizzi If you have questions about Arkadios Capital, Kalos Management, and/or George Terlizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 6, 2023

George Vilfordi III of Ameriprise Financial Services, LLC

DID GEORGE LOUIS VILFORDI III CAUSE YOU INVESTMENT LOSSES? George Vilfordi III of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is George Vilfordi III of Ameriprise Financial Services, LLC? George Vilfordi III (CRD #704800) who is currently registered with Ameriprise Financial Services, LLC and located in Dallas, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, LLC, George Vilfordi III was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Vilfordi III Customer Complaint George Vilfordi III has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented the volatility of the investment to him. UBS Financial Services denied the customer complaint, and to date, the customer has not taken any further action. George Vilfordi III Red Flags & Your Rights As An Investor Of course, George Vilfordi III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Vilfordi III at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether George Vilfordi III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To George Vilfordi III If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc. and/or George Vilfordi III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 5, 2023

George Lambrix, Jr. of MML Investors Services, LLC

DID GEORGE IRVING LAMBRIX, JR. CAUSE YOU INVESTMENT LOSSES? George Lambrix, Jr. Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Lambrix, Jr. of MML Investors Services, LLC? George Lambrix, Jr. (CRD #1261093) who is currently registered with MML Investors Services, LLC and located in Napa, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, George Lambrix, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lambrix, Jr. Customer Complaint George Lambrix, Jr. has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a misrepresentation concerning the taxation of withdrawals from UGMA accounts. The customer complaint was denied into date, the customer has not taken any further action. George Lambrix, Jr. Red Flags & Your Rights As An Investor Of course, George Lambrix, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lambrix, Jr. at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Lambrix, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To George Lambrix, Jr. If you have questions about MML Investors Services, LLC and/or George Lambrix, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 5, 2023

George Lincoln IV formerly with CCO Investment Services Corp.

DID GEORGE JONES LINCOLN IV CAUSE YOU INVESTMENT LOSSES? George Lincoln IV Formerly of CCO Investment Services Corp. Has 8 Customer Complaints For Alleged Broker Misconduct Who is George Lincoln IV formerly with CCO Investment Services Corp.? George Lincoln IV (CRD #2111517) who was formerly registered with CCO Investment Services Corp. and located in Rutland, Vermont, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CCO Investment Services Corp., George Lincoln IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lincoln IV Customer Complaints George Lincoln IV has been the subject of 8 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investor and the other 5 were denied by the brokerage firm and, today, no further action has been taken. Allegations Against George Lincoln IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Lincoln IV Red Flags & Your Rights As An Investor Of course, George Lincoln IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lincoln IV at CCO Investment Services Corp. on alert to review carefully the activity and performance of their accounts and question whether George Lincoln IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CCO Investment Services Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CCO Investment Services Corp. Due To George Lincoln IV If you have questions about CCO Investment Services Corp. and/or George Lincoln IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 5, 2023

George Lex of Etico Wealth Management LLC

DID GEORGE DENNIS LEX CAUSE YOU INVESTMENT LOSSES? George Lex Of Etico Wealth Management LLC and Formerly with Dinosaur Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Lex of Etico Wealth Management LLC? George Lex (CRD #2755908) who is currently registered with Etico Wealth Management LLC and located in King of Prussia, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Etico Wealth Management LLC, George Lex was associated with Dinosaur Financial Group, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Lex Customer Complaint George Lex has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a misrepresentation of a life insurance investment. The customer complaint was denied and, to date, the customer has not taken any further action. George Lex Red Flags & Your Rights As An Investor Of course, George Lex did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lex at Etico Wealth Management LLC and formerly with Dinosaur Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether George Lex has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Etico Wealth Management LLC and Dinosaur Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Etico Wealth Management LLC Due To George Lex If you have questions about Etico Wealth Management LLC, Dinosaur Financial Group, LLC and/or George Lex and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 5, 2023

George Martin formerly with Carlton & Associates, Inc.

