Dec 6, 2022

Donovan Ehrman of LPL Financial LLC

DID DONOVAN JAY EHRMAN CAUSE YOU INVESTMENT LOSSES? Donovan Ehrman Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donovan Ehrman of LPL Financial LLC? Donovan Ehrman (CRD #2129782) who is currently registered with LPL Financial LLC and located in Godfrey, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Donovan Ehrman was associated with CUNA Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donovan Ehrman Customer Complaint Donovan Ehrman has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of the variable annuity. Donovan Ehrman’s customer complaint was denied and, to date, the customer has not taken any further action. Donovan Ehrman Red Flags & Your Rights As An Investor Of course, Donovan Ehrman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donovan Ehrman at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donovan Ehrman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Donovan Ehrman If you have questions about LPL Financial LLC, CUNA Brokerage Services, Inc., and/or Donovan Ehrman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Donna Dupre of J.W. Cole Financial, Inc.

DID DONNA LYNN DUPRE CAUSE YOU INVESTMENT LOSSES? Donna Dupre Of J.W. Cole Financial, Inc. And Formerly With G.F. Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Donna Dupre of J.W. Cole Financial, Inc.? Donna Dupre (CRD #5514287) who is currently registered with J.W. Cole Financial, Inc. and located in Parsipanny, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial, Inc., Donna Dupre was associated with G.F. Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donna Dupre Customer Complaint Donna Dupre has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an alleged unauthorized purchase of a fixed insurance product. Donna Dupre’s customer complaint was denied and, to date, the customer has not taken any further action. Donna Dupre Red Flags & Your Rights As An Investor Of course, Donna Dupre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna Dupre at J.W. Cole Financial, Inc. and G.F. Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Donna Dupre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. and G.F. Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Donna Dupre If you have questions about J.W. Cole Financial, Inc., G.F. Investment Services, LLC, and/or Donna Dupre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Dong Zhang of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DONG ZHANG CAUSE YOU INVESTMENT LOSSES? Dong Zhang Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dong Zhang of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Dong Zhang (CRD #7073920) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in San Clemente, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dong Zhang was associated with Equitable Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dong Zhang Customer Complaint Dong Zhang has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor’s replacement of the variable life insurance policy with the universal life insurance policy was an unsuitable investment recommendation. Dong Zhang’s customer complaint was denied and, to date, the customer has not taken any further action. Dong Zhang Red Flags & Your Rights As An Investor Of course, Dong Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dong Zhang at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Dong Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dong Zhang If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Equitable Advisors, LLC, and/or Dong Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Donavon Wagner of Woodbury Financial Services, Inc.

DID DONAVON DAVID WAGNER CAUSE YOU INVESTMENT LOSSES? Donavon Wagner Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donavon Wagner of Woodbury Financial Services, Inc.? Donavon Wagner (CRD #1193946) who is currently registered with Woodbury Financial Services, Inc. and located in Bismarck, North Dakota is a subject of one of our many securities industry sales practice abuse investigations.   Donavon Wagner Customer Complaint Donavon Wagner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of the variable annuity. Donavon Wagner’s customer complaint was denied and, to date, the customer has not taken any further action. Donavon Wagner Red Flags & Your Rights As An Investor Of course, Donavon Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donavon Wagner at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donavon Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Donavon Wagner If you have questions about Woodbury Financial Services, Inc. and/or Donavon Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Burrows of Hilltop Securities Inc.

DID DONALD TERRY BURROWS JR CAUSE YOU INVESTMENT LOSSES? Donald Burrows Of Hilltop Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Burrows of Hilltop Securities Inc.? Donald Burrows (CRD #2377015) who is currently registered with Hilltop Securities Inc. and located in League City, Texas is a subject of one of our many securities industry sales practice abuse investigations. Donald Burrows Customer Complaint Donald Burrows has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Donald Burrows’ customer complaint was denied and, to date, the customer has not taken any further action. Donald Burrows Red Flags & Your Rights As An Investor Of course, Donald Burrows did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Burrows at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Burrows has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Donald Burrows If you have questions about Hilltop Securities Inc. and/or Donald Burrows and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Coffin of LPL Financial

DID DONALD RICHARD COFFIN CAUSE YOU INVESTMENT LOSSES? Donald Coffin Of LPL Financial And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Coffin of LPL Financial? Donald Coffin (CRD #2900573) who is currently registered with LPL Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Donald Coffin was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Coffin Customer Complaint Donald Coffin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of customer’s accounts and failure to follow instructions to liquidate investments in mutual funds. Donald Coffin’s customer complaint was denied and, to date, the customer has not taken any further action. Donald Coffin Red Flags & Your Rights As An Investor Of course, Donald Coffin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Coffin at LPL Financial and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Coffin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Donald Coffin If you have questions about LPL Financial, Voya Financial Advisors, Inc., and/or Donald Coffin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Wells of Titan Securities

