Courtney Kucish of Edward Jones

As a client, you invest your money with a broker you can trust. This is why it’s critical to gain as much knowledge about the individual managing your funds as possible. This information may assist you in determining whether or not to work with a specific brokerage and broker. If you believe Courtney Kucish has caused you financial harm, we may be able to help you address any concerns or issues you have. DID COURTNEY ANN KUCISH CAUSE YOU INVESTMENT LOSSES? Courtney Kucish Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Courtney Kucish of Edward Jones? Courtney Kucish (CRD #4894872) who is currently registered with Edward Jones and located in Morgantown, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Courtney Kucish Customer Complaint Courtney Kucish has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were theft and misappropriation of funds. Courtney Kucish’s customer complaint was denied and, to date, the customer has not taken any further action. Courtney Kucish Red Flags & Your Rights As An Investor Of course, Courtney Kucish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Courtney Kucish at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Courtney Kucish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Courtney Kucish If you have questions about Edward Jones and/or Courtney Kucish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Corydon Wheat of Wells Fargo Clearing Services, LLC

It is critical for everyone to know as much as possible about the people with whom they entrust their money. There are several resources where you may get information on a person’s background, including past employment history, regulatory actions, and consumer complaints. If you have any questions regarding Corydon Wheat or investment losses you incurred, please contact us as soon as possible. We’ll do our best to respond to any concerns you might have. DID CORYDON MACLEAN WHEAT CAUSE YOU INVESTMENT LOSSES? Corydon Wheat Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Corydon Wheat of Wells Fargo Clearing Services, LLC? Corydon Wheat (CRD #832686) who is currently registered with Wells Fargo Clearing Services, LLC and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Corydon Wheat Customer Complaint Corydon Wheat has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow client’s instructions. Corydon Wheat’s customer complaint was settled in favor of the investors. Corydon Wheat Red Flags & Your Rights As An Investor Of course, Corydon Wheat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corydon Wheat at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Corydon Wheat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Corydon Wheat If you have questions about Wells Fargo Clearing Services, LLC and/or Corydon Wheat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Cory Davern of Valic Financial Advisors, Inc.

As a client, you put your money in the hands of someone you can believe in. This is why it’s critical to learn everything there is to know about the individual who will be investing your money. This information might assist you in determining whether or not to work with a particular broker. If you think Cory Davern has caused you monetary harm, we may be able to assist you with any concerns or issues you have. DID CORY RICHARD DAVERN CAUSE YOU INVESTMENT LOSSES? Cory Davern Of Valic Financial Advisors, Inc. And Formerly With AXA Distributors, LLC And Presidential Brokerage, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Cory Davern of Valic Financial Advisors, Inc.? Cory Davern (CRD #2945772) who is currently registered with Valic Financial Advisors, Inc. and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Valic Financial Advisors, Inc., Cory Davern was associated with AXA Distributors, LLC, Presidential Brokerage, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cory Davern Customer Complaint Cory Davern has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations and misrepresentation of the wrist with respect to variable annuity, REITs and business development company investments. Cory Davern’s customer complaint was settled in favor of the investors. Cory Davern Red Flags & Your Rights As An Investor Of course, Cory Davern did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cory Davern at Valic Financial Advisors, Inc., AXA Distributors, LLC, and Presidential Brokerage, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cory Davern has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc., AXA Distributors, LLC, and Presidential Brokerage, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Cory Davern If you have questions about Valic Financial Advisors, Inc., AXA Distributors, LLC, Presidential Brokerage, Inc., and/or Cory Davern and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Cory Durham of UBS Financial Services Inc.

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. You can learn a lot of information about the individual’s background, including his or her past employment history, regulatory disciplinary actions, and customer complaints, through a number of sources. Important facts about Cory Durham and investment losses you incurred may be the result of this information. We’ll do everything we can to answer any questions you have. DID CORY ALAN DURHAM CAUSE YOU INVESTMENT LOSSES? Cory Durham Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Cory Durham of UBS Financial Services Inc.? Cory Durham (CRD #5130512) who is currently registered with UBS Financial Services Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Cory Durham Customer Complaints Cory Durham has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Cory Durham’s customer complaints resulted in an Award in favor of investor. One of Cory Durham’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Cory Durham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of contract and warranties, promissory estoppel, violation of that the Texas Deceptive trayed practices -Consumer Protection Act, Texas Securities Act, fraud, breach of fiduciary duty, negligence, and gross negligence, misrepresentation/omission related to the UBS Yield Enhancement Strategy resulting in an arbitration award in favor of customer. Account was not managed consistent with customers stated objectives and risk tolerance, nor were the decisions made and guidance provided in customer’s best interest. Cory Durham Red Flags & Your Rights As An Investor Of course, Cory Durham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cory Durham at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Cory Durham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Cory Durham If you have questions about UBS Financial Services Inc. and/or Cory Durham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Cortez Patten formerly with Fidelity Brokerage Services LLC

As a client, you place your money in the hands of a broker whom you can trust. As a result, it’s critical to understand everything there is to know about the individual managing your money. This data might assist you in determining whether or not to work with a specific broker. We may be able to assist you in addressing any concerns or problems you have if you think Cortez Patten has caused you financial losses. DID CORTEZ PATTEN CAUSE YOU INVESTMENT LOSSES? Cortez Patten Formerly With Fidelity Brokerage Services LLC, David Lerner Associates, Inc. And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Cortez Patten formerly with Fidelity Brokerage Services LLC? Cortez Patten (CRD #5939332) who was formerly registered with Fidelity Brokerage Services LLC and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Cortez Patten was associated with David Lerner Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cortez Patten Customer Complaint Cortez Patten has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty in connection with a mutual fund in a private placement-Energy 12 investment. The customer complaint filed against Cortez Patten’s former employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Cortez Patten Red Flags & Your Rights As An Investor Of course, Cortez Patten did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cortez Patten at Fidelity Brokerage Services LLC, David Lerner Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Cortez Patten has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC, David Lerner Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Cortez Patten If you have questions about Fidelity Brokerage Services LLC, David Lerner Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Cortez Patten and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Corey Owen formerly with Wells Fargo Clearing Services, LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks can be obtained from a variety of places, including prior employment history, regulatory disciplinary actions, and consumer complaints. This vital information might lead to concerns about Corey Owen and the financial losses incurred as a result of his actions. We’ll do our best to answer any questions you may have regarding this situation. DID COREY OWEN CAUSE YOU INVESTMENT LOSSES? Corey Owen Formerly With Wells Fargo Clearing Services, LLC And J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Corey Owen formerly with Wells Fargo Clearing Services, LLC? Corey Owen (CRD #5314153) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Mercer Island, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Corey Owen was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Corey Owen Customer Complaints Corey Owen has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Corey Owen’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Corey Owen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer was sold a bond fund with an undisclosed deferred sales charge that was inconsistent with his investment objectives. Misrepresentation, poor recommendations, and poor advice related to mutual fund investments. Corey Owen Red Flags & Your Rights As An Investor Of course, Corey Owen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Owen at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Corey Owen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Corey Owen If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and/or Corey Owen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Corey Flaum formerly with Market Securities, LLC

As a client, you are putting your money in the hands of someone who you can trust. This is why it’s critical to understand everything there is to know about the individual managing your funds. This data might assist you in determining whether or not to work with a specific broker. If you believe Corey Flaum has caused you financial damage, we may be able to assist you in addressing any issues or difficulties you have. DID COREY DOUGLAS FLAUM CAUSE YOU INVESTMENT LOSSES? Corey Flaum Formerly With Market Securities, LLC, Sunrise Brokers LLC And BGC Financial, L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Corey Flaum formerly with Market Securities, LLC? Corey Flaum (CRD #4005626) who was formerlyregistered with Market Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Market Securities, LLC,Corey Flaum was associated with Sunrise Brokers LLC, BGC Financial, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In addition, Corey Flaum has had his own regulatory problems. He was sued by the United States commodity futures trading commission for “spoofing” in the marketplace. In a related matter, the Justice Department filed a criminal action for attempted price manipulation to which Corey Flaum pled guilty. Corey Flaum Customer Complaint Corey Flaum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Corey Flaum engaged in violations of the US commodity exchange act and was unjustly enriched. The customer complaint filed against Corey Flaum’s former employer The Bank of Nova Scotia, New York Agency for investment losses caused by the alleged misconduct is pending as of the date of this report. Corey Flaum Red Flags & Your Rights As An Investor Of course, Corey Flaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Flaum at Market Securities, LLC, Sunrise Brokers LLC, and BGC Financial, L.P. on alert to review carefully the activity and performance of their accounts and question whether Corey Flaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Market Securities, LLC, Sunrise Brokers LLC, and BGC Financial, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Market Securities, LLC Due To Corey Flaum If you have questions about Market Securities, LLC, Sunrise Brokers LLC, BGC Financial, L.P., and/or Corey Flaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Conrad Corcoran of Centaurus Financial, Inc.

