Jan 4, 2023

Gavin Shuck of Truist Investment Services, Inc.

DID GAVIN YOUNG SHUCK CAUSE YOU INVESTMENT LOSSES? Gavin Shuck of Truist Investment Services, Inc. And Formerly With BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gavin Shuck of Truist Investment Services, Inc.? Gavin Shuck (CRD #2366010) who is currently registered with Truist Investment Services, Inc. and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., Gavin Shuck was associated with BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gavin Shuck Customer Complaints Gavin Shuck has been the subject of 2 customer complaints that we know about, to recover investment losses. One of the complaints was settled by the broker-dealer BB&T Securities and the other was denied by the advisors former brokerage firm and to date, customers still not taken any action. Allegations Against Gavin Shuck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gavin Shuck Red Flags & Your Rights As An Investor Of course, Gavin Shuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gavin Shuck at Truist Investment Services, Inc. and formerly with BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Gavin Shuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Gavin Shuck If you have questions about Truist Investment Services, Inc. and BB&T Securities, LLC and/or Gavin Shuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Cowan formerly of Robert W. Baird & Co. Incorporated

DID GARY WAYNE COWAN CAUSE YOU INVESTMENT LOSSES? Gary Cowan Formerly of Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Cowan formerly of Robert W. Baird & Co. Incorporated? Gary Cowan (CRD #718672) who was formerly registered with Robert W. Baird & Co. Incorporated and located in Hopkinsville, Kentucky, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Robert W. Baird & Co. Incorporated, Gary Cowan was associated with J.J.B. Hilliard, W.L. Lyons LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Cowan Customer Complaints Gary Cowan has been the subject of 2 customer complaints that we know about to recover investment losses.  Both customer complaints resettled in favor of the investors. Allegations Against Gary Cowan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Cowan Red Flags & Your Rights As An Investor Of course, Gary Cowan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cowan at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Cowan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and J.J.B. Hilliard, W.L. Lyons LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To Gary Cowan If you have questions about Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons LLC and/or Gary Cowan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Demetri Formerly of SW Financial

DID GARY P. DEMETRI CAUSE YOU INVESTMENT LOSSES? Gary Demetri Formerly of SW Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Demetri Formerly of SW Financial? Gary Demetri (CRD #1744849) who was formerly registered with SW Financial and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to SW Financial, Gary Demetri was associated with Spartan Capital Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Demetri Customer Complaints Gary Demetri has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints resulted in an arbitration award in favor the investor. The other customer complaint against Spartan capital securities for Mr. Demetri’s alleged misconduct remains pending. Allegations Against Gary Demetri A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Demetri Red Flags & Your Rights As An Investor Of course, Gary Demetri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Demetri at SW Financial and Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Demetri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial and Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SW Financial Due To Gary Demetri If you have questions about SW Financial, Spartan Capital Securities, LLC and/or Gary Demetri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2023

Gary Isler of David Lerner Associates, Inc.

DID GARY WALTER ISLER CAUSE YOU INVESTMENT LOSSES? Gary Isler of David Lerner Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Gary Isler of David Lerner Associates, Inc.? Gary Isler (CRD #1514385) who is currently registered with David Lerner Associates, Inc. and located in Lawrenceville, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to David Lerner Associates, Inc., Gary Isler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Isler Customer Complaints Gary Isler has been the subject of 5 customer complaints that we know about, to recover investment losses.  Four of the customer complaints resettled in favor of the investors. The other customer complaint was denied, and to date, it appears that the customer has not taken any further action. Allegations Against Gary Isler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Isler Red Flags & Your Rights As An Investor Of course, Gary Isler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Isler at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Isler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Gary Isler If you have questions about David Lerner Associates, Inc. and/or Gary Isler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Cecchett of Morgan Stanley

DID GARY M. CECCHETT CAUSE YOU INVESTMENT LOSSES? Gary Cecchett of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Cecchett of Morgan Stanley? Gary Cecchett (CRD #5757354) who is currently registered with Morgan Stanley and located in Rehoboth Beach, Delaware, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Gary Cecchett was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Cecchett Customer Complaint Gary Cecchett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor verbally misrepresented a mutual fund investment. The customer complaint was settled in favor of the investor. Gary Cecchett Red Flags & Your Rights As An Investor Of course, Gary Cecchett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Cecchett at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Gary Cecchett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Gary Cecchett If you have questions about Morgan Stanley and/or Gary Cecchett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Stanislawski of LPL Financial LLC