DID GEORGE ALLEN MARTIN CAUSE YOU INVESTMENT LOSSES? George Martin Formerly With Carlton & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is George Martin formerly with Carlton & Associates, Inc.? George Martin (CRD #2940200) who was formerly registered with Carlton & Associates, Inc. and located in Hickory, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Carlton & Associates, Inc., George Martin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Martin Customer Complaint George Martin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, breach of fiduciary duty and negligence in connection with the offer and sale of annuities and business development company investments. The customer complaint was settled in favor of the investors by Carlton and Associates. George Martin Red Flags & Your Rights As An Investor Of course, George Martin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Martin at Carlton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Martin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Carlton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Carlton & Associates, Inc. Due To George Martin If you have questions about Carlton & Associates, Inc. and/or George Martin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 5, 2023

Geoffrey Hunter formerly with Allied Millennial Partners, LLC

DID GEOFFREY ROBERT HUNTER CAUSE YOU INVESTMENT LOSSES? Geoffrey Hunter Formerly With Allied Millennial Partners, LLC and Coastal Equities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Geoffrey Hunter formerly with Allied Millennial Partners, LLC? Geoffrey Hunter (CRD #6076241) who was formerly registered with Allied Millennial Partners, LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Allied Millennial Partners, LLC, Geoffrey Hunter was associated with Coastal Equities Inc., and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Geoffrey Hunter Customer Complaint Geoffrey Hunter has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the failure to execute a client’s order in a timely manner. The customer complaint was settled by Allied Millennial Partners in favor of the investor. Geoffrey Hunter Red Flags & Your Rights As An Investor Of course, Geoffrey Hunter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Geoffrey Hunter at Allied Millennial Partners, LLC and Coastal Equities Inc. on alert to review carefully the activity and performance of their accounts and question whether Geoffrey Hunter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geoffrey Hunter at Allied Millennial Partners, LLC and Coastal Equities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allied Millennial Partners, LLC Due To Geoffrey Hunter If you have questions about Allied Millennial Partners, LLC, Coastal Equities Inc. and/or Geoffrey Hunter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 5, 2023

George Clayton of Wells Fargo Clearing Services, LLC

DID GEORGE JOSEPH CLAYTON CAUSE YOU INVESTMENT LOSSES? George Clayton Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Clayton Wells Fargo Clearing Services, LLC? George Clayton (CRD #4570869) who is registered with Wells Fargo Clearing Services, LLC and located in Clemson South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, George Clayton was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Clayton Customer Complaint George Clayton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented investments in closed-end funds. The customer complaint was denied by Raymond James Financial Services, and to date, the customer has not taken any further action. George Clayton Red Flags & Your Rights As An Investor Of course, George Clayton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Clayton at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Clayton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To George Clayton If you have questions about Wells Fargo Clearing Services, LLC and/or George Clayton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 4, 2023

Gene Esplin formerly with Kalos Capital Inc.

DID GENE CLAY ESPLIN CAUSE YOU INVESTMENT LOSSES? Gene Esplin Formerly With Kalos Capital Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gene Esplin formerly with Kalos Capital Inc.? Gene Esplin (CRD #3133447),  who was formerly registered with Kalos Capital Inc. and located in Postello Idaho, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kalos Capital Inc., Gene Esplin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gene Esplin Customer Complaints Gene Esplin has been the subject of 2 customer complaints that we know about to recover investment losses. And of the customer complaints was settled by Triad Advisors and Kalos Capital and the other was denied by Kalos Capital and to date, the customer withdrew the complaint. Allegations Against Gene Esplin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gene Esplin Red Flags & Your Rights As An Investor Of course, Gene Esplin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gene Esplin, formerly at Kalos Capital Inc., on alert to review carefully the activity and performance of their accounts and question whether Gene Esplin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kalos Capital Inc. Due To Gene Esplin If you have questions about Kalos Capital Inc. and/or Gene Esplin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading