Mar 4, 2022

William McLaughlin of Coastal Equities, Inc.

DID WILLIAM JOHN MCLAUGHLIN JR CAUSE YOU INVESTMENT LOSSES? William John McLaughlin Jr formerly with Coastal Equities, Inc. Has 4 Customer Complaints for Alleged Broker Misconduct in the Past Year Who is William J. McLaughlin Jr formerly with Coastal Equities, Inc.? William McLaughlin (CRD #1014583) who was formerly registered with Coastal Equities, Inc. and located in Wall, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities, Inc., William McLaughlin was associated with 12 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Coastal Equities, Inc. Broker Misconduct In his career, William McLaughlin has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. One of William McLaughlin’s 4 customer complaints was settled in favor of investors. There are currently 3 pending customer complaints filed against William McLaughlin’s former employer Coastal Equities, Inc. for investment losses caused by his alleged misconduct. Allegations Against William McLaughlin A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges breach of fiduciary duty, and that the advisor made unsuitable recommendations in a portfolio, material misrepresentations in connection with direct investments and limited partnership interests. The claimant alleges that unsuitable investment recommendations were made to him in his advisory account. The claimant alleges that unsuitable investment recommendations in the real estate sector were made to her in her advisory account William McLaughlin Red Flags & Your Rights as An Investor Of course, William McLaughlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of William McLaughlin at Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether William McLaughlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Coastal Equities, Inc. If you have questions about Coastal Equities, Inc. and/or William McLaughlin and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Hugh Barndollar of Crown Capital

UPDATED ON: December 1, 2020 DID HUGH BARNDOLLAR CAUSE YOU INVESTMENT LOSSES? Hugh Barndollar Of Crown Capital And Formerly Cornerstone Securities Has 6 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Hugh Barndollar Of Crown Capital And Formerly Cornerstone Securities? Hugh Ordway Barndollar III (CRD #3027317) who is currently registered with Crown Capital Securities, Purepath Wealth Management and Barndoor Financial and located in Land O’Lakes, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Crown Capital Securities he was registered with Cornerstone Securities and nine (9) other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Crown Capital And Cornerstone Securities Broker Misconduct In his career, Mr. Barndollar has been the subject of seven (7) customer complaints that we know about, six (6) of those complaints were filed in the last year. Two of those customer complaints were settled in favor of investors. There are currently five (5) pending customer complaints filed against Mr. Barndollar’s current employer Crown Capital for his alleged misconduct. Allegations Against Hugh Barndollar A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints are as follows: Sale of unregistered securities, fraud, breach of contract, breach of fiduciary duty, negligence and gross negligence. Alleged unsuitability, alleged negligence, alleged fraud, alleged misrepresentation, and alleged breach of fiduciary duty. Customer alleges lack of suitability, negligence, misrepresentations and omissions of material facts in regard to transactions in nontraditional, alternative and/or nontraded REIT investments. The customer alleges lack of proper due diligence, breach of fiduciary duty, and suitability obligations as it relates to the purchase of illiquid alternative investments. Hugh Barndollar Red Flags & Your Rights As An Investor Of course, Mr. Barndollar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mr. Barndollar at Crown Capital on alert to review carefully the activity and performance of their accounts and question whether Mr. Barndollar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints also raises questions about Crown Capital’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital And Cornerstone Securities If you have questions about Centaurus Financial and J. P. Turner & Company and/or Mr. Barndollar and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Shawn Davis of Uncommon Capital

