Oct 31, 2022

Who is Daniel Tauberg of J.P. Morgan Securities LLC?

DID DANIEL TAUBERG CAUSE YOU INVESTMENT LOSSES? Daniel Tauberg Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Tauberg of J.P. Morgan Securities LLC? Daniel Tauberg (CRD #5250313) who is currently registered with J.P. Morgan Securities LLC and located in Toluca Lake, California is a subject of one of our many securities industry sales practice abuse investigations.    Daniel Tauberg Customer Complaint Daniel Tauberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender fee for a variable annuity investment. Daniel Tauberg’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Tauberg Red Flags & Your Rights As An Investor Of course, Daniel Tauberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Tauberg at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Tauberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Daniel Tauberg If you have questions about J.P. Morgan Securities LLC and/or Daniel Taubergand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Beck of Equitable Advisors, LLC

DID DANIEL LEO BECK CAUSE YOU INVESTMENT LOSSES? Daniel Beck Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Beck of Equitable Advisors, LLC? Daniel Beck (CRD #6120403) who is currently registered with Equitable Advisors, LLC and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Daniel Beck Customer Complaint Daniel Beck has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about unsuitable variable life insurance product sales. Daniel Beck’s customer complaint was settled in favor of the investors. Daniel Beck Red Flags & Your Rights As An Investor Of course, Daniel Beck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Beck at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Beck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Daniel Beck If you have questions about Equitable Advisors, LLC and/or Daniel Beck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Pacella of Sanford C. Bernstein & Co., LLC

DID DANIEL JOSEPH PACELLA CAUSE YOU INVESTMENT LOSSES? Daniel Pacella Of Sanford C. Bernstein & Co., LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Pacella of Sanford C. Bernstein & Co., LLC? Daniel Pacella (CRD #5069689) who is currently registered with Sanford C. Bernstein & Co., LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Pacella Customer Complaint Daniel Pacella has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to purchase alternative investments. Daniel Pacella’s customer complaint was settled in favor of the investor. Daniel Pacella Red Flags & Your Rights As An Investor Of course, Daniel Pacella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Pacella at Sanford C. Bernstein & Co., LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Pacella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanford C. Bernstein & Co., LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sanford C. Bernstein & Co., LLC Due To Daniel Pacella If you have questions about Sanford C. Bernstein & Co., LLC and/or Daniel Pacella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel McClory of Boustead Securities, LLC

DID DANIEL JOSEPH MCCLORY CAUSE YOU INVESTMENT LOSSES? Daniel McClory Of Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC And Formerly With Bonwick Capital Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel McClory of Boustead Securities, LLC? Daniel McClory (CRD #1390780) who is currently registered with Boustead Securities, LLC and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Boustead Securities, LLC, Sutter Securities Incorporated, and Sutter Securities Clearing, LLC, Daniel McClory was associated with Bonwick Capital Partners, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel McClory Customer Complaint Daniel McClory has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unreasonable underwriter compensation. The customer complaint filed against Daniel McClory’s current employer Boustead Securities, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel McClory Red Flags & Your Rights As An Investor Of course, Daniel McClory did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel McClory at Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC and Bonwick Capital Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel McClory has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC and Bonwick Capital Partners, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Boustead Securities, LLC Due To Daniel McClory If you have questions about Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC, Bonwick Capital Partners, LLC, and/or Daniel McClory and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Kraus of Raymond James & Associates, Inc.

DID DANIEL JOHN KRAUS CAUSE YOU INVESTMENT LOSSES? Daniel Kraus Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Kraus of Raymond James & Associates, Inc.? Daniel Kraus (CRD #719032) who is currently registered with Raymond James & Associates, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kraus Customer Complaints Daniel Kraus has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both complaints were for failure to follow the customer’s instructions. One of Daniel Kraus’ 2 customer complaints was settled in favor of investors. One of Daniel Kraus’ customer complaints was denied and, to date, the customer has not taken any further action. Daniel Kraus Red Flags & Your Rights As An Investor Of course, Daniel Kraus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kraus at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Kraus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Daniel Kraus If you have questions about Raymond James & Associates, Inc. and/or Daniel Kraus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Kew of Cetera Investment Services LLC

