Dec 15, 2022

Eric Hogarth formerly with Silver Oak Securities, Incorporated

DID ERIC FIELD HOGARTH CAUSE YOU INVESTMENT LOSSES? Eric Hogarth Formerly With Silver Oak Securities, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Who is Eric Hogarth formerly with Silver Oak Securities, Incorporated? Eric Hogarth (CRD #4799191) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Eric Hogarth Customer Complaints Eric Hogarth has been the subject of 4 customer complaints that we know about, which were filed to recover investment losses. Three of Eric Hogarth’s 4 customer complaints were settled in favor of investors. One of Eric Hogarth’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Eric Hogarth A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Hogarth Red Flags & Your Rights As An Investor Of course, Eric Hogarth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Hogarth at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Eric Hogarth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Eric Hogarth If you have questions about Silver Oak Securities, Incorporated and/or Eric Hogarth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2022

Elvira Makarevich formerly with Thrivent Investment Management Inc.

DID ELVIRA P. MAKAREVICH CAUSE YOU INVESTMENT LOSSES? Elvira Makarevich Formerly With Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Elvira Makarevich formerly with Thrivent Investment Management Inc.? Elvira Makarevich (CRD #6714175) who was formerly registered with Thrivent Investment Management Inc. and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.   Elvira Makarevich Customer Complaint Elvira Makarevich has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer could not afford the variable life insurance policy recommended by financial advisor and sold to her. Elvira Makarevich’s customer complaint was settled in favor of the investor. Elvira Makarevich Red Flags & Your Rights As An Investor Of course, Elvira Makarevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elvira Makarevich at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Elvira Makarevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Elvira Makarevich If you have questions about Thrivent Investment Management Inc. and/or Elvira Makarevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2022

Elwis Johnson of Edward Jones

DID ELWIS JOHNSON JR CAUSE YOU INVESTMENT LOSSES? Elwis Johnson Of Edward Jones And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Elwis Johnson of Edward Jones? Elwis Johnson (CRD #6356996) who is currently registered with Edward Jones and located in Lakewood, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Edward Jones, Elwis Johnson was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Elwis Johnson Customer Complaint Elwis Johnson has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to disclose the tax consequences of a liquidation of an annuity. Elwis Johnson’s customer complaint was settled in favor of the investor. Elwis Johnson Red Flags & Your Rights As An Investor Of course, Elwis Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elwis Johnson at Edward Jones and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Elwis Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Elwis Johnson If you have questions about Edward Jones, Waddell & Reed, and/or Elwis Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2022

Emilio Vazquez of Infinex Investments, Inc.

DID EMILIO A. VAZQUEZ CAUSE YOU INVESTMENT LOSSES? Emilio Vazquez Of Infinex Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Emilio Vazquez of Infinex Investments, Inc.? Emilio Vazquez (CRD #3222414) who is currently registered with Infinex Investments, Inc. and located in Coconut Grove, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Emilio Vazquez Customer Complaints Emilio Vazquez has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Emilio Vazquez’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Emilio Vazquez’s current employer Infinex Investments, Inc. for investment losses caused by the alleged misconduct. Allegations Against Emilio Vazquez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Emilio Vazquez Red Flags & Your Rights As An Investor Of course, Emilio Vazquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Vazquez at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Emilio Vazquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Emilio Vazquez If you have questions about Infinex Investments, Inc. and/or Emilio Vazquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2022

Emilio Guajardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID EMILIO GUAJARDO JR CAUSE YOU INVESTMENT LOSSES? Emilio Guajardo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Emilio Guajardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Emilio Guajardo (CRD #4871764) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in The Woodlands, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Emilio Guajardo was associated with BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Emilio Guajardo Customer Complaints Emilio Guajardo has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Emilio Guajardo’s 2 customer complaints was settled in favor of the investor. There is currently 1 pending customer complaint filed against Emilio Guajardo’s former employer BB&T Securities, LLC for investment losses caused by the alleged misconduct. Allegations Against Emilio Guajardo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Emilio Guajardo Red Flags & Your Rights As An Investor Of course, Emilio Guajardo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Guajardo at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Emilio Guajardo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Emilio Guajardo If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Securities, LLC, and/or Emilio Guajardo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2022

Eric Coffman of Valmark Securities, Inc.

