Dec 8, 2022

Earl Southerland formerly with CUSO Financial Services, LP

DID EARL DUANE SOUTHERLAND CAUSE YOU INVESTMENT LOSSES? Earl Southerland Formerly With CUSO Financial Services, LP And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Earl Southerland formerly with CUSO Financial Services, LP? Earl Southerland (CRD #2775142) who was formerly registered with CUSO Financial Services, LP and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CUSO Financial Services, LP, Earl Southerland was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Earl Southerland Customer Complaints Earl Southerland has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. Both of Earl Southerland’s customer complaints were settled in favor of investors. Allegations Against Earl Southerland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pendig complaints for investment losses are as follows: Earl Southerland Red Flags & Your Rights As An Investor Of course, Earl Southerland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Earl Southerland at CUSO Financial Services, LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Earl Southerland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUSO Financial Services, LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUSO Financial Services, LP Due To Earl Southerland If you have questions about CUSO Financial Services, LP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Earl Southerland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2022

Dwight Wildman of J.P. Morgan Securities LLC

DID DWIGHT ANTHONY WILDMAN CAUSE YOU INVESTMENT LOSSES? Dwight Wildman Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dwight Wildman of J.P. Morgan Securities LLC? Dwight Wildman (CRD #5244721) who is currently registered with J.P. Morgan Securities LLC and located in Milford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Dwight Wildman Customer Complaint Dwight Wildman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of a mutual fund investment. Dwight Wildman’s customer complaint was denied and, to date, the customer has not taken any further action. Dwight Wildman Red Flags & Your Rights As An Investor Of course, Dwight Wildman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dwight Wildman at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Dwight Wildman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Dwight Wildman If you have questions about J.P. Morgan Securities LLC and/or Dwight Wildman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2022

Dustin Tuthill formerly with MML Investors Services, LLC

DID DUSTIN TUTHILL CAUSE YOU INVESTMENT LOSSES? Dustin Tuthill Formerly With MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Tuthill formerly with MML Investors Services, LLC? Dustin Tuthill (CRD #6333722) who was formerly registered with MML Investors Services, LLC and located in Hamden, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Dustin Tuthill was associated with Equity Services Inc. and Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dustin Tuthill Customer Complaint Dustin Tuthill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor forged a customer’s signature on an application for whole life insurance policy. Dustin Tuthill’s customer complaint was settled in favor of the investor.   Dustin Tuthill Red Flags & Your Rights As An Investor Of course, Dustin Tuthill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Tuthill at MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Tuthill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Dustin Tuthill If you have questions about MML Investors Services, LLC, Equity Services Inc., Pruco Securities, LLC and/or Dustin Tuthill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2022

Dustin Speth of Fidelity Brokerage Services LLC

DID DUSTIN J SPETH CAUSE YOU INVESTMENT LOSSES? Dustin Speth Of Fidelity Brokerage Services LLC And Formerly With Strategic Advisers LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Speth of Fidelity Brokerage Services LLC? Dustin Speth (CRD #4408762) who is registered with Fidelity Brokerage Services LLC and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Dustin Speth was associated with Strategic Advisers LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dustin Speth Customer Complaint Dustin Speth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable recommendation of a managed account. Dustin Speth’s customer complaint was denied and, to date, the customer has not taken any further action. Dustin Speth Red Flags & Your Rights As An Investor Of course, Dustin Speth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Speth at Fidelity Brokerage Services LLC and Strategic Advisers LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Speth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Strategic Advisers LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Dustin Speth If you have questions about Fidelity Brokerage Services LLC, Strategic Advisers LLC and/or Dustin Speth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2022

Drew Marchitello formerly with J.P. Morgan Securities LLC

DID DREW A MARCHITELLO CAUSE YOU INVESTMENT LOSSES? Drew Marchitello Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Drew Marchitello formerly with J.P. Morgan Securities LLC? Drew Marchitello (CRD #2056506) who was formerly registered with J.P. Morgan Securities LLC and located in Fremont, California is a subject of one of our many securities industry sales practice abuse investigations. Drew Marchitello Customer Complaint Drew Marchitello has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding the variable annuity investment. Drew Marchitello’s customer complaint was settled in favor of the investor.   Drew Marchitello Red Flags & Your Rights As An Investor Of course, Drew Marchitello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Marchitello at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Drew Marchitello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Drew Marchitello If you have questions about J.P. Morgan Securities LLC and/or Drew Marchitello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Miller formerly with Silver Oak Securities, Incorporated

