Nov 1, 2022

Darrell Schaper formerly with Woodbury Financial Services, Inc.

DID DARRELL STEVEN SCHAPER CAUSE YOU INVESTMENT LOSSES? Darrell Schaper Formerly With Woodbury Financial Services, Inc. And Girard Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Darrell Schaper formerly with Woodbury Financial Services, Inc.? Darrell Schaper (CRD #1575829) who was formerly registered with Woodbury Financial Services, Inc. and located in New Braunfels, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Darrell Schaper was associated with Girard Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darrell Schaper Customer Complaint Darrell Schaper has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation and misrepresentation of real estate investment. Darrell Schaper’s customer complaint was settled in favor of the investors. Darrell Schaper Red Flags & Your Rights As An Investor Of course, Darrell Schaper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrell Schaper at Woodbury Financial Services, Inc. and Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Darrell Schaper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Girard Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Darrell Schaper If you have questions about Woodbury Financial Services, Inc., Girard Securities, Inc., and/or Darrell Schaper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Darin Arnell of Cetera Advisor Networks LLC

DID DARIN DELLOYD ARNELL CAUSE YOU INVESTMENT LOSSES? Darin Arnell Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Darin Arnell of Cetera Advisor Networks LLC? Darin Arnell (CRD #4673735) who is currently registered with Cetera Advisor Networks LLC and located in Murray, Utah is a subject of one of our many securities industry sales practice abuse investigations.   Darin Arnell Customer Complaint Darin Arnell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and over-concentration. Darin Arnell’s customer complaint was settled in favor of the investors.. Darin Arnell Red Flags & Your Rights As An Investor Of course, Darin Arnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darin Arnell at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Darin Arnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Darin Arnell f you have questions about Cetera Advisor Networks LLC and/or Darin Arnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Dante Pinckney of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

DID DANTE PINCKNEY CAUSE YOU INVESTMENT LOSSES? Dante Pinckney Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Dante Pinckney of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Dante Pinckney (CRD #6955951) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Mount Laurel, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Dante Pinckney Customer Complaint Dante Pinckney has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Dante Pinckney’s customer complaint was settled in favor of the investors. Dante Pinckney Red Flags & Your Rights As An Investor Of course, Dante Pinckney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dante Pinckney at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Dante Pinckney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dante Pinckney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Dante Pinckney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Danny Lopez of J.P. Morgan Securities LLC

DID DANNY OMAR LOPEZ CAUSE YOU INVESTMENT LOSSES? Danny Lopez Of J.P. Morgan Securities LLC And Formerly With Cuso Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Danny Lopez of J.P. Morgan Securities LLC? Danny Lopez (CRD #6276760) who is currently registered with J.P. Morgan Securities LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Danny Lopez was associated with Cuso Financial Services, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Danny Lopez Customer Complaint Danny Lopez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations regarding mutual fund. Danny Lopez’s customer complaint was denied, and, to date, the customer has not taken any further action. Danny Lopez Red Flags & Your Rights As An Investor Of course, Danny Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Danny Lopez at J.P. Morgan Securities LLC and Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Danny Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Cuso Financial Services, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Danny Lopez If you have questions about J.P. Morgan Securities LLC, Cuso Financial Services, L.P., and/or Danny Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Daniel Lerner of David Lerner Associates, Inc.

DID DANIEL TODD LERNER CAUSE YOU INVESTMENT LOSSES? Daniel Lerner Of David Lerner Associates, Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Who is Daniel Lerner of David Lerner Associates, Inc.? Daniel Lerner (CRD #1255769) who is currently registered with David Lerner Associates, Inc. and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Daniel Lerner Customer Complaints Daniel Lerner has been the subject of 13 customer complaints that we know about, 10 of those complaints were filed in the last year to recover investment losses. Three of Daniel Lerner’s 13 customer complaints were settled in favor of investors. Five of Daniel Lerner’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 5 pending customer complaints filed against Daniel Lerner’s current employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct. Allegations Against Daniel Lerner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendation related to private placement investment in Energy 11 Misrepresentations related to private placement investment in Energy 11 Breach of Fiduciary Duty and Breach of Contract related to private placement investment in Energy 11 Unauthorized trade related to private placement investment in Energy 11 Unsuitable investment recommendation related to private placement investment in Energy Resources 12 Misrepresentations related to private placement investment in Energy Resources 12 Breach of Fiduciary Duty related to private placement investment in Energy Resources 12 Unauthorized trade related to private placement investment in Energy Resources 12 Unsuitable investment recommendation related to private placement investment in Great Art Fund Misrepresentations related to private placement investment in Great Art Fund Breach of Fiduciary Duty related to private placement investment in Great Art Fund Daniel Lerner Red Flags & Your Rights As An Investor Of course, Daniel Lerner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lerner at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Lerner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Daniel Lerner If you have questions about David Lerner Associates, Inc. and/or Daniel Lerner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Abraham of LPL Financial LLC

