Sep 13, 2024

Eric Zurbrugg of Wells Fargo Clearing Services, LLC Reviews

DID ERIC ZURBRUGG CAUSE YOU INVESTMENT LOSSES? Daniel O’Halloran Of American Trust Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Eric Zurbrugg Customer Complaints and Reviews Eric T. Zurbrugg has one pending customer dispute: Allegations Against Eric Zurbrugg Outcome: The case is pending, and the firm has yet to determine the final amount of damages, though it is expected to be over $5,000. Pending Dispute: Allegation: The customer claims that Zurbrugg sold stocks in a discretionary account against the client’s advice, potentially leading to negative tax implications. Eric Zurbrugg Red Flags & Your Rights As An Investor Of course, Eric Zurbrugg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Zurbrugg at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Zurbrugg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Eric Zurbrugg If you have questions about Wells Fargo Clearing Services, LLC and/or Eric Zurbrugg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2024

Scott Phillips of Centaurus Financial, Inc. Reviews

DID SCOTT DOUGLAS PHILLIPS CAUSE YOU INVESTMENT LOSSES? Scott Phillips Of Centaurus Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Scott Phillips Customer Complaints and Reviews Phillips has several disclosures on his record: Allegations Against Scott Phillips Scott Phillips Red Flags & Your Rights As An Investor Of course, Scott Phillips did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Phillips at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Phillips has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc.  Due To Scott Phillips If you have questions about Centaurus Financial, Inc. and/or Scott Phillips and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2024

Marlon Richardson of Edward Jones Reviews

DID MARLON RICHARDSON CAUSE YOU INVESTMENT LOSSES? Marlon Richardson Customer Complaints and Reviews Marlon Richardson’s FINRA report includes one customer dispute disclosure: Allegations Against Marlon Richardson Marlon Richardson Red Flags & Your Rights As An Investor Of course, Marlon Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marlon Richardson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Marlon Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Marlon Richardson If you have questions about Edward Jones and/or Marlon Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2024

Nicholas Stamatis of Ameriprise Financial Services, LLC Reviews

DID NICHOLAS PAUL STAMATIS CAUSE YOU INVESTMENT LOSSES? Nicholas Stamatis Customer Complaints and Reviews Stamatis has one disclosed customer dispute: Allegations Against Nicholas Stamatis Nicholas Stamatis Red Flags & Your Rights As An Investor Of course, Nicholas Stamatis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Stamatis at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Stamatis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Nicholas Stamatis If you have questions about Ameriprise Financial Services, LLC and/or Nicholas Stamatis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2024

Michelle Stebbins of Stifel, Nicolaus & Company, Incorporated Reviews

DID MICHELLE CHRISTINE STEBBINS CAUSE YOU INVESTMENT LOSSES Michelle Stebbins Of Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Michelle Stebbins Customer Complaints and Reviews Michelle Stebbins’s FINRA report lists several negative disclosures, all categorized as customer disputes: Allegations Against Michelle Stebbins Michelle Stebbins Red Flags & Your Rights As An Investor Of course, Michelle Stebbins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Stebbins at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michelle Stebbins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Michelle Stebbins If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Michelle Stebbins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Vincent Mallon of American Portfolios Financial Services, Inc. FIRED

DID VINCENT MALLON CAUSE YOU INVESTMENT LOSSES? Vincent Mallon Formerly With American Portfolios Financial Services, Inc. was terminated on August 2, 2024 and sanctioned for incorrectly certifying to the State of New York that he had completed continuing education to renew his state license when, in fact, another person completed the training for him. Vincent Mallon Employment History Vincent Mallon has worked for several securities firms throughout his career. His most recent registration was with American Portfolios Financial Services, Inc. in Holbrook, New York, from January 2019 to August 2024. Previously, he was registered with Equity Services, Inc. in Hauppauge, New York, from January 2016 to December 2018, and with J.P. Morgan Securities LLC in Bethpage, New York, from October 2012 to July 2015. Mallon has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018, the General Securities Representative Examination (Series 7) in August 2009, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in November 2005. He also passed two multi-state securities law exams: the Uniform Investment Adviser Law Examination (Series 65) in December 2009 and the Uniform Securities Agent State Law Examination (Series 63) in December 2005. He has not passed any principal or supervisory exams. Mallon is no longer registered with any firm. His record includes two disclosure events: a regulatory event and a termination. In August 2024, he consented to sanctions imposed by FINRA for falsely certifying that he had completed 15 hours of continuing education required to renew his state insurance license when, in fact, another person had completed it on his behalf. The sanctions included a suspension for one month and a fine of $5,000. Following this, he was terminated by American Portfolios Financial Services, Inc. in August 2024 due to the FINRA action. Vincent Mallon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Vincent Mallon is a red flag which should put all current and former customers of Vincent Mallon at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Vincent Mallon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc.  Due To Vincent Mallon If you have questions about American Portfolios Financial Services, Inc. and/or Vincent Mallon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Kyle Critcher of LPL Financial LLC FIRED