DID DOUGLAS WILLIAM MILLER CAUSE YOU INVESTMENT LOSSES? Douglas Miller Formerly With Silver Oak Securities, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Miller formerly with Silver Oak Securities, Incorporated? Douglas Miller (CRD # 1969971) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.    Douglas Miller Customer Complaints Douglas Miller has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  Both of Douglas Miller’s customer complaints were settled in favor of investors. Allegations Against Douglas Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Miller Red Flags & Your Rights As An Investor Of course, Douglas Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Miller at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Douglas Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Douglas Miller If you have questions about Silver Oak Securities, Incorporated and/or Douglas Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Ruth of Lenox Financial Services, Inc.

DID DOUGLAS SCOTT RUTH CAUSE YOU INVESTMENT LOSSES? Douglas Ruth Of Lenox Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Douglas Ruth of Lenox Financial Services, Inc.? Douglas Ruth(CRD #1381205) who is currently registered with Lenox Financial Services, Inc. and located in New Lenox, Illinois is a subject of one of our many securities industry sales practice abuse investigations.   Douglas Ruth Customer Complaint Douglas Ruth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, breach of contract, and unsuitable investment recommendations. Douglas Ruth’s customer complaint was settled in favor of the investor. Douglas Ruth Red Flags & Your Rights As An Investor Of course, Douglas Ruth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Ruth at Lenox Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Ruth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lenox Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lenox Financial Services, Inc. Due To Douglas Ruth If you have questions about Lenox Financial Services, Inc. and/or Douglas Ruth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Massey of UBS Financial Services, Inc.

DID DOUGLAS MADISON MASSEY CAUSE YOU INVESTMENT LOSSES? Douglas Massey Of UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Douglas Massey of UBS Financial Services, Inc.? Douglas Massey(CRD #4740798) who is currently registered with UBS Financial Services, Inc. and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.   Douglas Massey Customer Complaint Douglas Massey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations to invest in and hold an option’s overlay strategy. Douglas Massey’s customer complaint was withdrawn and, to date, the customer has not taken any further action. Douglas Massey Red Flags & Your Rights As An Investor Of course, Douglas Massey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Massey at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Massey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Douglas Massey If you have questions about UBS Financial Services, Inc. and/or Douglas Massey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Allen of LPL Financial LLC

DID DOUGLAS KENNETH ALLEN CAUSE YOU INVESTMENT LOSSES? Douglas Allen Of LPL Financial LLC And Formerly With Wells Fargo Advisors Financial Network, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Allen of LPL Financial LLC? Douglas Allen (CRD # 2765644) who is currently registered with LPL Financial LLC and located in Amarillo, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Douglas Allen was associated with Wells Fargo Advisors Financial Network, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Douglas Allen Customer Complaints Douglas Allen has been the subject of 2 customer complaints that we know about, which were filed in the last year to recover investment losses. Both of Douglas Allen’s customer complaints were settled in favor of investors. Allegations Against Douglas Allen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Allen Red Flags & Your Rights As An Investor Of course, Douglas Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Allen at LPL Financial LLC and Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Douglas Allen If you have questions about LPL Financial LLC, Wells Fargo Advisors Financial Network, LLC, and/or Douglas Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Schmitz of Classic, LLC

DID DOUGLAS GENE SCHMITZ CAUSE YOU INVESTMENT LOSSES? Douglas Schmitz Of Classic, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Douglas Schmitz of Classic, LLC? Douglas Schmitz (CRD #1771132) who is currently registered with Classic, LLC and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations.   Douglas Schmitz Customer Complaints Douglas Schmitz has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses.  One of Douglas Schmitz’s 3 customer complaints was settled in favor of investors. One of Douglas Schmitz’s customer complaints was denied, and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Douglas Schmitz’s current employer Classic, LLC for investment losses caused by the alleged misconduct. Allegations Against Douglas Schmitz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Schmitz Red Flags & Your Rights As An Investor Of course, Douglas Schmitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Schmitz at Classic, LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Schmitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Classic, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Classic, LLC Due To Douglas Schmitz If you have questions about Classic, LLC and/or Douglas Schmitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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