UPDATED ON: December 1, 2020 DID SHAWN DAVIS CAUSE YOU INVESTMENT LOSSES?  Shawn Davis of Uncommon Capital Has 10 Customer Complaints Filed For Broker Misconduct In The Past 2 Years Who is Shawn Davis of Uncommon Capital And Formerly Independent Financial Group? Shawn Davis (CRD# 2911230), owner of Uncommon Capital, an investment advisory firm located in Granite Bay, California is a subject of one of our many securities industry sales abuse investigations. He was last registered in the securities industry as an associate of Independent Financial Group in Auburn, California.  Independent Financial Group Broker Misconduct Mr. Davis has drawn our attention due to the eleven (11) customer complaints filed against him, ten (10) of those complaints have been filed within the last two years. Two of those customer complaints were settled in favor of investors. There are currently nine (9) pending customer complaints filed against Mr. Davis’ former employers for his alleged misconduct. Allegations Against Shawn Davis A sample of the allegations made in the FINRA reported arbitration claim settlements, and pending complaints are as follows:  Customers allege they were invested in large concentrations of high-risk, illiquid investments (REITs and Non-traded REITs) that were not suitable. The clients allege that the investments they purchased in 2011 were unsuitable and misrepresented to them by the representative.  The clients also allege the firm failed to supervise the actions of the representative. Customers allege REIT investments were unsuitable, not in line with their investment objectives and that they were inappropriately over-concentrated in illiquid investments. The clients allege the investments they purchased in 2012 were unsuitable and misrepresented to them by the representative.  The clients also allege the firm failed to conduct adequate due diligence and failed to supervise the representative. Clients correspondence alleged they were not fully informed of the risks associated with REIT offerings purchased from 2013 to 2015. Shawn Davis Red Flags & Your Rights As An Investor Of course, Mr. Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by ten (10) customers in such a short period are red flags which should put all former customers of Mr. Davis at Independent Financial Group on alert to review carefully the activity and performance of their accounts and question whether Mr. Davis has engaged in stockbroker misconduct that caused their investment losses. The large number of customer complaints also raises questions about Independent Financial Group’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File a Claim To Recover Losses From Independent Financial Group If you have questions about Independent Financial and/or Mr. Davis and the performance of your accounts contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dennis Haywood of Crown Capital

UPDATED ON: December 1, 2020 DID DENNIS M. HAYWOOD II CAUSE YOU INVESTMENT LOSSES? Dennis Haywood Has 6 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Dennis Haywood of Crown Capital? Dennis M. Haywood (CRD# 5850275), who is currently registered with Crown Capital, Purepath Wealth Management, Barndoor Advisory Services and Barndoor Financial located in Land O’Lakes, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Crown Capital Broker Misconduct In the last year Mr. Haywood has been the subject of six customer complaints that we know about. They are all still pending. Allegations Against Dennis Haywood A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints are as follows: Customer alleges lack of suitability and adequate due diligence in regard to transactions in non-traded REITs and non-traded BDCs. The customer alleges violation of his fiduciary and suitability obligations as it relates to the purchase of non-traded REITs and non-traded BDCs.  Customer further alleges they were misled about the time horizon and projected performance return of the investments. The claimant alleges lack of suitability, breach of contract and lack of proper due diligence for 2 alternative investments purchased April 2018. The customer alleges violation of fiduciary and suitability obligations as a relates to the purchase of non-traded REITs, non-traded BDCs and a variable annuity contract.  Customer further alleges that the representative made material misrepresentations about the risks, profitability, and liquidity of the investments. Dennis Haywood Red Flags & Your Rights As An Investor Of course, Mr. Haywood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by six (6) customers in less than one year should be red flags which should put all current and former customers of Mr. Haywood at Crown Capital on alert to review carefully the activity and performance of their accounts and question whether Mr. Haywood has engaged in any stockbroker misconduct that caused their investment losses. The large number of customer complaints also raises questions about Crown Capital’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital If you have questions about Crown Capital and/or Mr. Haywood and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

James Thomas Booth Formerly With LPL Financial

UPDATED ON: December 4, 2020 DID JAMES THOMAS BOOTH CAUSE YOU INVESTMENT LOSSES? James Thomas Booth Formerly With LPL Financial, Invest Financial Corporation and Cadaret, Grant & Co.Has 30 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is James Thomas Booth Formerly With LPL Financial, Invest Financial Corporation and Cadaret, Grant & Co. James Thomas Booth (CRD# 1906145) who was registered with LPL Financial, Invest Financial Corporation and Cadaret, Grant & Co. and located in Norwalk, Connecticutis a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Invest Financial Corporation and Cadaret, Grant & Co., James Booth was registered with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial, Invest Financial Corporation and Cadaret, Grant & Co. Broker Misconduct In his career, James Booth has been the subject of 36 customer complaints that we know about, 30 of those complaints were filed in the last year to recover investment losses. All of James Booth’s recent customer complaints were settled in favor of investors. There is currently 1 pending customer complaints filed against James Booth’s former employer Cadaret, Grant & Co. for investment losses caused by his alleged misconduct. Allegations Against James Booth The allegations made in the last 30 FINRA reported arbitration claim settlements and pending complaints for investment losses arise out of an alleged Ponzi scheme.  James Booth was indicted and pled guilty to one count of securities fraud. In addition, he has been enjoined and/or permanent barred from acting as a securities broker for his alleged misconduct. According to FINRA,  James Booth consented to the permanent bar sanction, without admitting or denying the allegations, for converting at least $1,000,000 of  investor funds from multiple customers who gave him funds to invest on their behalf, however, he allegedly deposited the funds into an account he controlled and, used the funds for his personal use. James Booth Red Flags & Your Rights As An Investor The allegations made by customers are red flags which should put all current and former customers of James Booth at LPL Financial, Invest Financial Corp. and Cadaret, Grant & Co. on alert to review carefully the activity and performance of their accounts and question whether James Booth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Invest Financial Corp. and Cadaret, Grant & Co. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial, Invest Financial Corporation and Cadaret, Grant & Co. If you have questions about a LPL Financial, Invest Financial Corp. and Cadaret, Grant & Co. and/or James Booth and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Michael Fahsholtz Formally With Stifel, Nicolaus & Co.

