Dec 12, 2022

Edward Lex of Edward Jones

DID EDWARD JOSEPH LEX CAUSE YOU INVESTMENT LOSSES? Edward Lex Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Lex of Edward Jones? Edward Lex (CRD #4242887) who is currently registered with Edward Jones and located in Springfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations.   Edward Lex Customer Complaint Edward Lex has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor sold a mutual fund on the day the client did not want the fund sold. Edward Lex’s customer complaint was denied and, to date, the customer has not taken any further action. Edward Lex Red Flags & Your Rights As An Investor Of course, Edward Lex did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Lex at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Edward Lex has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Edward Lex If you have questions about Edward Jones and/or Edward Lex and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2022

Edward Casasola formerly with Charles Schwab & Co., Inc.

DID EDWARD ROLANDO CASASOLA CAUSE YOU INVESTMENT LOSSES? Edward Casasola Formerly With Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Casasola formerly with Charles Schwab & Co., Inc.? Edward Casasola (CRD #5204536) who was formerly registered with Charles Schwab & Co., Inc. and located in  Mission Viejo, California is a subject of one of our many securities industry sales practice abuse investigations.   Edward Casasola Customer Complaint Edward Casasola has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to follow instructions regarding the investment of funds into a managed account. Edward Casasola’s customer complaint was settled in favor of the investor.   Edward Casasola Red Flags & Your Rights As An Investor Of course, Edward Casasola did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Casasola at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Casasola has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Edward Casasola If you have questions about Charles Schwab & Co., Inc. and/or Edward Casasola and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2022

Edwin Egger of LPL Financial LLC

DID EDWIN GROVER EGGER CAUSE YOU INVESTMENT LOSSES? Edwin Egger Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Edwin Egger of LPL Financial LLC? Edwin Egger (CRD #4632331) who is currently registered with LPL Financial LLC and located in Jackson, Mississippi is a subject of one of our many securities industry sales practice abuse investigations.   Edwin Egger Customer Complaint Edwin Egger has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the customer’s investments in exchange traded funds were based upon inaccurate and amiss in leading information from the financial advisor. Edwin Egger’s customer complaint was settled in favor of the investor.   Edwin Egger Red Flags & Your Rights As An Investor Of course, Edwin Egger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edwin Egger at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edwin Egger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edwin Egger If you have questions about LPL Financial LLC and/or Edwin Egger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2022

Edward Simpson of Western International Securities, Inc.

DID EDWARD DALE SIMPSON CAUSE YOU INVESTMENT LOSSES? Edward Simpson Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Simpson of Western International Securities, Inc.? Edward Simpson (CRD #2944158) who is currently registered with Western International Securities, Inc. and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.   Edward Simpson Customer Complaint Edward Simpson has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations involving real estate investment trusts. Edward Simpson’s customer complaint was settled in favor of the investor.   Edward Simpson Red Flags & Your Rights As An Investor Of course, Edward Simpson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Simpson at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Simpson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Edward Simpson If you have questions about Western International Securities, Inc. and/or Edward Simpson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2022

Edward Miller of LPL Financial LLC

DID EDWARD BRUCE MILLER CAUSE YOU INVESTMENT LOSSES? Edward Miller Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Miller of LPL Financial LLC? Edward Miller (CRD #1680275) who is currently registered with LPL Financial LLC and located in Fort Mill, South Carolina is a subject of one of our many securities industry sales practice abuse investigations.   Edward Miller Customer Complaint Edward Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to supervise another representative who engaged in fraudulent conduct. The customer complaint filed against Edward Miller’s current employer LPL Financial LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Edward Miller Red Flags & Your Rights As An Investor Of course, Edward Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Miller at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Miller If you have questions about LPL Financial LLC and/or Edward Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2022