DID GARY MICHAEL STANISLAWSKI CAUSE YOU INVESTMENT LOSSES? Gary Stanislawski of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Stanislawski of LPL Financial LLC? Gary Stanislawski (CRD #2518714) who is currently registered with LPL Financial LLC and located in Tulsa, Oklahoma, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Gary Stanislawski was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Stanislawski Customer Complaint Gary Stanislawski has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations of business development companies. Customer complaint was recently denied by LPL Financial and, to date, it appears that the customer has not taken any further action. Gary Stanislawski Red Flags & Your Rights As An Investor Of course, Gary Stanislawski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Stanislawski at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Stanislawski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gary Stanislawski If you have questions about LPL Financial LLC and/or Gary Stanislawski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Rathbun Formerly with Triad Advisors Inc.

DID GARY LEE RATHBUN CAUSE YOU INVESTMENT LOSSES? Gary Rathbun Formerly of Triad Advisors Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gary Rathbun Formerly with Triad Advisors Inc.? Gary Rathbun (CRD #1084721) who was formerly registered with Triad Advisors Inc. and located in Toledo, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Triad Advisors Inc., Gary Rathbun was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Rathbun  has had his own share of regulatory problems with FINRA and the State of Ohio. He has been permanently barred by FINRA for many further association with any member firm in the future. Gary Rathbun Customer Complaints Gary Rathbun has been the subject of 4 customer complaints that we know about to recover investment losses.  One customer complaint was denied and to date the customer has not taken any further action. There are currently 3 FINRA arbitration claims pending. Allegations Against Gary Rathbun A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Rathbun Red Flags & Your Rights As An Investor Of course, Gary Rathbun did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Rathbun at Triad Advisors Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Rathbun has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors Inc. Due To Gary Rathbun If you have questions about Triad Advisors Inc. and/or Gary Rathbun and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Ely of Concourse Financial Group Securities, Inc.

DID GARY LYNN ELY CAUSE YOU INVESTMENT LOSSES? Gary Ely of Concourse Financial Group Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Ely of Concourse Financial Group Securities, Inc.? Gary Ely  (CRD #2066209) who is currently registered with Concourse Financial Group Securities, Inc. and Truewealth Advisors, LLC and located in Huntsville, Alabama, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Concourse Financial Group Securities, Inc., Gary Ely was associated with Investment Advisors and other brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Ely Customer Complaint Gary Ely has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment recommendation of the Behringer Harvard REIT to the customer. The customer complaint was settled in her favor. Gary Ely Red Flags & Your Rights As An Investor Of course, Gary Ely did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Concourse Financial Group Securities, Inc. and Truewealth Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Ely has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. and Truewealth Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc.  Due To Gary Ely If you have questions about Concourse Financial Group Securities, Inc., Truewealth Advisors, LLC and/or Gary Ely and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Imel formerly with Ameriprise Financial Services, Inc.

DID GARY LEE IMEL CAUSE YOU INVESTMENT LOSSES? Gary Imel Formerly With Ameriprise Financial Services, Inc. and Kalos Capital, Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Who is Gary Imel formerly with Ameriprise Financial Services, Inc.? Gary Imel (CRD #254765) who was formerly registered with Ameriprise Financial Services, Inc. and located in Gig Harbor, Washington, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Inc., Gary Imel was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Imel Customer Complaints Gary Imel has been the subject of 13 customer complaints that we know about to recover investment losses.  Ten of the 13 customer complaints were settled in favor of the investors. One customer complaint was denied and, to date, the customer has not taken any further action. The other 2 customer complaints remained pending. Allegations Against Gary Imel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Imel Red Flags & Your Rights As An Investor Of course, Gary Imel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Imel at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Imel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Gary Imel If you have questions about Ameriprise Financial Services, Inc., Kalos Capital, Inc., and/or Gary Imel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Nethen of NYLife Securities LLC

DID GARY KAMKA NETHEN CAUSE YOU INVESTMENT LOSSES? Gary Nethen NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Nethen of NYLife Securities LLC? Gary Nethen (CRD #6602828) who is registered with NYLife Securities LLC and located in Timonium, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.   Gary Nethen Customer Complaint Gary Nethen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made an unsuitable investment recommendation to switch a variable annuity policies. The customer complaint was settled in favor of the investor. Gary Nethen Red Flags & Your Rights As An Investor Of course, Gary Nethen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Nethen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Nethen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Gary Nethen If you have questions about NYLife Securities LLC and/or Gary Nethen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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