DID DONALD LEE WELLS CAUSE YOU INVESTMENT LOSSES? Donald Wells Of Titan Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Wells of Titan Securities? Donald Wells (CRD #1217316) who is currently registered with Titan Securities and located in Addison, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Donald Wells Customer Complaints Donald Wells has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Donald Wells’ 3 customer complaints was settled in favor of investor. One of Donald Wells’ customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Donald Wells’ current employer Titan Securities for investment losses caused by the alleged misconduct. Allegations Against Donald Lee Wells A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sale of unsuitable securities involving REITs in violation of the Federal securities laws and Washington State Uniform Securities Act. Misrepresentation of cost associated with a variable universal life insurance policy. Recommendation of unsuitable alternative investments. Donald Wells Red Flags & Your Rights As An Investor Of course, Donald Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Wells at Titan Securities on alert to review carefully the activity and performance of their accounts and question whether Donald Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Titan Securities Due To Donald Wells If you have questions about Titan Securities and/or Donald Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Smith formerly with Provident Private Capital Partners, Inc.

DID DONALD LEE SMITH CAUSE YOU INVESTMENT LOSSES? Donald Smith Formerly With Provident Private Capital Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Smith formerly with Provident Private Capital Partners, Inc.? Donald Smith (CRD # 1134141) who was formerly registered with Provident Private Capital Partners, Inc. and located in Erie, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Donald Smith Customer Complaint Donald Smith has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were violation of the Pennsylvania Unfair Trade Practices and Consumer Protection Apple law, negligence, fraud, violation of FINRA rules and the Pennsylvania Securities Act. The customer complaint filed against Donald Smith’s former employer Provident Private Capital Partners, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Smith Red Flags & Your Rights As An Investor Of course, Donald Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Smith at Provident Private Capital Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Provident Private Capital Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Provident Private Capital Partners, Inc. Due To Donald Smith If you have questions about Provident Private Capital Partners, Inc. and/or Donald Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Fowler formerly with Worden Capital Management LLC

DID DONALD JOSEPH FOWLER CAUSE YOU INVESTMENT LOSSES? Donald Fowler Formerly With Worden Capital Management LLC Has 15 Customer Complaints For Alleged Broker Misconduct Who is Donald Fowler formerly with Worden Capital Management LLC? Donald Fowler (CRD #4989632) who was formerly registered with Worden Capital Management LLC and located in Rockville Centre, New York has been the subject of a FINRA investigation and a subject of one of our many securities industry sales practice abuse investigations.  Donald Fowler has been permanently barred by FINRA from any further association with any member firm in any capacity. Further, he was found liable for violations of the federal securities laws an action brought by the SEC for churning client’s accounts. In addition, there is another pending SEC investigation for alleged churning of multiple client’s accounts. Donald Fowler Customer Complaints Donald Fowler has been the subject of 15 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Twelve of Donald Fowler’s 15 customer complaints were settled in favor of investors.  One of Donald Fowler’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 2 pending customer complaints filed against Donald Fowler’s former employer Worden Capital Management LLC for investment losses caused by the alleged misconduct. Allegations Against Donald Fowler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, negligence, fraud, breach of contract, violation of the Georgia uniform securities act related to equipment leasing investments. Fraud, negligent misrepresentation, breach of fiduciary duty related to the trading of over-the-counter stocks. Violation of the federal securities laws for churning. Churning, unsuitability, and breach of fiduciary duty. Breach of fiduciary duty, negligence, violations of the Ohio Securities Act connection with the trading of common and preferred stocks. Unsuitable recommendations of highly speculative and risky investments. Churning, negligence, unsuitable investment recommendations, and overconcentration of investments. Violation of the Ohio Securities Act related to the trading the stocks and options. Purchasing and selling securities on margin which were not consistent with the client’s risk tolerance. Breach of fiduciary duty, negligence, misrepresentation and churning of a client’s account. Unsuitability and improper use of margin customer’s account. Unauthorized trading of short-term Apple call options. Donald Fowler Red Flags & Your Rights As An Investor Of course, Donald Fowler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Fowler at Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Donald Fowler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Donald Fowler If you have questions about Worden Capital Management LLC and/or Donald Fowler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Ostrick of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DONALD JAY OSTRICK CAUSE YOU INVESTMENT LOSSES? Donald Ostrick Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Ostrick of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Donald Ostrick (CRD # 1078166) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Jericho, New York is a subject of one of FINRA’s investigations and our many securities industry sales practice abuse investigations. Donald Ostrick Customer Complaint Donald Ostrick has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of closed-end funds. Donald Ostrick’s customer complaint was settled in favor of the investor.   Donald Ostrick Red Flags & Your Rights As An Investor Of course, Donald Ostrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Ostrick at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Donald Ostrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Donald Ostrick If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Donald Ostrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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