DID KYLE RAY CRITCHER CAUSE YOU INVESTMENT LOSSES? Kyle Critcher Formerly With LPL Financial LLC was terminated on August 1, 2024, for failure to follow customer instructions to purchase certificate of deposit. Kyle Critcher Employment History Kyle R. Critcher has worked for three different securities firms throughout his career. His most recent registration was with LPL Financial LLC in Fort Mill, South Carolina, from August 2022 to August 2024. Before that, he was registered with Vanguard Marketing Corporation in Charlotte, North Carolina, from April 2022 to August 2022, and with W&S Brokerage Services, Inc. in Charlotte, North Carolina, from April 2021 to March 2022. Critcher has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in March 2021, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in April 2021, and the General Securities Representative Examination (Series 7) in May 2022. He has also passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in July 2022 and the Uniform Securities Agent State Law Examination (Series 63) in June 2021. He has not passed any principal or supervisory exams. Critcher is not currently registered with any firm. His record includes one disclosure event, a termination from LPL Financial LLC in August 2024. The termination was due to allegations that he failed to follow customer instructions to purchase a certificate of deposit. This disclosure was not associated with any specific product. Kyle Critcher Red Flags & Your Rights As An InvestorRegardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kyle Critcher is a red flag which should put all current and former customers of Kyle Critcher at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Critcher engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kyle Critcher If you have questions about LPL Financial LLCand/or Kyle Critcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Matthew Haller of Raymond James & Associates, Inc. FIRED

DID MATTHEW J HALLER CAUSE YOU INVESTMENT LOSSES? Matthew Haller Formerly With Raymond James & Associates, Inc. was terminated on August 1, 2024, due to allegations that he failed to follow firm policies regarding prompt updates to registration forms Matthew Haller Employment History Matthew J. Haller has worked with four different securities firms throughout his career. His most recent registration was with Raymond James & Associates, Inc. in St. Petersburg, Florida, from July 2023 to August 2024. Prior to that, he was registered with Securities America, Inc. in LaVista, Nebraska, from July 2021 to September 2021, Athene Securities, LLC in West Des Moines, Iowa, from May 2018 to October 2020, and Directed Services LLC in Des Moines, Iowa, from March 2017 to April 2018. Haller has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in March 2017, and the General Securities Representative Examination (Series 7) in August 2023. He has not completed any principal or supervisory exams or state securities law exams. Haller is not currently registered with any firm. His record includes one disclosure event, a termination from Raymond James & Associates, Inc., in August 2024. The termination was due to allegations that he failed to follow firm policies regarding prompt updates to registration forms. This disclosure was not associated with any specific product. Matthew Haller Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Matthew Haller is a red flag which should put all current and former customers of Matthew Haller at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Haller engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc.  Due To Matthew Haller If you have questions about Raymond James & Associates, Inc.and/or Matthew Haller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Alex Englund of Edward Jones FIRED

DID ALEX STEPHEN GERARD CAUSE YOU INVESTMENT LOSSES? Alex Englund Formerly With Edward Jones was terminated on August 1, 2024 for not adhering to the Firm’s client signature policy. Alex Englund Employment History Alex S. Englund has experience working with a securities firm, Edward Jones, where he was registered from July 2019 to August 2024 in Shelbyville, Kentucky. Throughout his career, he passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in June 2019 and the General Securities Representative Examination (Series 7) in July 2019. He also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66), in August 2019. Englund has not passed any principal or supervisory exams. Englund is not currently registered with any firm. His record includes one disclosure event, a termination from Edward Jones in August 2024. The termination was due to concerns about his adherence to the firm’s client signature policy. The relevant documents were subsequently re-signed by the clients, and this event was not related to any specific product. Alex Englund Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Alex Englund is a red flag which should put all current and former customers of Alex Englund at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alex Englund engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alex Englund If you have questions about Edward Jones and/or Alex Englund and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Carmine DeMaio of Morgan Stanley FIRED

DID CARMINE A DEMAIO CAUSE YOU INVESTMENT LOSSES? Carmine DeMaio Formerly With Morgan Stanley was terminated on August 2, 2024 for allegations regarding the accuracy of call notes entered into the Firm’s Customer Relationship Management (CRM) system that did not fully reflect the call. Carmine DeMaio Employment History Jamie Nowakowski has five customer disputes disclosed in her BrokerCheck record: Carmine DeMaio Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Carmine DeMaio is a red flag which should put all current and former customers of Carmine DeMaio at Morgan Stanley and E’Trade Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Carmine DeMaio engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Carmine DeMaio If you have questions about Morgan Stanley and/or Carmine DeMaio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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