It’s critical for everyone to know as much as possible about the people with whom they entrust their money. There are several resources where you may research a person’s background, including past job history, regulatory disciplinary actions, and client complaints. We’re here to help you, and we want to provide every bit of critical information that we can. This important information may lead to queries concerning Conrad Corcoran and investment losses you incurred. We’ll do our best to answer any questions you have. DID CONRAD THOMAS CORCORAN CAUSE YOU INVESTMENT LOSSES? Conrad Corcoran Of Centaurus Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Conrad Corcoran of Centaurus Financial, Inc.? Conrad Corcoran (CRD #1009857) who is currently registered with Centaurus Financial, Inc. and located in Anaheim, California is a subject of one of our many securities industry sales practice abuse investigations.   Conrad Corcoran Customer Complaints Conrad Corcoran has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Conrad Corcoran’s 4 customer complaints resulted in an Award in favor of investor. One of Conrad Corcoran’s customer complaints was settled in favor of investor. Two of Conrad Corcoran’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Conrad Corcoran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Negligence, breach of fiduciary duty, and violation of Arizona securities laws. Unsuitable investment recommendations related to variable annuities and real estate securities. Documentation of customers’ investments contained incorrect personal information and that certain initial/signatures were not theirs. Mishandling of Estate account. Conrad Corcoran Red Flags & Your Rights As An Investor Of course, Conrad Corcoran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conrad Corcoran at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Conrad Corcoran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Conrad Corcoran If you have questions about Centaurus Financial, Inc. and/or Conrad Corcoran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Conrad Branson of Merrill Lynch, Pierce, Fenner & Smith Incorporated

As a client, you entrust your money to a broker who you can trust. This is why it’s critical to understand everything there is to know about the person managing your funds. This data might assist you in determining whether or not to work with a specific broker. If you believe Conrad Branson has caused you financial harm, we may be able to help you deal with any concerns or difficulties you have. DID CONRAD KENNETH BRANSON CAUSE YOU INVESTMENT LOSSES? Conrad Branson Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Conrad Branson of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Conrad Branson (CRD #2939162) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Mill Valley, California is a subject of one of our many securities industry sales practice abuse investigations.   Conrad Branson Customer Complaint Conrad Branson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Conrad Branson engaged in unauthorized trading. Conrad Branson’s customer complaint was settled in favor of the investors. Conrad Branson Red Flags & Your Rights As An Investor Of course, Conrad Branson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conrad Branson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Conrad Branson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Conrad Branson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Conrad Branson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Conrad Coggeshall formerly with Packerland Brokerage Services, Inc.

It is crucial for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may learn more about a person’s background, including his or her prior job history, regulatory legal problems, and consumer complaints. We want to talk with you about your experience with Conrad Coggeshall and the financial losses you may have incurred. We’ll do everything we can to answer your questions. DID CONRAD AARON COGGESHALL CAUSE YOU INVESTMENT LOSSES? Conrad Coggeshall Formerly With Packerland Brokerage Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Conrad Coggeshall formerly with Packerland Brokerage Services, Inc.? Conrad Coggeshall (CRD #4383687) who was formerly registered with Packerland Brokerage Services, Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Conrad Coggeshall has been suspended by FINRA and is the subject of an SEC complaint alleging that he defrauded elderly investors in a company he called BOTR, LLC. Conrad Coggeshall Customer Complaints Conrad Coggeshall has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Conrad Coggeshall’s customer complaints were settled in favor of investors. Allegations Against Conrad Coggeshall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer was sold fake investments in their investment capital was used for the financial advisor’s personal benefit. The financial advisor recommended fraudulent and unsuitable investments. Conrad Coggeshall Red Flags & Your Rights As An Investor Of course, Conrad Coggeshall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conrad Coggeshall at Packerland Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Conrad Coggeshall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Packerland Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Packerland Brokerage Services, Inc. Due To Conrad Coggeshall If you have questions about Packerland Brokerage Services, Inc. and/or Conrad Coggeshall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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