Sep 15, 2024

Ricky Whitmire Jr of LPL Financial LLC Reviews

DID RICKY DEWIGHT WHITMIRE JR CAUSE YOU INVESTMENT LOSSES? Ricky Whitmire Jr Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ricky Whitmire Jr Customer Complaints and Reviews Whitmire has disclosed the following negative events: Allegations Against Ricky Whitmire Jr Ricky Whitmire Jr Red Flags & Your Rights As An Investor Of course, Ricky Whitmire Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricky Whitmire Jr at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ricky Whitmire Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ricky Whitmire Jr If you have questions about LPL Financial LLC and/or Ricky Whitmire Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 14, 2024

Christopher deVilleneuve of NYLife Securities LLC FIRED

DID CHRISTOPHER DEVILLENEUVE CAUSE YOU INVESTMENT LOSSES? Christopher deVilleneuve Formerly With NYLife Securities LLC was terminated on July 23, 2024, due to admitting to including inaccurate information in certain administrative records, though no securities products or clients were involved. Currently, he is not registered with any brokerage firm. Christopher deVilleneuve Employment History Christopher deVilleneuve, was registered with NYLIFE Securities LLC in Moosic, Pennsylvania, from December 2016 to August 2024. During his career, he has passed a total of four exams, including one principal/supervisory exam: the Investment Company Products/Variable Contracts Principal Examination (Series 26) on October 26, 2018. He also passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on December 22, 2016. Additionally, he passed one multi-state securities law exam: the Uniform Securities Agent State Law Examination (Series 63) on March 30, 2017. DeVilleneuve’s employment history includes roles as a Registered Representative at NYLIFE Securities LLC and as an Agent with New York Life Insurance Co. Prior to his career in the financial sector, he worked as a Senior Loan Originator at Citizens Bank. His registration with NYLIFE Securities LLC ended in July 2024 following termination due to admitting to including inaccurate information in certain administrative records, though no securities products or clients were involved. Currently, he is not registered with any brokerage firm. Christopher deVilleneuve Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Christopher deVilleneuve is a red flag which should put all current and former customers of Christopher deVilleneuve at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher deVilleneuve engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Christopher deVilleneuve If you have questions about NYLife Securities LLC and/or Christopher deVilleneuve and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 14, 2024

Timothy McConnell of Osaic Wealth, Inc. Reviews

DID TIMOTHY DUNN MCCONNELL CAUSE YOU INVESTMENT LOSSES? Timothy McConnell Customer Complaints and Reviews Timothy McConnell’s career includes one significant disclosure: Allegations Against Timothy McConnell Timothy McConnell Red Flags & Your Rights As An Investor Of course, Timothy McConnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy McConnell at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy McConnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Timothy McConnell If you have questions about Osaic Wealth, Inc.  and/or Timothy McConnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 14, 2024

April Wilson of Osaic Wealth, Inc. Reviews

DID APRIL MARIE WILSON CAUSE YOU INVESTMENT LOSSES? April Wilson Of Osaic Wealth, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct April Wilson Customer Complaints and Reviews April Marie Wilson has reported the following negative disclosures: Allegations Against April Wilson April Wilson Red Flags & Your Rights As An Investor Of course, April Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of April Wilson at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether April Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To April Wilson If you have questions about Osaic Wealth, Inc. and/or April Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 14, 2024

Kevin Wilson of Cetera Advisor Networks LLC Reviews

DID KEVIN JOSEPH WILSON CAUSE YOU INVESTMENT LOSSES? Kevin Wilson Customer Complaints and Reviews Allegations Against Kevin Wilson Kevin Wilson Red Flags & Your Rights As An Investor Of course, Kevin Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Wilson at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Kevin Wilson If you have questions about Cetera Advisor Networks LLC and/or Kevin Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 14, 2024

Ryan Risetter of FSB Premier Wealth Management, Inc. Reviews

DID Ryan Risetter CAUSE YOU INVESTMENT LOSSES? Ryan Risetter Customer Complaints and Reviews Risetter’s FINRA report includes one customer dispute: Allegations Against Ryan Risetter Ryan Risetter Red Flags & Your Rights As An Investor Of course, Ryan Risetter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Risetter at FSB Premier Wealth Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Risetter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSB Premier Wealth Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FSB Premier Wealth Management, Inc. Due To Ryan Risetter If you have questions about FSB Premier Wealth Management, Inc. and/or Ryan Risetter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 14, 2024

