Jul 27, 2022

Conor Sheehan formerly with Raymond James & Associates, Inc.

As a client, you trust your money to a broker you can believe in. This is why it’s critical to understand everything there is to know about the person handling your money. This information may assist you in deciding whether or not to do business with a certain broker. If you believe Conor Sheehan has caused you financial harm, we may be able to assist you in resolving any issues or concerns you have. DID CONOR JOSEPH SHEEHAN CAUSE YOU INVESTMENT LOSSES? Conor Sheehan Formerly With Raymond James & Associates, Inc. And Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Conor Sheehan formerly with Raymond James & Associates, Inc.? Conor Sheehan (CRD #6633110) who was formerly registered with Raymond James & Associates, Inc. and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Raymond James & Associates, Inc., Conor Sheehan was associated with Cambridge Investment Research, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Conor Sheehan Customer Complaint Conor Sheehan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Conor Sheehan failed to invest client’s assets as directed. The customer complaint filed against Conor Sheehan’s former employer Raymond James & Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Conor Sheehan Red Flags & Your Rights As An Investor Of course, Conor Sheehan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conor Sheehan at Raymond James & Associates, Inc. and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Conor Sheehan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Conor Sheehan If you have questions about Raymond James & Associates, Inc., Cambridge Investment Research, Inc., and/or Conor Sheehan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2022

Colleen Narens of Level Four Financial, LLC

It’s critical that everyone understand as much as they can about the people with whom they entrust their money. There are a variety of sources where you may get information on a person’s background, including prior employment history, regulatory disciplinary actions, and consumer complaints. We will do our utmost to answer any questions you may have concerning Colleen Narens and your investment losses. DID COLLEEN NARENS CAUSE YOU INVESTMENT LOSSES? Colleen Narens Of Level Four Financial, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Colleen Narens of Level Four Financial, LLC? Colleen Narens (CRD #6851196) who is currently registered with Level Four Financial, LLC and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Level Four Financial, LLC, Colleen Narens was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Colleen Narens Customer Complaint Colleen Narens has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Colleen Naren’s failed to follow the customer’s instructions to liquidate his account resulting in a market loss. Colleen Narens’ customer complaint was denied and, to date, the customer has not taken any further action. Colleen Narens Red Flags & Your Rights As An Investor Of course, Colleen Narens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colleen Narens at Level Four Financial, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Colleen Narens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Level Four Financial, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Level Four Financial, LLC Due To Colleen Narens If you have questions about Level Four Financial, LLC, Edward Jones, and/or Colleen Narens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2022

Coleman Benko of The Strategic Financial Alliance, Inc.

As a client, you entrust your money to a broker who you can rely on. This is why it’s critical to understand everything there is to know about the person investing your funds. This knowledge could help you decide whether or not to work with a specific broker. If you think Coleman Benko has caused you financial harm, we may be able to help you resolve any issues or concerns you have. DID COLEMAN TROY BENKO CAUSE YOU INVESTMENT LOSSES? Coleman Benko Of The Strategic Financial Alliance, Inc. And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Coleman Benko of The Strategic Financial Alliance, Inc.? Coleman Benko (CRD #5179575) who is currently registered with The Strategic Financial Alliance, Inc. and located in Watkinsville, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to The Strategic Financial Alliance, Inc., Coleman Benko was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Coleman Benko Customer Complaint Coleman Benko has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Coleman Benko recommended the customer invest in an unsuitable business development company and corporate bond and failed to disclose pertinent details about the nature of the investments. Coleman Benko’s customer complaint was settled in favor of the investor. Coleman Benko Red Flags & Your Rights As An Investor Of course, Coleman Benko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Coleman Benko at The Strategic Financial Alliance, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Coleman Benko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Strategic Financial Alliance, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Strategic Financial Alliance, Inc. Due To Coleman Benko If you have questions about The Strategic Financial Alliance, Inc., LPL Financial LLC, and/or Coleman Benko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 27, 2022

Cole Mills of LPL Financial LLC

It is critical for everyone to understand as much as possible about the individuals with whom they entrust their money. Background checks, for example, include a variety of data about your past job history, regulatory disciplinary actions, and consumer complaints. We’ll do everything we can to answer any questions you have regarding Cole Mills and your investment losses. We’ll try to address any concerns you have. DID COLE LAWRENCE MILLS CAUSE YOU INVESTMENT LOSSES? Cole Mills Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Cole Mills of LPL Financial LLC? Cole Mills (CRD #4278314) who is currently registered with LPL Financial LLC and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Cole Mills was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cole Mills Customer Complaint Cole Mills has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Cole Mills now did advise the customers as to tax consequences related to distributions taken from a rollover IRA accounts resulting in substantial tax liabilities. Cole Mills’ customer complaint was denied and, to date, the customer has not taken any further action. Cole Mills Red Flags & Your Rights As An Investor Of course, Cole Mills did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cole Mills at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Cole Mills has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cole Mills If you have questions about LPL Financial LLC, Waddell & Reed, and/or Cole Mills and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Cody Greene of NYLife Securities LLC

As a customer, you put your money in the hands of a professional whom you can trust. This is why it’s critical to understand everything there is to know about the individual who will be investing your cash. This data may assist you in determining whether or not to work with a specific broker. If you believe Cody Greene has harmed your financial well-being, we may be able to help you address any concerns or issues you have. DID CODY SAMUEL GREENE CAUSE YOU INVESTMENT LOSSES? Cody Greene Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cody Greene of NYLife Securities LLC? Cody Greene (CRD #6991281) who is currently registered with NYLife Securities LLC and located in Colchester, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Cody Greene Customer Complaint Cody Greene has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Cody Greene misinformed the customers about the right to make annual contributions and surrender charges. Cody Greene’s customer complaint was settled in favor of the investors. Cody Greene Red Flags & Your Rights As An Investor Of course, Cody Greene did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cody Greene at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Cody Greene has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Cody Greene If you have questions about NYLife Securities LLC and/or Cody Greene and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Clinton Warren of J.P. Morgan Securities LLC

It is critical for everyone to understand as much as they can about the people with whom they entrust their money. There are a variety of sources where you may discover information on a person’s background, including past employment history, regulatory disciplinary actions, and customer complaints. The purpose of this important information is to provide you with answers to any questions you may have about Clinton Warren and your investment losses. We’ll do everything we can to answer your inquiries. DID CLINTON SCOTT WARREN CAUSE YOU INVESTMENT LOSSES? Clinton Warren Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Clinton Warren of J.P. Morgan Securities LLC? Clinton Warren (CRD #4869042) who is currently registered with J.P. Morgan Securities LLC and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Clinton Warren Customer Complaints Clinton Warren has been the subject of 3 customer complaints that we know about, all 3 of those complaints were filed in the last year to recover investment losses.  All 3 of Clinton Warren’s customer complaints were about misrepresentations relating to neutral fund investments. They were all denied by his employer’s and, to date, the customers have not taken any further action. Clinton Warren Red Flags & Your Rights As An Investor Of course, Clinton Warren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clinton Warren at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Clinton Warren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Clinton Warren If you have questions about J.P. Morgan Securities LLC and/or Clinton Warren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Cliff Duester of MML Investors Services LLC

As a client, you are putting your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the person managing your investments. This data could assist you in determining whether or not to work with a specific broker. If you believe Cliff Duester has caused you financial losses, we may be able to assist you in addressing any concerns or issues you have. DID CLIFF SIMEON DUESTER CAUSE YOU INVESTMENT LOSSES? Cliff Duester Of MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cliff Duester of MML Investors Services LLC? Cliff Duester (CRD #5634190) who is currently registered with MML Investors Services LLC and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Cliff Duester Customer Complaint Cliff Duester has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Cliff Duester misrepresented a whole life insurance policy investment and failed to explain the tax implications of withdrawing funds from an IRA to pay for insurance policy. Cliff Duester’s customer complaint was denied and, to date, the customer has not taken any further action. Cliff Duester Red Flags & Your Rights As An Investor Of course, Cliff Duester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cliff Duester at MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Cliff Duester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Cliff Duester If you have questions about MML Investors Services LLC and/or Cliff Duester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Clement Chichester formerly with Western International Securities, Inc.

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a variety of resources where you can learn more about a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints. If you have questions regarding Clement Chichester or investment losses you’ve suffered, this important information might be of interest to you. We’ll do everything we can to respond to your inquiries. DID CLEMENT LANCELOT CHICHESTER CAUSE YOU INVESTMENT LOSSES? Clement Chichester Formerly With Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Clement Chichester formerly with Western International Securities, Inc.? Clement Chichester (CRD #1255275) who was formerly registered with Western International Securities, Inc. and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Clement Chichester Customer Complaints Clement Chichester has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Clement Chichester’s 3 customer complaints were settled in favor of investors. One of Clement Chichester’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Clement Chichester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of private placements and nontraded REITs. Breach of fiduciary duty, unsuitable investment recommendations and strategies combined with material misrepresentations and omissions related to direct investments. Failure to explain variable annuity transaction. Clement Chichester Red Flags & Your Rights As An Investor Of course, Clement Chichester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clement Chichester at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clement Chichester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Clement Chichester If you have questions about Western International Securities, Inc. and/or Clement Chichester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Claudio Gambin of MML Investors Services, LLC

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Claudio Gambin has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID CLAUDIO M. GAMBIN NETO CAUSE YOU INVESTMENT LOSSES? Claudio Gambin Of MML Investors Services, LLC And Formerly With Northwestern Mutual Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is Claudio Gambin of MML Investors Services, LLC? Claudio Gambin (CRD #5752180) who is currently registered with MML Investors Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Claudio Gambin was associated with Northwestern Mutual Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Claudio Gambin Customer Complaints Claudio Gambin has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Claudio Gambin’s 2 customer complaints was settled in favor of investors. One of Claudio Gambin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Claudio Gambin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misleading statements related to non-variable life insurance policy. Transfer of funds without customer’s authorization to pay premiums on life insurance policies. Claudio Gambin Red Flags & Your Rights As An Investor Of course, Claudio Gambin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudio Gambin at MML Investors Services, LLC and Northwestern Mutual Investment on alert to review carefully the activity and performance of their accounts and question whether Claudio Gambin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Northwestern Mutual Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Claudio Gambin If you have questions about MML Investors Services, LLC, Northwestern Mutual Investment, and/or Claudio Gambin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Clarence Row of Ameriprise Financial Services, LLC

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks include a variety of sources where you can learn more about someone’s background, including past employment history, regulatory disciplinary actions, and consumer complaints. If you are not sure what this important information is, or if you’ve experienced investment losses due to Clarence Row, we will strive to answer your questions. DID CLARENCE WILLIAM ROW JR CAUSE YOU INVESTMENT LOSSES? Clarence Row Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Clarence Row of Ameriprise Financial Services, LLC? Clarence Row (CRD #1485294) who is currently registered with Ameriprise Financial Services, LLC and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Clarence Row Customer Complaints Clarence Row has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Clarence Row’s 2 customer complaints was settled in favor of investors. One of Clarence Row’s customer complaints was denied and, to date, the customer has not taken any further action.  Allegations Against Clarence Row A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to apply a 10% trailing stop orders and accounts as instructed. Failure to disclose surrender charges related to annuities transaction. Clarence Row Red Flags & Your Rights As An Investor Of course, Clarence Row did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarence Row at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Clarence Row has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Clarence Row If you have questions about Ameriprise Financial Services, LLC and/or Clarence Row and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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