Dec 2, 2022

Donald Grant of Kestra Investment Services, LLC

DID DONALD GRANT CAUSE YOU INVESTMENT LOSSES? Donald Grant Of Kestra Investment Services, LLC And Formerly With Carey, Thomas, Hoover & Breault Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Grant of Kestra Investment Services, LLC? Donald Grant (CRD #4505447) who is currently registered with Kestra Investment Services, LLC and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kestra Investment Services, LLC, Donald Grant was associated with Carey, Thomas, Hoover & Breault and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Grant Customer Complaint Donald Grant has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of risks associated with a non-traded REIT investment. Donald Grant’s customer complaint was settled in favor of the investor. Donald Grant Red Flags & Your Rights As An Investor Of course, Donald Grant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Grant at Kestra Investment Services, LLC and Carey, Thomas, Hoover & Breault on alert to review carefully the activity and performance of their accounts and question whether Donald Grant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Carey, Thomas, Hoover & Breault also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Donald Grant If you have questions about Kestra Investment Services, LLC, Carey, Thomas, Hoover & Breault, and/or Donald Grant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Nestler formerly with Infinex Investments, Inc.

DID DONALD CLIFFORD NESTLER CAUSE YOU INVESTMENT LOSSES? Donald Nestler Formerly With Infinex Investments, Inc., Santander Securities LLC, And J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Nestler formerly with Infinex Investments, Inc.? Donald Nestler (CRD #5122742) who was formerly registered with Infinex Investments, Inc. and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Infinex Investments, Inc., Donald Nestler was associated with Santander Securities LLC, J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Nestler Customer Complaint Donald Nestler has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations. The customer complaint filed against Donald Nestler’s former employer Spartan Capital Securities, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Nestler Red Flags & Your Rights As An Investor Of course, Donald Nestler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Nestler at Infinex Investments, Inc., Santander Securities LLC, and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Donald Nestler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc., Santander Securities LLC, and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Donald Nestler If you have questions about Infinex Investments, Inc., Santander Securities LLC, J.P. Morgan Securities LLC, and/or Donald Nestler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Quante formerly with Center Street Securities, Inc.

DID DONALD ANTON QUANTE CAUSE YOU INVESTMENT LOSSES? Donald Quante Formerly With Center Street Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Quante formerly with Center Street Securities, Inc.? Donald Quante (CRD #1258804) who was formerly registered with Center Street Securities, Inc. and located in St. Peters, Missouri is a subject of one of our many securities industry sales practice abuse investigations.   Donald Quante Customer Complaint Donald Quante has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to properly structure and effect assignment of the variable annuity. The customer complaint filed against Donald Quante’s former employer GWN Securities Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Quante Red Flags & Your Rights As An Investor Of course, Donald Quante did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Quante at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Quante has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Donald Quante If you have questions about Center Street Securities, Inc. and/or Donald Quante and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Joyal of Royal Alliance Associates, Inc.

DID DONALD ALDE JOYAL CAUSE YOU INVESTMENT LOSSES? Donald Joyal Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Joyal of Royal Alliance Associates, Inc.? Donald Joyal (CRD #2397903) who is currently registered with Royal Alliance Associates, Inc. and located in Plymouth, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.   Donald Joyal Customer Complaints Donald Joyal has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Donald Joyal’s 3 customer complaints was settled in favor of investor. Two of Donald Joyal’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Donald Joyal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to disclose mutual fund share expenses. Customer alleged he did not request changes to subaccount at allocation and variable annuities and that the reallocation was unsuitable for him. Unsuitable recommendation of variable annuity. Donald Joyal Red Flags & Your Rights As An Investor Of course, Donald Joyal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Joyal at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Joyal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Donald Joyal If you have questions about Royal Alliance Associates, Inc. and/or Donald Joyal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Don Rudolph formerly with LPL Financial LLC

DID DOMINICK M. GRECO CAUSE YOU INVESTMENT LOSSES? Dominick Greco Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Don Rudolph formerly with LPL Financial LLC? Don Rudolph (CRD #1743602) who was formerly registered with LPL Financial LLC and located in Chapel Hill, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Don Rudolph was associated with INVEST Financial Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Don Rudolph Customer Complaints Don Rudolph has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  One of Don Rudolph’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Don Rudolph’s former employer Founders Financial Alliance for investment losses caused by the alleged misconduct. Allegations Against Don Rudolph A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of business development companies and REIT. Misrepresentation of advisory fees. Don Rudolph Red Flags & Your Rights As An Investor Of course, Don Rudolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Rudolph at LPL Financial LLC and INVEST Financial Corporationon alert to review carefully the activity and performance of their accounts and question whether Don Rudolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and INVEST Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Don Rudolph If you have questions about LPL Financial LLC, INVEST Financial Corporation and/or Don Rudolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC

DID DON HOUSTON HENRY II CAUSE YOU INVESTMENT LOSSES? Don Henry Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC? Don Henry (CRD #3009989) who was formerly registered with TIAA-CREF Individual & Institutional Services, LLC and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.   Don Henry Customer Complaint Don Henry has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with an annuity application and substitution of terms into the annuity documentation which materially varied from the representations made to a client. Don Henry’s customer complaint was settled in favor of the investor. Don Henry Red Flags & Your Rights As An Investor Of course, Don Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Henry at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Don Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Don Henry If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Don Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dominick Greco formerly with LPL Financial LLC

DID DOMINICK M. GRECO CAUSE YOU INVESTMENT LOSSES? Dominick Greco Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Dominick Greco formerly with LPL Financial LLC? Dominick Greco (CRD #4375180) who was formerly registered with LPL Financial LLC and located in Indio, California is a subject of one of our many securities industry sales practice abuse investigations.   Dominick Greco Customer Complaints Dominick Greco has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. Two of Dominick Greco’s 3 customer complaints were settled in favor of investors. One of Dominick Greco’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Dominick Greco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendation of Norstar Real Estate Investment II and FS Investment Corp. Unsuitable investment recommendations in breach of financial advisors fiduciary duty along with misrepresentations and negligence in connection with investments in REITs and business development companies. Unsuitable REIT purchase. Dominick Greco Red Flags & Your Rights As An Investor Of course, Dominick Greco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominick Greco at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominick Greco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dominic Debruin formerly with LPL Financial LLC

DID DOMINIC THOMAS DEBRUIN CAUSE YOU INVESTMENT LOSSES? Dominic Debruin Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dominic Debruin formerly with LPL Financial LLC? Dominic Debruin (CRD #2788196) who was formerly registered with LPL Financial LLC and located in Meza, Arizona is a subject of a FINRA regulatory investigation and one of our many securities industry sales practice abuse investigations.  Dominic Debruin has been permanently barred from association with any FINRA member firm.   Dominic Debruin Customer Complaint Dominic Debruin has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended unsuitable stock transactions and misappropriated funds. Dominic Debruin’s customer complaint was settled in favor of the investors. Dominic Debruin Red Flags & Your Rights As An Investor Of course, Dominic Debruin’s did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominic Debruin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominic Debruin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominic Debruin If you have questions about LPL Financial LLC and/or Dominic Debruin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dominic Palmisano of UBS Financial Services Inc.

DID DOMINIC PALMISANO JR CAUSE YOU INVESTMENT LOSSES? Dominic Palmisano Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Dominic Palmisano of UBS Financial Services Inc.? Dominic Palmisano (CRD #5936731) who is currently registered with UBS Financial Services Inc. and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  . Dominic Palmisano Customer Complaint Dominic Palmisano has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized sale of securities. Dominic Palmisano’s customer complaint was settled in favor of the investors. Dominic Palmisano Red Flags & Your Rights As An Investor Of course, Dominic Palmisano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominic Palmisano at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Dominic Palmisano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dominic Palmisano If you have questions about UBS Financial Services Inc. and/or Dominic Palmisano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dominic Linsalata of Dawson James Securities, Inc.

DID DOMINIC JOSEPH LINSALATA JR. CAUSE YOU INVESTMENT LOSSES? Dominic Linsalata Of Dawson James Securities, Inc. And Formerly With Newbridge Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Who is Dominic Linsalata of Dawson James Securities, Inc.? Dominic Linsalata (CRD #2703709) who is currently registered with Dawson James Securities, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dawson James Securities, Dominic Linsalata was associated with Newbridge Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dominic Linsalata Customer Complaints Dominic Linsalata has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. All three of Dominic Linsalata’s customer complaints were settled in favor of investors. Allegations Against Dominic Linsalata A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations and unsuitable recommendations in breach of fiduciary duty, breach of contract, constituting elder abuse. Unsuitable investment recommendations, misrepresentations and excessive trading of common and preferred stocks. Unsuitable investment recommendations of stocks in private placement investments. Dominic Linsalata Red Flags & Your Rights As An Investor Of course, Dominic Linsalata did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominic Linsalata at Dawson James Securities, Inc. and Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Dominic Linsalata has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dawson James Securities, Inc. and Newbridge Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dawson James Securities, Inc. Due To Dominic Linsalata If you have questions about Dawson James Securities, Inc., Newbridge Securities Corporation and/or Dominic Linsalata and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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