DID DANIEL GODFREY KEW CAUSE YOU INVESTMENT LOSSES? Daniel Kew Of Cetera Investment Services LLC And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Kew of Cetera Investment Services LLC? Daniel Kew (CRD #2490987) who is currently registered with Cetera Investment Services LLC and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Daniel Kew was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Kew Customer Complaints Daniel Kew has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Kew’s 2 customer complaints was settled in favor of investor. One of Daniel Kew’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Kew A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations and misrepresentations related to a corporate note. Misrepresentation of a variable annuity investment. Daniel Kew Red Flags & Your Rights As An Investor Of course, Daniel Kew did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kew at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Kew has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Daniel Kew if you have questions about Cetera Investment Services LLC, LPL Financial LLC, and/or Daniel Kew and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Claric of Securities America, Inc.

DID DANIEL JAMES CLARIC CAUSE YOU INVESTMENT LOSSES? Daniel Claric Of Securities America, Inc. And Formerly With KMS Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Claric of Securities America, Inc.? Daniel Claric (CRD #4797769) who is currently registered with Securities America, Inc. and located in Eugene, Oregon is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Daniel Claric was associated with KMS Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Claric Customer Complaints Daniel Claric has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Daniel Claric’s customer complaints were settled in favor of investors. Allegations Against Daniel Claric A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized distributions from client’s account by third-party. Unauthorized sale of securities from a trust accounts that created tax liabilities. Daniel Claric Red Flags & Your Rights As An Investor Of course, Daniel Claric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Claric at Securities America, Inc. and KMS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Claric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and KMS Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Daniel Claric If you have questions about Securities America, Inc., KMS Financial Services, Inc. and/or Daniel Claric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Davis of Ausdal Financial Partners, Inc.

DID DANIEL ERNEST DAVIS CAUSE YOU INVESTMENT LOSSES? Daniel Davis Of Ausdal Financial Partners, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Davis of Ausdal Financial Partners, Inc.? Daniel Davis (CRD #1601521) who is currently registered with Ausdal Financial Partners, Inc. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Davis Customer Complaints Daniel Davis has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Davis’ 2 customer complaints was settled in favor of investor.  One of Daniel Davis’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mismanagement of an advisory accounts involving illiquid investments, options trading and REITs. Unsuitable investment recommendations and failure to disclose tax consequences. Daniel Davis Red Flags & Your Rights As An Investor Of course, Daniel Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Davisat Ausdal Financial Partners, Inc.on alert to review carefully the activity and performance of their accounts and question whether Daniel Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Daniel Davis If you have questions about Ausdal Financial Partners, Inc. and/or Daniel Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Luna of Wells Fargo Clearing Services, LLC

DID DANIEL ENRIQUE LUNA CAUSE YOU INVESTMENT LOSSES? Daniel Luna Of Wells Fargo Clearing Services, LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Luna of Wells Fargo Clearing Services, LLC? Daniel Luna (CRD #5606606) who is currently registered with Wells Fargo Clearing Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Luna was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Luna Customer Complaint Daniel Luna has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an unsuitable recommendation of variable annuity. The customer complaint filed against Daniel Luna’s former employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Luna Red Flags & Your Rights As An Investor Of course, Daniel Luna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Luna at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Luna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Luna If you have questions about Wells Fargo Clearing Services, LLC, Cetera Investment Services LLC, and/or Daniel Luna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Jossen formerly with NYLife Securities LLC

DID DANIEL E. JOSSEN CAUSE YOU INVESTMENT LOSSES? Daniel Jossen Formerly With NYLife Securities LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Daniel Jossen formerly with NYLife Securities LLC? Daniel Jossen (CRD #5463761) who was formerly registered with NYLife Securities LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Daniel Jossen Customer Complaints Daniel Jossen has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. All 5 of Daniel Jossen’s customer complaints were settled in favor of investors. Allegations Against Daniel Jossen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation of Variable Universal Life insurance policy. Misrepresentation of the variable annuity. Misleading statements related to Variable Universal life insurance policies and excessive brokerage fees. Unsuitable recommendation of a variable Universal Life insurance policy. Daniel Jossen Red Flags & Your Rights As An Investor Of course, Daniel Jossen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Jossen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Jossen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Daniel Jossen If you have questions about NYLife Securities LLC and/or Daniel Jossen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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