UPDATED ON: December 4, 2020 DID MICHAEL ANTHONY FAHSHOLTZ CAUSE YOU INVESTMENT LOSSES? Michael Anthony Fahsholtz Has 8 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Michael Fahsholtz Formally With Stifel, Nicolaus & Co. Michael Fahsholtz (CRD# 2057306) who was registered with Stifel, Nicolaus & Co. and located in Wenatchee, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Co. was associated with Wells Fargo Advisors and 8 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Stifel, Nicolaus & Co. Broker Misconduct In his career, Michael Fahsholtz has been the subject of 10 customer complaints that we know about, 8 of those complaints were filed in the last year to recover investment losses. Three of Michael Fahsholtz customer complaints were settled in favor of investors. There are currently 5 pending customer complaints filed against Michael Fahsholtz’s former employer Stifel, Nicolaus & Co. for investment losses caused by his alleged misconduct. Allegations Against Michael Fahsholtz A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Claimants alleged violation of the Washington Securities Act, breach of fiduciary duty, unsuitable investments, violation of FINRA rules, negligence and breach of contract. Claimants personal representative/authorized agent alleges churning and that registered representative mismanaged claimant’s accounts and made poor recommendations. Client alleges registered representative ought inappropriate stocks, bonds, and unit investment trusts. Claimants allege violation of federal securities laws, violation of Washington Securities Act, violation of Washington’s Consumer Protection Act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence. Michael Fahsholtz Red Flags & Your Rights As An Investor Of course, did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Fahsholtz at Stifel, Nicolaus & Co. on alert to review carefully the activity and performance of their accounts and question whether Michael Fahsholtz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Co. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Co. If you have questions about Stifel, Nicolaus & Co. and/or Michael Fahsholtz and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Charles Evans of MML Investors

DID CHARLES JONATHAN EVANS CAUSE YOU INVESTMENT LOSSES? Charles Jonathan Evans Formerly With MML Investors Services, MSI Financial Services And New England Securities Has 9 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Charles J. Evans Who Was Terminated By MML Investors Services? Charles Evan (CRD# 836083) who was most recently registered with MML Investors Services and located in Wellesley, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, Charles Evan was associated with MSI Financial Services, New England Securities and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Charles Evan was terminated by MML Investors, Services in October 2019. MML Investors Services Broker Misconduct In his career, Charles Evan has been the subject of 9 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. FINRA commenced an investigation against Charles Evan but he refused to cooperate with its investigation and consented, without admitting or denying the allegations, to a permanent bar from working in the securities industry. Allegations Against Charles Evan A sample of the allegations made in the FINRA reported arbitration claims and pending complaints for investment losses are as follows:  The complainants alleged that in April 2013, their representative misrepresented the annual fees charged on their variable annuities, while also misrepresenting the fees they were charged for financial consulting. The complainants also allege their representative misrepresented their life insurance policies, and as a result, have had a negative impact on their overall financial planning.  The complainants allege they have lost almost half of their investment capital. The customer alleged that the representative used unethical sales tactics, misrepresented and omitted information, provided misleading advice, and engaged in deceptive practices that amounted to theft, beginning in 2019. The customer alleges that the representative, beginning in 2016, made misrepresentations and unsuitable recommendations on the sale of life insurance and annuity products. The complainants allege that signatures related to various accounts and policies sold to them by the representative in in or around 2012 are not theirs. The complainant alleges that after meeting with the representative in 2017, he sold her several variable annuities that were found to be unsuitable for her needs. The complainants allege that in 2015, the signature was forged on paperwork related to the transfer of ownership of a term life insurance policy. The customers alleged that the representative used unethical sales tactics, denied receiving commissions, omitted information, and forge their signatures and initials on forms to secure the sale of financial products beginning in 2013. Charles Evan Red Flags & Your Rights As An Investor Of course, Charles Evan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Evan at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Charles Evan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services  If you have questions about   and the management or performance of your accounts while Charles Evan was associated with MML Investors Services, MSI Financial Services, and/or New England Securities, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

