Dec 7, 2022

Douglas Schmitz of Classic, LLC

DID DOUGLAS GENE SCHMITZ CAUSE YOU INVESTMENT LOSSES? Douglas Schmitz Of Classic, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Douglas Schmitz of Classic, LLC? Douglas Schmitz (CRD #1771132) who is currently registered with Classic, LLC and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations.   Douglas Schmitz Customer Complaints Douglas Schmitz has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses.  One of Douglas Schmitz’s 3 customer complaints was settled in favor of investors. One of Douglas Schmitz’s customer complaints was denied, and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Douglas Schmitz’s current employer Classic, LLC for investment losses caused by the alleged misconduct. Allegations Against Douglas Schmitz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Schmitz Red Flags & Your Rights As An Investor Of course, Douglas Schmitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Schmitz at Classic, LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Schmitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Classic, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Classic, LLC Due To Douglas Schmitz If you have questions about Classic, LLC and/or Douglas Schmitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Peterson formerly with Sagepoint Financial, Inc.

DID DOUGLAS DE WAYNE PETERSON CAUSE YOU INVESTMENT LOSSES? Douglas Peterson Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Douglas Peterson formerly with Sagepoint Financial, Inc.? Douglas Peterson (CRD #1303079) who was formerly registered with Sagepoint Financial, Inc. and located in North Platte, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Douglas Peterson Customer Complaints Douglas Peterson has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Douglas Peterson’s customer complaints resulted in an Award in favor of investor. Two of Douglas Peterson’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Douglas Peterson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Peterson Red Flags & Your Rights As An Investor Of course, Douglas Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Peterson at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Douglas Peterson If you have questions about Titan Securities and/or Donald Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Douglas Henrickson formerly with Triad Advisors LLC

DID DOUGLAS ALLEN HENRICKSON CAUSE YOU INVESTMENT LOSSES? Douglas Henrickson Formerly With Triad Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Douglas Henrickson formerly with Triad Advisors LLC? Douglas Henrickson (CRD #869607) who was formerly registered with Triad Advisors LLC and located in Belmont, Michigan is a subject of one of our many securities industry sales practice abuse investigations.   Douglas Henrickson Customer Complaint Douglas Henrickson has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of GPB Holdings I private placement investment. Douglas Henrickson’s customer complaint was settled in favor of the investors. Douglas Henrickson Red Flags & Your Rights As An Investor Of course, Douglas Henrickson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Henrickson at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Henrickson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Douglas Henrickson If you have questions about Triad Advisors LLC and/or Douglas Henrickson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Doris Cheek of Thrivent Investment Management Inc.

DID DORIS WYNNETTE CHEEK CAUSE YOU INVESTMENT LOSSES? Doris Cheek Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Doris Cheek of Thrivent Investment Management Inc.? Doris Cheek (CRD # 4024977) who is currently registered with Thrivent Investment Management Inc. and located in Decatur, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Doris Cheek Customer Complaint Doris Cheek has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of the acts withholding on his IRA distributions. Doris Cheek’s customer complaint was settled in favor of the investor. Doris Cheek Red Flags & Your Rights As An Investor Of course, Doris Cheek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Doris Cheek at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Doris Cheek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Doris Cheek If you have questions about Thrivent Investment Management Inc. and/or Doris Cheek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Donovan Ehrman of LPL Financial LLC

DID DONOVAN JAY EHRMAN CAUSE YOU INVESTMENT LOSSES? Donovan Ehrman Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donovan Ehrman of LPL Financial LLC? Donovan Ehrman (CRD #2129782) who is currently registered with LPL Financial LLC and located in Godfrey, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Donovan Ehrman was associated with CUNA Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donovan Ehrman Customer Complaint Donovan Ehrman has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of the variable annuity. Donovan Ehrman’s customer complaint was denied and, to date, the customer has not taken any further action. Donovan Ehrman Red Flags & Your Rights As An Investor Of course, Donovan Ehrman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donovan Ehrman at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donovan Ehrman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Donovan Ehrman If you have questions about LPL Financial LLC, CUNA Brokerage Services, Inc., and/or Donovan Ehrman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Donna Dupre of J.W. Cole Financial, Inc.

