Nov 11, 2022

David Poulnot of Lincoln Financial Securities Corporation

DID DAVID LAWRENCE POULNOT CAUSE YOU INVESTMENT LOSSES? David Poulnot Of Lincoln Financial Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Who is David Poulnot of Lincoln Financial Securities Corporation? David Poulnot (CRD #2217598) who is currently registered with Lincoln Financial Securities Corporation and located in North Charleston, South Carolina is a subject of one of our many securities industry sales practice abuse investigations.   David Poulnot Customer Complaints David Poulnot has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of David Poulnot’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Poulnot A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose illiquidity of REIT investment Unsuitable recommendation of annuity investment and failure to disclose tax penalties David Poulnot Red Flags & Your Rights As An Investor Of course, David Poulnot did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Poulnot at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether David Poulnot has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Corporation Due To David Poulnot If you have questions about Lincoln Financial Securities Corporation and/or David Poulnot and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David Givnish of LPL Financial LLC?

DID DAVID LAWRENCE GIVNISH CAUSE YOU INVESTMENT LOSSES? David Givnish Of LPL Financial LLC And Formerly With National Planning Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is David Givnish of LPL Financial LLC? David Givnish (CRD #2435299) who is currently registered with LPL Financial LLC and located in Carefree, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, David Givnish was associated with National Planning Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Givnish Customer Complaint David Givnish has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to universal life insurance policy. David Givnish’s customer complaint was denied and, to date, the customer has not taken any further action. David Givnish Red Flags & Your Rights As An Investor Of course, David Givnish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Givnish at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether David Givnish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Givnish If you have questions about LPL Financial LLC, National Planning Corporation and/or David Givnish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David Sager of Wells Fargo Clearing Services, LLC

DID DAVID KEVIN SAGER CAUSE YOU INVESTMENT LOSSES? David Sager Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Sager of Wells Fargo Clearing Services, LLC? David Sager (CRD #4416389) who is currently registered with Wells Fargo Clearing Services, LLC and located in Fayetteville, Arizona is a subject of one of our many securities industry sales practice abuse investigations.   David Sager Customer Complaint David Sager has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized investment in an aggressive mutual fund. David Sager’s customer complaint was settled in favor of the investor. David Sager Red Flags & Your Rights As An Investor Of course, David Sager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Sager at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Sager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David Sager If you have questions about Wells Fargo Clearing Services, LLC and/or David Sager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David Fowler formerly with Proequities, Inc.

DID DAVID KEITH FOWLER CAUSE YOU INVESTMENT LOSSES? David Fowler Formerly With Proequities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Fowler formerly with Proequities, Inc.? David Fowler (CRD #6090758) who was formerly registered with Proequities, Inc. and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations.   David Fowler Customer Complaint David Fowler has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of alternative investments in business development company and REIT. David Fowler’s customer complaint was settled in favor of the investor. David Fowler Red Flags & Your Rights As An Investor Of course, David Fowler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Fowler at Proequities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Fowler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Proequities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Proequities, Inc. Due To David Fowler If you have questions about Proequities, Inc. and/or David Fowler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David White of Cambridge Investment Research, Inc.

DID DAVID JONATHAN WHITE CAUSE YOU INVESTMENT LOSSES? David White Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is David White of Cambridge Investment Research, Inc.? David White (CRD #2606002) who is currently registered with Cambridge Investment Research, Inc. and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations.   David White Customer Complaints David White has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of David White’s 2 customer complaints was settled in favor of investor. One of David White’s customer complaints was denied, and, to date, the customer has not taken any further action. Allegations Against David White A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow client instructions to liquidate account Unsuitable recommendation of preferred stock David White Red Flags & Your Rights As An Investor Of course, David White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David White at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether David White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To David White If you have questions about Cambridge Investment Research, Inc. and/or David White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David Zupek of Concorde Investment Services, LLC

DID DAVID JON ZUPEK CAUSE YOU INVESTMENT LOSSES? David Zupek Of Concorde Investment Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is David Zupek of Concorde Investment Services, LLC? David Zupek (CRD #2250376) who is currently registered with Concorde Investment Services, LLC and located in Racine, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. David Zupek has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  All 6 of David Zupek’s customer complaints were settled in favor of investors. Allegations Against David Zupek A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation, and violations of FINRA rules related to direct and/or limited partnership investments Breach of fiduciary duty and negligence related to direct and/or limited partnership investments Excessive and unauthorized trading Unsuitable investment strategy recommendation Unauthorized switches within investments with variable annuity Misrepresentation and unsuitable recommendations of mutual funds and life insurance David Zupek Red Flags & Your Rights As An Investor Of course, David Zupek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Zupek at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Zupek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To David Zupek If you have questions about Concorde Investment Services, LLC and/or David Zupek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Nastri of LPL Financial LLC

DID DAVID JON NASTRI CAUSE YOU INVESTMENT LOSSES? David Nastri Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Nastri of LPL Financial LLC? David Nastri (CRD #5178144) who is currently registered with LPL Financial LLC and located in Cheshire, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. David Nastri Customer Complaint David Nastri has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation and failure to disclose risk of structured product investment. David Nastri’s customer complaint was denied and, to date, the customer has not taken any further action. David Nastri Red Flags & Your Rights As An Investor Of course, David Nastri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nastri at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether David Nastri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Nastri If you have questions about LPL Financial LLC and/or David Nastri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Venegas of LPL Financial LLC

DID DAVID JOHN VENEGAS CAUSE YOU INVESTMENT LOSSES? David Venegas Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Venegas of LPL Financial LLC? David Venegas (CRD #2027844) who is currently registered with LPL Financial LLC and located in Marysville, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, David Venegas was associated with CUNA Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Venegas Customer Complaint David Venegas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender charges related to variable annuity investment. David Venegas’ customer complaint was denied and, to date, the customer has not taken any further action. David Venegas Red Flags & Your Rights As An Investor Of course, David Venegas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Venegas at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Venegas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Venegas If you have questions about LPL Financial LLC, CUNA Brokerage Services, Inc. and/or David Venegas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Anderson of U.S. Bancorp Investments, Inc.

DID DAVID JARED ANDERSON CAUSE YOU INVESTMENT LOSSES? David Anderson Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Anderson of U.S. Bancorp Investments, Inc.? David Anderson (CRD #5057775) who is currently registered with U.S. Bancorp Investments, Inc. and located in Minnetonka, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.     David Anderson Customer Complaint David Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor made unauthorized purchase of mutual fund. David Anderson’s customer complaint was denied and, to date, the customer has not taken any further action. David Anderson Red Flags & Your Rights As An Investor Of course, David Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Anderson at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To David Anderson If you have questions about U.S. Bancorp Investments, Inc. and/or David Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Llewellyn of Cambridge Investment Research, Inc.

DID DAVID J. LLEWELLYN CAUSE YOU INVESTMENT LOSSES? David Llewellyn Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Llewellyn of Cambridge Investment Research, Inc.? David Llewellyn (CRD #5288989) who is currently registered with Cambridge Investment Research, Inc. and located in Deland, Florida is a subject of one of our many securities industry sales practice abuse investigations. David Llewellyn Customer Complaint David Llewellyn has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendations related to variable annuity investment. David Llewellyn’s customer complaint was settled in favor of the investor. David Llewellyn Red Flags & Your Rights As An Investor Of course, David Llewellyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Llewellyn at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Llewellyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To David Llewellyn If you have questions about Cambridge Investment Research, Inc. and/or David Llewellyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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