Edward Ankrum of Ameriprise Financial Services, LLC

DID EDWARD BRUCE ANKRUM CAUSE YOU INVESTMENT LOSSES? Edward Ankrum Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Edward Ankrum of Ameriprise Financial Services, LLC? Edward Ankrum (CRD #868247) who is currently registered with Ameriprise Financial Services, LLC and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations.   Edward Ankrum Customer Complaints Edward Ankrum has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. One of Edward Ankrum’s 2 customer complaints was settled in favor of investors. One of Edward Ankrum’s customer complaints was denied and, to date, the customer has not taken any further action.  Allegations Against Edward Ankrum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Ankrum Red Flags & Your Rights As An Investor Of course, Edward Ankrum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Ankrum at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Ankrum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Edward Ankrum If you have questions about Ameriprise Financial Services, LLC and/or Edward Ankrum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2022

Eduardo Zeiter of Ameriprise Financial Services, LLC

DID EDUARDO ANGEL PETER ZEITER CAUSE YOU INVESTMENT LOSSES? Eduardo Zeiter Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Eduardo Zeiter of Ameriprise Financial Services, LLC? Eduardo Zeiter (CRD #5098337) who is currently registered with Ameriprise Financial Services, LLC and located in Stockton, California is a subject of one of our many securities industry sales practice abuse investigations. Eduardo Zeiter Customer Complaint Eduardo Zeiter has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her financial advisor was negligent in procuring an insurance policy from Prudential Ins. Co. The customer complaint filed against Eduardo Zeiter’s current employer Ameriprise Financial Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Eduardo Zeiter Red Flags & Your Rights As An Investor Of course, Eduardo Zeiter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eduardo Zeiter at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eduardo Zeiter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Eduardo Zeiter If you have questions about Ameriprise Financial Services, LLC and/or Eduardo Zeiter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2022

Edmond Phillips formerly with Raymond James Financial Services, Inc.

DID EDMOND JOHN PHILLIPS CAUSE YOU INVESTMENT LOSSES? Edmond Phillips Formerly With Raymond James Financial Services, Inc. And Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Edmond Phillips formerly with Raymond James Financial Services, Inc.? Edmond Phillips (CRD # 2592097) who was formerly registered with Raymond James Financial Services, Inc. and located in Bokeelia, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Raymond James Financial Services, Inc., Edmond Phillips was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edmond Phillips Customer Complaint Edmond Phillips has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to common stock and preferred stock transactions in a managed account. Edmond Phillips’ customer complaint was denied, and, to date, the customer has not taken any further action. Edmond Phillips Red Flags & Your Rights As An Investor Of course, Edmond Phillips did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edmond Phillips at Raymond James Financial Services, Inc. and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edmond Phillips has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Ameriprise Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Edmond Phillips If you have questions about Raymond James Financial Services, Inc., Ameriprise Financial Services, Inc., and/or Edmond Phillips and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2022

Eddy Gutierrez of Oppenheimer & Co. Inc.

DID EDDY JOSEPH GUTIERREZ CAUSE YOU INVESTMENT LOSSES? Eddy Gutierrez Of Oppenheimer & Co. Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Eddy Gutierrez of Oppenheimer & Co. Inc.? Eddy Gutierrez (CRD #2247435) who is currently registered with Oppenheimer & Co. Inc. and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Eddy Gutierrez was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eddy Gutierrez Customer Complaint Eddy Gutierrez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to corporate debt transactions. Eddy Gutierrez’s customer complaint was settled in favor of the investor.   Eddy Gutierrez Red Flags & Your Rights As An Investor Of course, Eddy Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eddy Gutierrez at Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Eddy Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Eddy Gutierrez If you have questions about Oppenheimer & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Eddy Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2022

Earl Davis of Woodmen Financial Services, Inc.

DID EARL WHAYNE DAVIS CAUSE YOU INVESTMENT LOSSES? Earl Davis Of Woodmen Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Earl Davis of Woodmen Financial Services, Inc.? Earl Davis (CRD #4528078) who is currently registered with Woodmen Financial Services, Inc. and located in Paducah, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.   Earl Davis Customer Complaints Earl Davis has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. One of Earl Davis’ 2 customer complaints was settled in favor of the investor. One of Earl Davis’ customer complaints was denied, and, to date, the customer has not taken any further action.  Allegations Against Earl Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Earl Davis Red Flags & Your Rights As An Investor Of course, Earl Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Earl Davis at Woodmen Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Earl Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodmen Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodmen Financial Services, Inc. Due To Earl Davis If you have questions about Woodmen Financial Services, Inc. and/or Earl Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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