Robert Restino of Lincoln Investment Reviews

DID ROBERT RAYMOND RESTINO CAUSE YOU INVESTMENT LOSSES? Robert Restino Customer Complaints and Reviews Robert Restino has experienced one significant negative disclosure: Allegations Against Robert Restino Robert Restino Red Flags & Your Rights As An Investor Of course, Robert Restino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Restino at Lincoln Investment on alert to review carefully the activity and performance of their accounts and question whether Robert Restino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Investment Due To Robert Restino If you have questions about about Lincoln Investment and/or Robert Restino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 13, 2024

Marco Razon of J.P. Morgan Securities LLC FIRED

DID MARCO G RAZON CAUSE YOU INVESTMENT LOSSES? Marco Razon Formerly With J.P. Morgan Securities LLC was terminated on August 1, 2024, for providing fictitious receipts during an internal review of which he was a subject. Marco Razon Employment History Marco G. Razon has experience of working with a single securities firm throughout his career. He was registered with J.P. Morgan Securities LLC in Las Vegas, Nevada, from November 2016 to August 2024. Razon has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in November 2016. He also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) in November 2016. He has not completed any principal or supervisory exams. Razon is no longer registered with any firm. His record includes one disclosure event, a termination from JPMorgan Chase Bank, N.A., in August 2024. The termination was due to his provision of fictitious receipts during an internal review. This disclosure was not associated with any customer complaints or the sale of securities. Marco Razon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Marco Razon is a red flag which should put all current and former customers of Marco Razon at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marco Razon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Marco Razon If you have questions about J.P. Morgan Securities LLC and/or Marco Razon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 13, 2024

Jeffrey Perry of Osaic FS, Inc. FIRED

DID JEFFREY ALAN PERRY CAUSE YOU INVESTMENT LOSSES? Jeffrey Perry Formerly With Osaic FS, Inc. was terminated on August 22, 2024 for sharing client and confidential information with an unauthorized individual and off-channel communications in violation of firm policy Jeffrey Perry Employment History Jeffrey A. Perry has been registered with five different securities firms throughout his career. His most recent registration was with Osaic FS, Inc. in Folsom, California, where he was registered from May 2003 to August 2024. Prior to that, he was registered with Signator Investors, Inc. in Boston, Massachusetts, from March 2002 to June 2003, and Cadaret, Grant & Co., Inc. in Syracuse, New York, from January 1998 to March 2002. Perry has passed one principal/supervisory exam, the General Securities Principal Examination (Series 24) in October 1999, along with three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018, the General Securities Representative Examination (Series 7) in February 1997, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in April 1988. He has also passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in August 2002 and the Uniform Securities Agent State Law Examination (Series 63) in February 1997. Perry is not currently registered with any firm. His record includes one disclosure event, a termination from Osaic FS, Inc. in August 2024. The termination occurred during an ongoing internal review following the discovery of communications that suggested Perry had shared client and confidential information with an unauthorized individual barred from the securities industry and had engaged in off-channel communications in violation of firm policy. Jeffrey Perry Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Perry is a red flag which should put all current and former customers of Jeffrey Perry at Osaic FS, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Perry engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FS, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FS, Inc. Due To Jeffrey Perry If you have questions about Osaic FS, Inc.and/or Jeffrey Perry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 13, 2024

Kyle Hindman of Fifth Third Securities, Inc.  FIRED

DID KYLE HINDMAN CAUSE YOU INVESTMENT LOSSES? Kyle Hindman Formerly With Fifth Third Securities, Inc. was terminated on August 6, 2024, for allegations related to improperly completing online training on behalf of another associated person. Kyle Hindman Employment History Kyle Hindman is a former registered broker who has been in the securities industry for approximately four years. During his career, he was registered with Fifth Third Securities, Inc. in Memphis, Tennessee, from January 2021 to August 2024. His professional qualifications include passing two general industry/product exams: the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE). Additionally, he passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63). However, he has not passed any principal or supervisory exams. Hindman is not currently registered with any securities firm. His employment history shows a recent termination from Fifth Third Securities on August 6, 2024, due to allegations related to improperly completing online training on behalf of another associated person. Prior to his employment in the securities industry, his experience includes being a student and non-investment related positions. Kyle Hindman Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination Kyle Hindman is a red flag which should put all current and former customers of Kyle Hindman at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Hindman engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FifthThird Securities, Inc.  Due To Kyle Hindman If you have questions about Fifth Third Securities, Inc. and/or Kyle Hindman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading