Mar 4, 2022

Daniel Sebastian Formerly With Wells Fargo Clearing Services

DID DANIEL GERARD SEBASTIAN CAUSE YOU INVESTMENT LOSSES? Daniel Sebastian Formerly With Wells Fargo Clearing Services And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Sebastian formerly with Wells Fargo Clearing Services? Daniel Sebastian (CRD #4501705) who was formerly registered with Wells Fargo Clearing Services and located in Palmdale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Daniel Sebastian was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Sebastian Customer Complaint Daniel Sebastian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, instead of diversifying within the same family of mutual funds, the financial advisor, Daniel Sebastian made purchases in various fund companies which resulted in excess front-end load fees. Daniel Sebastian’s customer complaint was settled in favor of the investors. Daniel Sebastian Red Flags & Your Rights As An Investor Of course, Daniel Sebastian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Sebastian at Wells Fargo Clearing Services and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Daniel Sebastian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Sebastian If you have questions about Wells Fargo Clearing Services, J.P. Morgan Securities, and/or Daniel Sebastian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Sanjeev Segan of NYLIFE Securities

DID SANJEEV SEGAN CAUSE YOU INVESTMENT LOSSES? Sanjeev Segan Of NYLIFE Securities And Eagle Strategies Has A Customer Complaint For Alleged Broker Misconduct Who is Sanjeev Segan of NYLIFE Securities? Sanjeev Segan (CRD #5457378) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Sanjeev Segan Customer Complaint Sanjeev Segan has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were in connection with separate life policy to variable annuity replacements, customer alleged that the applicable mortality expenses of the variable annuity were not disclosed, and therefore believed he would be in a better situation had he retained his original life policies. Sanjeev Segan’s customer complaint was settled in favor of the investors. Sanjeev Segan Red Flags & Your Rights As An Investor Of course, Sanjeev Segan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanjeev Segan at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Sanjeev Segan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Sanjeev Segan If you have questions about NYLIFE Securities, Eagle Strategies, and/or Sanjeev Segan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

H. Brock Seibold of LPL Financial

DID H. BROCK SEIBOLD CAUSE YOU INVESTMENT LOSSES? H. Brock Seibold Of LPL Financial And Formerly With Cetera Advisor Networks Has 2 Customer Complaints For Alleged Broker Misconduct Who is H. Brock Seibold of LPL Financial? H. Brock Seibold (CRD #4640150) who is currently registered with LPL Financial and located in Berkley, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, H. Brock Seibold was associated with Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. H. Brock Seibold Customer Complaints H. Brock Seibold has been the subject of 2 customer complaints that we know about. Both of H. Brock Seibold’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against H. Brock Seibold A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged forgery by H. Brock Seibold. Customer was unhappy that she could not liquidate the investment allegedly made by H. Brock Seibold until after the one-year holding period. H. Brock Seibold Red Flags & Your Rights As An Investor Of course, H. Brock Seibold did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of H. Brock Seibold at LPL Financial and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether H. Brock Seibold has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To H. Brock Seibold If you have questions about LPL Financial, Cetera Advisor Networks, and/or H. Brock Seibold and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Shoemaker of Bankers Life Securities