DID DANIEL M. ABRAHAM JR CAUSE YOU INVESTMENT LOSSES? Daniel Abraham Of LPL Financial LLC And Formerly With Valic Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Abraham of LPL Financial LLC? Daniel Abraham (CRD #4945227) who is currently registered with LPL Financial LLC and located in Metairie, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Daniel Abraham was associated with Valic Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Abraham Customer Complaints Daniel Abraham has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. Both of Daniel Abraham’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Daniel Abraham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow client’s instructions. Misrepresentation of and indexed annuity product. Daniel Abraham Red Flags & Your Rights As An Investor Of course, Daniel Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Abraham at LPL Financial LLC and Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Valic Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Abraham If you have questions about LPL Financial LLC, Valic Financial Advisors, Inc., and/or Daniel Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Zimmerman of LPL Financial LLC

DID DANIEL MICHAEL ZIMMERMAN CAUSE YOU INVESTMENT LOSSES? Daniel Zimmerman Of LPL Financial LLC And Formerly With Invest Financial Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Who is Daniel Zimmerman of LPL Financial LLC? Daniel Zimmerman (CRD #4668115) who is currently registered with LPL Financial LLC and located in Moorestown, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Daniel Zimmerman was associated with Invest Financial Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Zimmerman Customer Complaints Daniel Zimmermann has been the subject of3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Daniel Zimmerman’s 3 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against Daniel Zimmerman’s former employer Invest Financial Corporation for investment losses caused by the alleged misconduct. Allegations Against Daniel Zimmerman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unlawful guarantee of investment return. Failure to disclose surrender penalty. Daniel Zimmerman Red Flags & Your Rights As An Investor Of course, Daniel Zimmerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Zimmerman at LPL Financial LLC and  Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Daniel Zimmerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Zimmerman If you have questions about LPL Financial LLC, Invest Financial Corporation, and/or Daniel Zimmerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Pellerin of Edward Jones

DID DANIEL PELLERIN CAUSE YOU INVESTMENT LOSSES? Daniel Pellerin Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Pellerin of Edward Jones? Daniel Pellerin (CRD #3121525) who is currently registered with Edward Jones and located in Newport, Vermont is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Pellerin Customer Complaint Daniel Pellerin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions. The customer complaint filed against Daniel Pellerin’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Pellerin Red Flags & Your Rights As An Investor Of course, Daniel Pellerin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Pellerin at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daniel Pellerin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Daniel Pellerin If you have questions about Edward Jones and/or Daniel Pellerin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Madura of Wells Fargo Clearing Services, LLC

DID DANIEL PHILIP MADURA CAUSE YOU INVESTMENT LOSSES? Daniel Madura Of Wells Fargo Clearing Services, LLC And Formerly With Credit Suisse Securities (USA) LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Madura of Wells Fargo Clearing Services, LLC? Daniel Madura (CRD #2253370) who is currently registered with Wells Fargo Clearing Services, LLC and located in Deerfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Madura was associated with Credit Suisse Securities (USA) LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Madura Customer Complaint Daniel Madura has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized purchase of structured product. Daniel Madura’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Madura Red Flags & Your Rights As An Investor Of course, Daniel Madura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Madura at Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Madura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Madura If you have questions about Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, and/or Daniel Madura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Torres formerly with Wells Fargo Clearing Services, LLC

DID DANIEL SALOMON TORRES CAUSE YOU INVESTMENT LOSSES? Daniel Torres Formerly With Wells Fargo Clearing Services, LLC And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Torres formerly with Wells Fargo Clearing Services, LLC? Daniel Torres (CRD # 6365687) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Inglewood, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Torres was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Torres Customer Complaint Daniel Torres has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Daniel Torres recommended opening of managed fee based advisory and the financial advisor liquidated entire account immediately after the account was opened resulting in substantial capital gains and tax liability. Daniel Torres’ customer complaint was denied and, to date, the customer has not taken any further action even though six months later, Wells Fargo terminated him after admitted to the misconduct. Daniel Torres Red Flags & Your Rights As An Investor Of course, Daniel Torres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torres at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daniel Torres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Torres f you have questions about Wells Fargo Clearing Services, LLC, Edward Jones, and/or Daniel Torres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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