DID DONNA LYNN DUPRE CAUSE YOU INVESTMENT LOSSES? Donna Dupre Of J.W. Cole Financial, Inc. And Formerly With G.F. Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Donna Dupre of J.W. Cole Financial, Inc.? Donna Dupre (CRD #5514287) who is currently registered with J.W. Cole Financial, Inc. and located in Parsipanny, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial, Inc., Donna Dupre was associated with G.F. Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donna Dupre Customer Complaint Donna Dupre has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an alleged unauthorized purchase of a fixed insurance product. Donna Dupre’s customer complaint was denied and, to date, the customer has not taken any further action. Donna Dupre Red Flags & Your Rights As An Investor Of course, Donna Dupre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna Dupre at J.W. Cole Financial, Inc. and G.F. Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Donna Dupre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. and G.F. Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Donna Dupre If you have questions about J.W. Cole Financial, Inc., G.F. Investment Services, LLC, and/or Donna Dupre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Dong Zhang of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DONG ZHANG CAUSE YOU INVESTMENT LOSSES? Dong Zhang Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dong Zhang of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Dong Zhang (CRD #7073920) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in San Clemente, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dong Zhang was associated with Equitable Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dong Zhang Customer Complaint Dong Zhang has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor’s replacement of the variable life insurance policy with the universal life insurance policy was an unsuitable investment recommendation. Dong Zhang’s customer complaint was denied and, to date, the customer has not taken any further action. Dong Zhang Red Flags & Your Rights As An Investor Of course, Dong Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dong Zhang at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Dong Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dong Zhang If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Equitable Advisors, LLC, and/or Dong Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Donavon Wagner of Woodbury Financial Services, Inc.

DID DONAVON DAVID WAGNER CAUSE YOU INVESTMENT LOSSES? Donavon Wagner Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donavon Wagner of Woodbury Financial Services, Inc.? Donavon Wagner (CRD #1193946) who is currently registered with Woodbury Financial Services, Inc. and located in Bismarck, North Dakota is a subject of one of our many securities industry sales practice abuse investigations.   Donavon Wagner Customer Complaint Donavon Wagner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of the variable annuity. Donavon Wagner’s customer complaint was denied and, to date, the customer has not taken any further action. Donavon Wagner Red Flags & Your Rights As An Investor Of course, Donavon Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donavon Wagner at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donavon Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Donavon Wagner If you have questions about Woodbury Financial Services, Inc. and/or Donavon Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Burrows of Hilltop Securities Inc.

DID DONALD TERRY BURROWS JR CAUSE YOU INVESTMENT LOSSES? Donald Burrows Of Hilltop Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Burrows of Hilltop Securities Inc.? Donald Burrows (CRD #2377015) who is currently registered with Hilltop Securities Inc. and located in League City, Texas is a subject of one of our many securities industry sales practice abuse investigations. Donald Burrows Customer Complaint Donald Burrows has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Donald Burrows’ customer complaint was denied and, to date, the customer has not taken any further action. Donald Burrows Red Flags & Your Rights As An Investor Of course, Donald Burrows did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Burrows at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Burrows has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Donald Burrows If you have questions about Hilltop Securities Inc. and/or Donald Burrows and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Coffin of LPL Financial

DID DONALD RICHARD COFFIN CAUSE YOU INVESTMENT LOSSES? Donald Coffin Of LPL Financial And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Coffin of LPL Financial? Donald Coffin (CRD #2900573) who is currently registered with LPL Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Donald Coffin was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Coffin Customer Complaint Donald Coffin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of customer’s accounts and failure to follow instructions to liquidate investments in mutual funds. Donald Coffin’s customer complaint was denied and, to date, the customer has not taken any further action. Donald Coffin Red Flags & Your Rights As An Investor Of course, Donald Coffin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Coffin at LPL Financial and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Coffin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Donald Coffin If you have questions about LPL Financial, Voya Financial Advisors, Inc., and/or Donald Coffin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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