Oct 30, 2024

Joe Zheng of J.K. Financial Services, Inc.  Reviews

DID JOE JIANKANG ZHENG CAUSE YOU INVESTMENT LOSSES? Joe Zheng Customer Complaints and Reviews Zheng has one pending customer dispute. Allegations Against Joe Zheng Joe Zheng Red Flags & Your Rights As An Investor Of course, Joe Zheng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Zheng at J.K. Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joe Zheng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.K. Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.K. Financial Services, Inc.  Due To Joe Zheng If you have questions about J.K. Financial Services, Inc. and/or Joe Zheng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

James Merrill of Farmers Financial Solutions, LLC FIRED  

DID JAMES ALEXANDER MERRILL CAUSE YOU INVESTMENT LOSSES? James Merrill Formerly With Farmers Financial Solutions, LLC was terminated on August 27, 2024, due to allegations related to a customer complaint involving the failure to cancel auto insurance policies James Merrill Employment History James Alexander Merrill worked for Farmers Financial Solutions, LLC from January 2016 to September 2024. He passed two general industry/product exams, including the Securities Industry Essentials Examination in October 2018 and the Investment Company Products/Variable Contracts Representative Examination in January 2016. He also passed the Uniform Securities Agent State Law Examination in April 2016. Merrill holds no principal or supervisory designations. Termination:  Merrill was terminated by Farmers Financial Solutions in August 2024 due to allegations related to a customer complaint involving the failure to cancel auto insurance policies for a customer’s auto leasing business as requested. The investigation revealed inconsistencies, including that the same EFT/checking account was used for premium payments on 52 individual policies. Although the policies were eventually canceled, irregularities in the process were noted James Merrill Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Merrill is a red flag which should put all current and former customers of James Merrill at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether James Merrill engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To James Merrill If you have questions about Farmers Financial Solutions, LLC and/or James Merrill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Richard Wesselt Formerly With Fortune Financial Services, Inc.  Reviews

DID RICHARD MICHAEL WESSELT CAUSE YOU INVESTMENT LOSSES? Richard Wesselt Formerly With Fortune Financial Services, Inc. Has 37 Customer Complaints For Alleged Broker Misconduct Richard Wesselt Customer Complaints and Reviews Richard Wesselt has 3 regulatory actions, and 37 customer disputes disclosed on his record, along with 1 termination. Below is a summary of notable disclosures: Allegations Against Richard Wesselt Richard Wesselt Red Flags & Your Rights As An Investor Of course, Richard Wesselt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Wesselt at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Wesselt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Richard Wesselt If you have questions about Fortune Financial Services, Inc. and/or Richard Wesselt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Maury Lomax of Morgan Stanley Reviews

DID MAURY EDWARD LOMAX CAUSE YOU INVESTMENT LOSSES? Maury Lomax Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Maury Lomax Customer Complaints and Reviews Maury Edward Lomax has two customer disputes disclosed in his record. Below is a summary of the incidents: Allegations Against Maury Lomax The key allegation against Maury Edward Lomax involves claims of misleading clients and executing unsuitable investment strategies. Maury Lomax Red Flags & Your Rights As An Investor Of course, Maury Lomax did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maury Lomax at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maury Lomax has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Maury Lomax If you have questions about Morgan Stanley and/or Maury Lomax and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Brent Fuchs of Osaic FA, Inc. Reviews

DID BRENT CHRISTOPHER FUCHS CAUSE YOU INVESTMENT LOSSES? Brent Fuchs Of Osaic FA, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Brent Fuchs Customer Complaints and Reviews Brent Christopher Fuchs has a total of nine customer disputes reported. Below is a summary of the key incidents: Allegations Against Brent Fuchs Brent Christopher Fuchs faces several customer complaints, primarily regarding unsuitable investment recommendations in oil and gas products. The following are the key allegations: Brent Fuchs Red Flags & Your Rights As An Investor Of course, Brent Fuchs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Fuchs at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brent Fuchs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FA, Inc.  Due To Brent Fuchs If you have questions about Osaic FA, Inc. and/or Brent Fuchs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

Theresa Allen of RBC Capital Markets, LLC Reviews

DID THERESA ALLEN CAUSE YOU INVESTMENT LOSSES? Theresa Allen Of RBC Capital Markets, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Theresa Allen Customer Complaints and Reviews Theresa Allen has a total of six customer disputes reported. The following summarizes the key incidents: Allegations Against Theresa Allen Theresa Allen faces several allegations from customer disputes, primarily focused on unsuitable investment recommendations and unauthorized trading. Key accusations include: Theresa Allen Red Flags & Your Rights As An Investor Of course, Theresa Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theresa Allen at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Theresa Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Theresa Allen If you have questions about RBC Capital Markets, LLC and/or Theresa Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