DID MICHAEL PERRON SHOEMAKER CAUSE YOU INVESTMENT LOSSES? Michael Shoemaker Of Bankers Life Securities, Bankers Life Advisory Services And Formerly With ProEquities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Shoemaker of Bankers Life Securities? Michael Shoemaker (CRD #5836113) who is currently registered with Bankers Life Securities, Bankers Life Advisory Services and located in Cordova, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Bankers Life Securities, Bankers Life Advisory Services, Michael Shoemaker was associated with ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Shoemaker Customer Complaints Michael Shoemaker has been the subject of 3 customer complaints that we know about. One of Michael Shoemaker’s 3 customer complaints was settled in favor of investors. Two of Michael Shoemaker’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Shoemaker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Michael Shoemaker misrepresented a variable annuity product after she told the representative she did want to participate in the market. Client also alleged that she was unaware of the surrender charge on the product and that the representative told her the funds would be in. Client alleged that representative, Michael Shoemaker misrepresented the product. In a written complaint dated June 4, 2019, addressed to Bankers Life and Casualty Company (BLC), an insurance company affiliate of the Firm, [REDACTED] alleged that she was not informed of surrender charges when she purchased a Guaranteed Life Income Annuity (GLIA) from BLC in June of 2018. [REDACTED] alleged her money is now locked in the annuity for 11 years with a current 10% penalty to cancel. [REDACTED] asked for her money to be released from BLC without a penalty. BLC determined that the purchase of the GLIA was suitable for the client and she was aware of surrender charges. While the GLIA sold to [REDACTED] was not a security and was issued by BLC, the Firm is reporting this complaint because the source of funding for the BLC annuity came from the sale of securities recommended by a registered representative of the Firm. Michael Shoemaker Red Flags & Your Rights As An Investor Of course, Michael Shoemaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Shoemaker at Bankers Life Securities, Bankers Life Advisory Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Michael Shoemaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Bankers Life Advisory Services, and ProEquities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities Due To Michael Shoemaker If you have questions about Bankers Life Securities, Bankers Life Advisory Services, ProEquities, and/or Michael Shoemaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Vincent Sharpe of PHX Financial

DID VINCENT ANTHONY SHARPE CAUSE YOU INVESTMENT LOSSES? Vincent Sharpe Of PHX Financial And Formerly With Aegis Capital And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Vincent Sharpe of PHX Financial? Vincent Sharpe (CRD #5435813) who is currently registered with PHX Financial and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to PHX Financial, Vincent Sharpe was associated with Aegis Capital, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Vincent Sharpe Customer Complaints Vincent Sharpe has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Vincent Sharpe’s 2 customer complaints were settled in favor of investors. Allegations Against Vincent Sharpe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged misrepresentation or misleading information and churning/excessive trading by Vincent Sharpe. Vincent Sharpe’s alleged unsuitability, unauthorized trading, churning, misrepresentation, negligence, breach of contract, breach of fiduciary duty, omission of material facts. Vincent Sharpe Red Flags & Your Rights As An Investor Of course, Vincent Sharpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Sharpe at PHX Financial, Aegis Capital, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Vincent Sharpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Aegis Capital, and National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At PHX Financial Due To Vincent Sharpe If you have questions about PHX Financial, Aegis Capital, National Securities, and/or Vincent Sharpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Steven Sievers of Thrivent Investment Management

DID STEVEN ROGER SIEVERS CAUSE YOU INVESTMENT LOSSES? Steven Sievers Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Sievers of Thrivent Investment Management? Steven Sievers (CRD #6060451) who is currently registered with Thrivent Investment Management and located in Cedarburg, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Steven Sievers Customer Complaint Steven Sievers has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the surrender charges were not disclosed to her when she purchased the contract. Steven Sievers’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Steven Sievers Red Flags & Your Rights As An Investor Of course, Steven Sievers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sievers at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Steven Sievers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Steven Sievers If you have questions about Thrivent Investment Management and/or Steven Sievers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Scott Shaw of LPL Financial