DID ERIC DONALD COFFMAN CAUSE YOU INVESTMENT LOSSES? Eric Coffman Of Valmark Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Coffman of Valmark Securities, Inc.? Eric Coffman (CRD # 2206779) who is currently registered with Valmark Securities, Inc. and located in Fairlawn, Ohio is a subject of one of our many securities industry sales practice abuse investigations.   Eric Coffman Customer Complaint Eric Coffman has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer’s instructions to stop automatic income distributions set up on her accounts were not executed. Eric Coffman’s customer complaint was settled in favor of the investor. Eric Coffman Red Flags & Your Rights As An Investor Of course, Eric Coffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Coffman at Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Coffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valmark Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Valmark Securities, Inc. Due To Eric Coffman If you have questions about Valmark Securities, Inc. and/or Eric Coffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2022

Elad Rahamim of Wells Fargo Clearing Services, LLC

DID ELAD RAHAMIM CAUSE YOU INVESTMENT LOSSES? Elad Rahamim Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Elad Rahamim of Wells Fargo Clearing Services, LLC? Elad Rahamim (CRD #5460323) who is currently registered with Wells Fargo Clearing Services, LLC and located in Purchase, New York is a subject of one of our many securities industry sales practice abuse investigations.   Elad Rahamim Customer Complaint Elad Rahamim has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor recommended unsuitable investments. Elad Rahamim’s customer complaint was denied, and, to date, the customer has not taken any further action. Elad Rahamim Red Flags & Your Rights As An Investor Of course, Elad Rahamim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elad Rahamim at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elad Rahamim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Elad Rahamim If you have questions about Wells Fargo Clearing Services, LLC and/or Elad Rahamim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2022

Eli Buchman of J.P. Morgan Securities LLC

DID ELI BUCHMAN CAUSE YOU INVESTMENT LOSSES? Eli Buchman Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Eli Buchman of J.P. Morgan Securities LLC? Eli Buchman (CRD #4266664) who is currently registered with J.P. Morgan Securities LLC and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Eli Buchman Customer Complaints Eli Buchman has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Eli Buchman’s customer complaints resulted in an Award in favor of the investor. Two of Eli Buchman’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Eli Buchman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eli Buchman Red Flags & Your Rights As An Investor Of course, Eli Buchman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eli Buchman at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Eli Buchman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Eli Buchman If you have questions about J.P. Morgan Securities LLC and/or Eli Buchman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2022

Elizabeth Belisle of J.W. Cole Financial, Inc.

DID ELIZABETH ANN BELISLE CAUSE YOU INVESTMENT LOSSES? Elizabeth Belisle Of J.W. Cole Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Elizabeth Belisle of J.W. Cole Financial, Inc.? Elizabeth Belisle (CRD #2571367) who is currently registered with J.W. Cole Financial, Inc. and located in Mesa, Arizona is a subject of one of our many securities industry sales practice abuse investigations.   Elizabeth Belisle Customer Complaint Elizabeth Belisle has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the replacement of a variable annuity. Elizabeth Belisle’s customer complaint was denied and, to date, the customer has not taken any further action. Elizabeth Belisle Red Flags & Your Rights As An Investor Of course, Elizabeth Belisle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Belisle at J.W. Cole Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Belisle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Elizabeth Belisle If you have questions about J.W. Cole Financial, Inc. and/or Elizabeth Belisle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2022

Elizabeth Liechty of Lincoln Financial Advisors Corporation

DID ELIZABETH ANN LIECHTY CAUSE YOU INVESTMENT LOSSES? Elizabeth Liechty Of Lincoln Financial Advisors Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Who is Elizabeth Liechty of Lincoln Financial Advisors Corporation? Elizabeth Liechty (CRD #3215809) who is currently registered with Lincoln Financial Advisors Corporation and located in Annapolis, Maryland is a subject of one of our many securities industry sales practice abuse investigations.   Elizabeth Liechty Customer Complaints Eli Buchman has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Eli Buchman’s customer complaints resulted in an Award in favor of the investor. Two of Eli Buchman’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Elizabeth Liechty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Elizabeth Liechty Red Flags & Your Rights As An Investor Of course, Elizabeth Liechty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Liechty at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Liechty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Elizabeth Liechty If you have questions about Lincoln Financial Advisors Corporation and/or Elizabeth Liechty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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