David H. Miller of Peachcap Securities

UPDATED ON: December 4, 2020 DID DAVID HARRISON MILLER CAUSE YOU INVESTMENT LOSSES? David H. Miller of Peachcap Securities Has 15 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is David Miller of Peachcap Securities? David Miller (CRD# 4648882) who is currently registered with Peachcap Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Peachcap Securities, David Miller was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peachcap Securities Broker Misconduct In his career, David Miller has been the subject of 15 customer complaints that we know about, 11 of those complaints were filed in the last year to recover investment losses. Four of David Miller customer complaints were were settled in favor of investors. There are currently 10 pending customer complaints filed against David Miller current employer Peachcap Securities for investment losses caused by his alleged misconduct. Allegations Against David Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Claimant alleges multiple sales practice violations including unsuitable investments and misrepresentations and omissions in connection with a managed account. Claimants allege an unsuitable investment strategy, including alternative investments beginning in 2011. Claimant alleges sales practice violations including unsuitable investments, misrepresentations and omissions, and unauthorized trading. Claimants allege sales practice violations related to mismanagement of their accounts from October 2015 to early 2017. David Miller denies any liability and claims in some cases that he was not the broker of record. David Miller Red Flags & Your Rights As An Investor Of course, David Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of at Peachcap Securities on alert to review carefully the activity and performance of their accounts and question whether David Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peachcap Securities also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Peachcap Securities If you have questions about Peachcap Securities and/or David Miller and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Jason P. Brienen Formerly With Raymond James Financial Services

UPDATED ON: December 4, 2020 DID JASON PHILIP BRIENEN CAUSE YOU INVESTMENT LOSSES? Jason P. Brienen Formerly With Raymond James Financial Services Has 23 Customer Complaints For Alleged Broker Misconduct In The Past 2 Years Who is Jason Brienen formerly with Raymond James Financial Services? Jason Brienen (CRD# 2249998) who was once registered with Raymond James Financial Services and located in Tallahassee, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Jason Brienen was terminated by Raymond James Financial Services in 2018 after he failed to satisfy requirements of a heightened supervision plan. Since his termination Raymond James Financial Services, Jason Brienen associated with two other investment advisory firms, Chiron Capital Management and Tru Independence Asset Management.   Raymond James Financial Services Broker Misconduct In his career, Jason Brienen has been the subject of 2 customer complaints that we know about, the last of those complaints was filed in the last two years to recover $2 million in investment losses. Raymond James Financial Services settled those customer complaints in favor of investors. Allegations Against Steven Reznik A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Misrepresentations and Omissions relating to Unauthorized Trading, Fraud, Breach of Fiduciary Duty, Failure to Supervise, Negligence, Gross Negligence, Negligent Retention, Negligent Misrepresentation, Over- concentration. Client alleges excessive trading, churning, fraud, misrepresentation, omissions, and unauthorized trading. Steven Reznik Red Flags & Your Rights As An Investor Of course, Jason Brienen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Brienen at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jason Brienen has engaged in any stockbroker misconduct that may have caused them investment losses. The customer complaints at Raymond James Financial Services also raise questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services If you have questions about Raymond James Financial Services and/or Jason Brienen and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Michael Taborski of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL ANTHONY TABORSKI CAUSE YOU INVESTMENT LOSSES? Michael Taborski Of Merrill Lynch Pierce Fenner & Smith And Formerly With Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Taborski of Merrill Lynch Pierce Fenner & Smith? Michael Taborski (CRD #6424093) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Taborski was associated with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Taborski Customer Complaint Michael Taborski has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unauthorized trading. Michael Taborski’s customer complaint was settled in favor of the investors. Michael Taborski Red Flags & Your Rights As An Investor Of course, Michael Taborski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Taborski at Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Michael Taborski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Taborski If you have questions about Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Michael Taborski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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