DID SCOTT ARI SHAW CAUSE YOU INVESTMENT LOSSES? Scott Shaw Of LPL Financial And Formerly With Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Scott Shaw of LPL Financial? Scott Shaw (CRD #4406793) who is currently registered with LPL Financial and located in Ardmore, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Scott Shaw was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Shaw Customer Complaints Scott Shaw has been the subject of 2 customer complaints that we know about. One of Scott Shaw’s 2 customer complaints was settled in favor of investors. One of Scott Shaw’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Scott Shaw A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged the advisor, Scott Shaw replaced the variable universal life insurance policy from one that had a decreased surrender charge and a fixed benefit to one that reduced her benefit and increased surrender charges. Client alleged she was ill advised by her advisor and alleged this was a poor recommendation for her. The estate alleged that the advisor, Scott Shaw formerly associated with AFSI did not respond to his client’s requests for information and service regarding the decedent’s life insurance policy while he was alive. The estate alleged that as a result of the inaction, the decedent’s life insurance policy lapsed and the defendant refused to pay the death benefit. Scott Shaw Red Flags & Your Rights As An Investor Of course, Scott Shaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Shaw at LPL Financial and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Scott Shaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Scott Shaw If you have questions about LPL Financial, Ameriprise Financial Services, and/or Scott Shaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Anthony Shelby of Spartan Capital Securities

DID ANTHONY B. SHELBY CAUSE YOU INVESTMENT LOSSES? Anthony Shelby Of Spartan Capital Securities And Formerly With National Securities, Laidlaw & Company (UK) And Legend Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Shelby of Spartan Capital Securities? Anthony Shelby (CRD #6110694) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Anthony Shelby was associated with National Securities, Laidlaw & Company (UK), Legend Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Shelby Customer Complaint Anthony Shelby has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty. The customer complaint filed against Anthony Shelby’s current employer Legend Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Anthony Shelby Red Flags & Your Rights As An Investor Of course, Anthony Shelby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Shelby at Spartan Capital Securities, National Securities, Laidlaw & Company (UK), and Legend Securities on alert to review carefully the activity and performance of their accounts and question whether Anthony Shelby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, National Securities, Laidlaw & Company (UK), and Legend Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Anthony Shelby If you have questions about Spartan Capital Securities, National Securities, Laidlaw & Company (UK), Legend Securities, and/or Anthony Shelby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Robert Silverman Formerly With Cetera Financial Specialists

DID ROBERT SILVERMAN CAUSE YOU INVESTMENT LOSSES? Robert Silverman Formerly With Cetera Financial Specialists Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Silverman formerly with Cetera Financial Specialists? Robert Silverman (CRD #4582993) who was formerly registered with Cetera Financial Specialists and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Robert Silverman has also been the subject of a FINRA investigation which was concluded by a settlement.  He consented to sanctions and the entry of findings that he for affected transactions in a customer’s accounts based on instructions given to him by the customer’s son-in-law, who is not authorize the direct transactions in the accounts.  The sanctions included a four-month suspension and a $10,000 fine. Robert Silverman Customer Complaint Robert Silverman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the representative failed to perform his fiduciary duty by accepting withdrawal paperwork from her son in-law, purportedly with her signature and on her behalf for deposit to a bank account in her name, which she had not signed. The customer complaint filed against Robert Silverman’s former employer Cetera Financial Specialists for investment losses caused by the alleged misconduct is pending as of the date of this report. Robert Silverman Red Flags & Your Rights As An Investor Of course, Robert Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Silverman at Cetera Financial Specialists on alert to review carefully the activity and performance of their accounts and question whether Robert Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Financial Specialists Due To Robert Silverman If you have questions about Cetera Financial Specialists and/or Robert Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Bradley Sheremeta of NYLIFE Securities

DID BRADLEY WILLIAM SHEREMETA CAUSE YOU INVESTMENT LOSSES? Bradley Sheremeta Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Sheremeta of NYLIFE Securities? Bradley Sheremeta (CRD #5588890) who is currently registered with NYLIFE Securities and located in Sodus, New York is a subject of one of our many securities industry sales practice abuse investigations. Bradley Sheremeta Customer Complaint Bradley Sheremeta has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged the Variable Annuity policy she purchased had an investment strategy that did not appear to suit her needs or financial profile. Bradley Sheremeta’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Bradley Sheremeta Red Flags & Your Rights As An Investor Of course, Bradley Sheremeta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Sheremeta at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Bradley Sheremeta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Bradley Sheremeta If you have questions about NYLIFE Securities and/or Bradley Sheremeta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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