Sep 23, 2022

Cynthia Hwang of J.P. Morgan Securities LLC

When you are an investor, you are trusting an individual with your money who you should be able to rely on. This is why it’s crucial that research is done about the broker before entrusting them with your funds. Doing so might help you avoid any future complications or dealings with said broker. We may be able to assist you in addressing any concerns or issues you have if you believe Cynthia Hwang has caused you financial harm. DID CYNTHIA HWANG CAUSE YOU INVESTMENT LOSSES? Cynthia Hwang Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cynthia Hwang of J.P. Morgan Securities LLC? Cynthia Hwang (CRD #7054374) who is currently registered with J.P. Morgan Securities LLC and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Cynthia Hwang Customer Complaint Cynthia Hwang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable mutual fund investment recommendation. Cynthia Hwang’s customer complaint was settled in favor of the investor. Cynthia Hwang Red Flags & Your Rights As An Investor Of course, Cynthia Hwang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Hwang at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Cynthia Hwang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Cynthia Hwang If you have questions about J.P. Morgan Securities LLC and/or Cynthia Hwang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2022

Cynthia Farnsworth of Ameriprise Financial Services, LLC

It’s critical for all of us to learn everything we can about the people with whom we entrust our money. There are several ways to find out more about a person’s background, including past employment history, regulatory legal issues, and consumer complaints. We will try to answer any questions you may have about Cynthia Farnsworth and the investment losses you suffered after reading this important information. DID CYNTHIA G. FARNSWORTH CAUSE YOU INVESTMENT LOSSES? Cynthia Farnsworth Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Cynthia Farnsworth of Ameriprise Financial Services, LLC? Cynthia Farnsworth (CRD #5389825) who is currently registered with Ameriprise Financial Services, LLC and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Cynthia Farnsworth was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cynthia Farnsworth Customer Complaint Cynthia Farnsworth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customers instructions to liquidate accounts. Cynthia Farnsworth’s customer complaint was settled in favor of the investor. Cynthia Farnsworth Red Flags & Your Rights As An Investor Of course, Cynthia Farnsworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Farnsworth at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Cynthia Farnsworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Cynthia Farnsworth If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc., and/or Cynthia Farnsworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2022

Curvin Miller of Kalos Capital, Inc.

When it comes to our finances, it’s critical that we know as much as possible about the people we trust them with. There are a number of places where you can find out more about someone’s background, including their past employment history, regulatory disciplinary proceedings and customer complaints. We understand that you may have questions about Curvin Miller and the investment losses you suffered. We will do our best to answer those questions. DID CURVIN ELWOOD MILLER IV CAUSE YOU INVESTMENT LOSSES? Curvin Miller Of Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curvin Miller of Kalos Capital, Inc.? Curvin Miller (CRD # 5106137) who is currently registered with Kalos Capital, Inc. and located in Dayton, Ohio is a subject of one of our many securities industry sales practice abuse investigations.   Curvin Miller Customer Complaints Curvin Miller has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Curvin Miller’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Curvin Miller’s current employer Kalos Capital, Inc. for investment losses caused by the alleged misconduct. Allegations Against Curvin Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to recommend suitable investments and breach of fiduciary duty. Breach of fiduciary duty, negligence, negligent misrepresentation, breach of contract, and failure to supervise financial advisor in connection with alternative investments including REITs, business development companies, and direct private placements. Curvin Miller Red Flags & Your Rights As An Investor Of course, Curvin Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curvin Miller at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curvin Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Curvin Miller If you have questions about Kalos Capital, Inc. and/or Curvin Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2022

Curtis Yourkievitz of J.W. Cole Financial, Inc.

It’s critical for everyone to learn as much as they can about the people with whom they entrust their money. There are a variety of resources where you may discover information about a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints. If you have questions about Curtis Yourkievitz and the investment losses you suffered, we will do our best to answer them. DID CURTIS LEE YOURKIEVITZ CAUSE YOU INVESTMENT LOSSES? Curtis Yourkievitz Of J.W. Cole Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Curtis Yourkievitz of J.W. Cole Financial, Inc.? Curtis Yourkievitz (CRD #4903858) who is currently registered with J.W. Cole Financial, Inc. and located in Clearwater, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Curtis Yourkievitz Customer Complaint Curtis Yourkievitz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with the managed account. Curtis Yourkievitz’s customer complaint was denied and, to date, the customer has not taken any further action. Curtis Yourkievitz Red Flags & Your Rights As An Investor Of course, Curtis Yourkievitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Yourkievitz at J.W. Cole Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Yourkievitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Curtis Yourkievitz If you have questions about J.W. Cole Financial, Inc. and/or Curtis Yourkievitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2022

Curtis Harris of Cambridge Investment Research, Inc.

When you hand over your hard-earned money to a broker, you want to be sure that they will do everything in their power to grow your investment. Learning as much as possible about the person who will be managing your funds can help you make an informed decision about whether or not to work with them. If Curtis Harris has caused you financial damage, we may be able to help you resolve your issues. DID CURTIS DEAN HARRIS CAUSE YOU INVESTMENT LOSSES? Curtis Harris Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curtis Harris of Cambridge Investment Research, Inc.? Curtis Harris (CRD #2628896) who is currently registered with Cambridge Investment Research, Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Curtis Harris Customer Complaints Curtis Harris has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Curtis Harris’ 2 customer complaints about alleged misrepresentations and failure to disclose risks of a REIT investment was settled in favor of investor. The other one of Curtis Harris’ customer complaints was denied and, to date, the customer has not taken any further action. Curtis Harris Red Flags & Your Rights As An Investor Of course, Curtis Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Harris at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Curtis Harris If you have questions about Cambridge Investment Research, Inc. and/or Curtis Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2022

Curtis Wilson formerly with Securities America, Inc.

It’s critical that everyone understand everything there is to know about the people with whom they entrust their money. There are several ways to learn more about a person’s background, including his or her past employment history, regulatory legal issues, and consumer complaints. This crucial information might prompt you to ask about Curtis Wilson and the money you invested. We’ll do everything we can to answer any concerns you have. DID CURTIS BRIAN WILSON CAUSE YOU INVESTMENT LOSSES? Curtis Wilson Formerly With Securities America, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curtis Wilson formerly with Securities America, Inc.? Curtis Wilson (CRD #1517272) who was formerly registered with Securities America, Inc. and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.    Curtis Wilson Customer Complaints Curtis Wilson has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Curtis Wilson’s 2 customer complaints was settled in favor of investor.  One of Curtis Wilson’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Curtis Wilson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to execute trades in a timely manner. Unauthorized trading. Curtis Wilson Red Flags & Your Rights As An Investor Of course, Curtis Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Wilson at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Curtis Wilson If you have questions about Securities America, Inc. and/or Curtis Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2022

Crystaline Kopriva of UBS Financial Services Inc.

As a client, you entrust your money to a broker who you assume you can trust. This is why it’s important to know all there is to know about the person investing your funds. This information could help you decide whether or not to deal with a specific broker. If you believe Crystaline Kopriva has caused you financial harm, we may be able to assist you in addressing any concerns or problems you have. DID CRYSTALINE LEE KOPRIVA CAUSE YOU INVESTMENT LOSSES? Crystaline Kopriva Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Crystaline Kopriva of UBS Financial Services Inc.? Crystaline Kopriva (CRD #5137601) who is currently registered with UBS Financial Services Inc. and located in Carmel, California is a subject of one of our many securities industry sales practice abuse investigations.  Crystaline Kopriva Customer Complaint Crystaline Kopriva has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended unnecessary annuity switches. Crystaline Kopriva’s customer complaint was settled in favor of the investors. Crystaline Kopriva Red Flags & Your Rights As An Investor Of course, Crystaline Kopriva did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Crystaline Kopriva at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Crystaline Kopriva has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Crystaline Kopriva If you have questions about UBS Financial Services Inc. and/or Crystaline Kopriva and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 17, 2022

Crandall Craigen of PFS Investments Inc.

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several resources where you may learn more about a person’s background, including his or her prior employment history, regulatory disciplinary actions, and consumer complaints. This information may raise questions about Crandall Craigen and the investment losses you incurred. We will do our best to answer any questions you have. DID CRANDALL CRAIGEN CAUSE YOU INVESTMENT LOSSES? Crandall Craigen Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Crandall Craigen of PFS Investments Inc.? Crandall Craigen (CRD #5650639) who is currently registered with PFS Investments Inc. and located in Southhaven, Mississippi is a subject of one of our many securities industry sales practice abuse investigations.   Crandall Craigen Customer Complaint Crandall Craigen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor failed to advise him of the applicable annuity surrender charges at the point of sale and verbally guaranteed to the customer that he would get back the money he put into the annuity investment. Crandall Craigen’s customer complaint was denied and, to date, the customer has not taken any further action. Crandall Craigen Red Flags & Your Rights As An Investor Of course, Crandall Craigen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Crandall Craigen at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Crandall Craigen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Crandall Craigen If you have questions about PFS Investments Inc. and/or Crandall Craigen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 17, 2022

Craig Cunningham of Morgan Stanley

When you give your money to a broker, it’s important that you trust them. This is why gathering as much information on the person who will be investing your funds is critical. By doing this research, you can make an informed decision on whether or not to work with a specific broker. If you think Craig Cunningham has caused you financial harm, we may be able to assist you with any concerns or issues you have. DID CRAIG PATRICK CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Craig Cunningham Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Cunningham of Morgan Stanley? Craig Cunningham (CRD #2850891) who is currently registered with Morgan Stanley and located in Orland Park, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Craig Cunningham Customer Complaint Craig Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were overconcentration of investments in a managed account. Craig Cunningham’s customer complaint was denied and, to date, the customer has not taken any further action. Craig Cunningham Red Flags & Your Rights As An Investor Of course, Craig Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Cunningham at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Craig Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Craig Cunningham If you have questions about Morgan Stanley and/or Craig Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 17, 2022

Craig Riggs formerly with Emerson Equity LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. You may learn a lot of information about a person’s background from a variety of places, including past employment history, regulatory disciplinary actions, and customer complaints. Questions about Craig Riggs and your investment losses may arise from this information. We will answer them to the best of our abilities. DID CRAIG LEWIS RIGGS CAUSE YOU INVESTMENT LOSSES? Craig Riggs Formerly With Emerson Equity LLC, DFPG Investments, LLC And Orchard Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Riggs formerly with Emerson Equity LLC? Craig Riggs (CRD #4033340) who was formerly registered with Emerson Equity LLC and located in Provo, Utah is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Emerson Equity LLC, Craig Riggs was associated with DFPG Investments, LLC, Orchard Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Craig Riggs Customer Complaint Craig Riggs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Riggs recommended alternative investments that were unsuitable involving business development companies. Craig Riggs’ customer complaint was settled in favor of the investors. Craig Riggs Red Flags & Your Rights As An Investor Of course, Craig Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Riggs at Emerson Equity LLC, DFPG Investments, LLC, and Orchard Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Craig Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC, DFPG Investments, LLC, and Orchard Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Craig Riggs If you have questions about Emerson Equity LLC, DFPG Investments, LLC, Orchard Securities, LLC, and/or Craig Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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