James Turpin of USA Financial Securities Corporation FIRED

DID JAMES MICHAEL TURPIN CAUSE YOU INVESTMENT LOSSES? James Turpin Formerly With USA Financial Securities Corporation was terminated on June 7, 2024, due to allegations of theft from a client account James Turpin Employment History and Termination James M. Turpin was registered with USA Financial Securities Corporation from January 2017 to June 2024. He also held prior registrations with United Planners’ Financial Services of America (2014–2016) and BCG Securities, Inc. (2012–2014). During his career, Mr. Turpin passed two general industry/product exams and one multi-state securities law exam, as follows: Mr. Turpin was discharged by USA Financial Securities Corporation on June 7, 2024. The termination was related to allegations of theft from a client account. While no specific financial products were implicated, this case underscores the importance of due diligence of financial professionals. Negative Disclosures Summary James M. Turpin has one reported disclosure related to employment termination: James Turpin Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Turpin is a red flag which should put all current and former customers of James Turpin at USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Turpin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USA Financial Securities Corporation Due To James Turpin If you have questions about USA Financial Securities Corporation and/or James Turpin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

Marat Likhtenstein of Osaic Wealth, Inc.  FIRED

DID MARAT LIKHTENSTEIN CAUSE YOU INVESTMENT LOSSES? Marat Likhtenstein Formerly With Osaic Wealth, Inc.  was terminated on June 7, 2024, for failing to disclose personal loan transactions with a client Marat Likhtenstein Employment History and Termination Marat Likhtenstein has over two decades of experience in the securities industry, having worked for firms such as Osaic Wealth, Inc., (2018-2024), Signator Investors, Inc., (2001-2018) and Park Avenue Securities LLC. (1999-2001) He passed two general industry/product exams and two multi-state securities law exams and held registrations across multiple firms, mostly in New York. He was terminated by Osaic Wealth, Inc. on June 7, 2024, due to a failure to disclose personal loan transactions with a client. Subsequently, on August 5, 2024, he was permanently barred by FINRA after he refused to cooperate with their investigation, provide requested documents and information and failed to appear for testimony. Disclosure Events: Allegation: Terminated for failure to disclose personal loan transactions with a client. Regulatory Action Date: August 5, 2024 Regulator: FINRA Allegation: Likhtenstein failed to provide documents and appear for testimony as requested by FINRA, related to a disclosure on a Form U5 filing by Osaic Wealth, Inc., stating that he did not disclose personal loans with a client. Resolution: Permanent bar of all capacities. Termination Date: June 7, 2024 Firm: Osaic Wealth, Inc. Marat Likhtenstein Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marat Likhtenstein is a red flag which should put all current and former customers of Marat Likhtenstein at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marat Likhtenstein engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Marat Likhtenstein If you have questions about Osaic Wealth, Inc.and/or Marat Likhtenstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

Luis Arevalo of J.P. Morgan Securities LLC FIRED

DID LUIS CARABANTES AREVALO CAUSE YOU INVESTMENT LOSSES? Luis Arevalo Formerly With J.P. Morgan Securities LLC was terminated on June 6, 2024, due to allegations of claiming incentive credit he was not entitled to receive Luis Arevalo Employment History Luis Carabantes Arevalo has a relatively recent entry into the securities industry, having worked with J.P. Morgan Securities LLC from March 2023 to June 2024. During his time in the industry, Mr. Arevalo passed two general industry/product exams, including the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination, as well as the Uniform Securities Agent State Law Examination (Series 63). Despite his brief tenure in the securities field, Mr. Arevalo’s career faced a significant setback in June 2024, when he was discharged from JPMorgan Chase Bank, N.A. The termination was due to allegations of claiming incentive credit he was not entitled to receive and doing so using a co-worker’s workstation. This incident led to the end of his registration with J.P. Morgan Securities LLC. Currently, Mr. Arevalo is not registered with any firm. Luis Arevalo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Luis Arevalo is a red flag which should put all current and former customers of Luis Arevalo J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Arevalo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Luis Arevalo If you have questions about J.P. Morgan Securities LLC and/or Luis Arevalo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2024

Kenneth Wright of Osaic Institutions, Inc. Reviews

DID Kenneth Wright CAUSE YOU INVESTMENT LOSSES? Kenneth Wright Of Osaic Institutions, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kenneth Wright Customer Complaints and Reviews Kenneth D. Wright has been involved in three customer disputes, two of which were denied, and one was withdrawn: Allegations Against Kenneth Wright Kenneth Wright Red Flags & Your Rights As An Investor Of course, Kenneth Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Wright at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To Kenneth Wright If you have questions about Osaic Institutions, Inc. and/or Kenneth Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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