Nov 10, 2022

David Venegas of LPL Financial LLC

DID DAVID JOHN VENEGAS CAUSE YOU INVESTMENT LOSSES? David Venegas Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Venegas of LPL Financial LLC? David Venegas (CRD #2027844) who is currently registered with LPL Financial LLC and located in Marysville, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, David Venegas was associated with CUNA Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Venegas Customer Complaint David Venegas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender charges related to variable annuity investment. David Venegas’ customer complaint was denied and, to date, the customer has not taken any further action. David Venegas Red Flags & Your Rights As An Investor Of course, David Venegas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Venegas at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Venegas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Venegas If you have questions about LPL Financial LLC, CUNA Brokerage Services, Inc. and/or David Venegas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Anderson of U.S. Bancorp Investments, Inc.

DID DAVID JARED ANDERSON CAUSE YOU INVESTMENT LOSSES? David Anderson Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Anderson of U.S. Bancorp Investments, Inc.? David Anderson (CRD #5057775) who is currently registered with U.S. Bancorp Investments, Inc. and located in Minnetonka, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.     David Anderson Customer Complaint David Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor made unauthorized purchase of mutual fund. David Anderson’s customer complaint was denied and, to date, the customer has not taken any further action. David Anderson Red Flags & Your Rights As An Investor Of course, David Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Anderson at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To David Anderson If you have questions about U.S. Bancorp Investments, Inc. and/or David Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Llewellyn of Cambridge Investment Research, Inc.

DID DAVID J. LLEWELLYN CAUSE YOU INVESTMENT LOSSES? David Llewellyn Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Llewellyn of Cambridge Investment Research, Inc.? David Llewellyn (CRD #5288989) who is currently registered with Cambridge Investment Research, Inc. and located in Deland, Florida is a subject of one of our many securities industry sales practice abuse investigations. David Llewellyn Customer Complaint David Llewellyn has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendations related to variable annuity investment. David Llewellyn’s customer complaint was settled in favor of the investor. David Llewellyn Red Flags & Your Rights As An Investor Of course, David Llewellyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Llewellyn at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Llewellyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To David Llewellyn If you have questions about Cambridge Investment Research, Inc. and/or David Llewellyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Lambers formerly with Suntrust Investment Services, Inc.

DID DAVID J. LAMBERS CAUSE YOU INVESTMENT LOSSES? David Lambers Formerly With Suntrust Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Lambers formerly with Suntrust Investment Services, Inc.? David Lambers (CRD #5020428) who was formerly registered with Suntrust Investment Services, Inc. and located in Brentwood, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.   David Lambers Customer Complaint David Lambers has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation and failure to disclose surrender charges of annuity investment. David Lambers customer complaint was denied, and, to date, the customer has not taken any further action. However, David Lambers was later terminated for code of conduct violations related to customer transactions. David Lambers Red Flags & Your Rights As An Investor Of course, David Lambers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lambers at Suntrust Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Lambers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Suntrust Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Suntrust Investment Services, Inc. Due To David Lambers If you have questions about Suntrust Investment Services, Inc. and/or David Lambers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Obolensky of UBS Financial Services Inc.

DID DAVID I. IVANOVITCH OBOLENSKY CAUSE YOU INVESTMENT LOSSES? David Obolensky Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Obolensky of UBS Financial Services Inc.? David Obolensky (CRD #860137) who is currently registered with UBS Financial Services Inc. and located in Nashville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.   David Obolensky Customer Complaint David Obolensky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to invest client funds in wrap fee account in a timely manner. David Obolensky’s customer complaint was settled in favor of the investor. David Obolensky Red Flags & Your Rights As An Investor Of course, David Obolensky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Obolensky at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether David Obolensky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To David Obolensky If you have questions about UBS Financial Services Inc. and/or David Obolensky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

Daniel Patterson of Vanguard Marketing Corporation

DID DANIEL GREGORY PATTERSON CAUSE YOU INVESTMENT LOSSES? Daniel Patterson Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Daniel Patterson Customer Complaint Daniel Patterson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with an investment advisory account. Daniel Patterson’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Patterson Red Flags & Your Rights As An Investor Of course, Daniel Patterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Patterson at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Daniel Patterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Daniel Patterson If you have questions about Vanguard Marketing Corporation and/or Daniel Patterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2022

David Hirsch formerly with Kovack Securities Inc.

DID DAVID HIRSCH CAUSE YOU INVESTMENT LOSSES? David Hirsch Formerly With Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Hirsch formerly with Kovack Securities Inc.? David Hirsch (CRD #3091500) who was formerly registered with Kovack Securities Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. David Hirsch Customer Complaint David Hirsch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendations related to an investment in Wimbleton Health Partners. David Hirsch’s customer complaint was settled in favor of the investors. David Hirsch Red Flags & Your Rights As An Investor Of course, David Hirsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hirsch at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether David Hirsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To David Hirsch If you have questions about Kovack Securities Inc. and/or David Hirsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2022

David Spence of Purshe Kaplan Sterling Investments

DID DAVID GEORGE SPENCE CAUSE YOU INVESTMENT LOSSES? David Spence Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Who is David Spence of Purshe Kaplan Sterling Investments? David Spence (CRD #1384896) who is registered with Purshe Kaplan Sterling Investments and located in West Springfield, Virginia is a subject of one of our many securities industry sales practice abuse investigations. David Spence Customer Complaint David Spence has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with purchase of life insurance policy. David Spence’s customer complaint was denied and, to date, the customer has not taken any further action. David Spence Red Flags & Your Rights As An Investor Of course, David Spence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Spence at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether David Spence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To David Spence If you have questions about Purshe Kaplan Sterling Investments and/or David Spence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2022

David Byers of M Holdings Securities, Inc.

DID DAVID FRANKLIN BYERS JR CAUSE YOU INVESTMENT LOSSES? David Byers Of M Holdings Securities, Inc. And Formerly With FNBB Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Byers of M Holdings Securities, Inc.? David Byers (CRD #2653460) who is currently registered with M Holdings Securities, Inc. and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Prior to M Holdings Securities, Inc., David Byers was associated with FNBB Capital Markets, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Byers Customer Complaint David Byers has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to misrepresentations and unsuitable recommendation of a corporate owned life insurance policy.  The customer complaint filed against David Byers’ former employer ProEquities Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. David Byers Red Flags & Your Rights As An Investor Of course, David Byers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Byers at M Holdings Securities, Inc. and FNBB Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether David Byers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at M Holdings Securities, Inc. and FNBB Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At M Holdings Securities, Inc. Due To David Byers If you have questions about M Holdings Securities, Inc., FNBB Capital Markets, LLC and/or David Byers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2022

David Roberson of LPL Financial LLP

DID DAVID ELROY ROBERSON CAUSE YOU INVESTMENT LOSSES? David Roberson Of LPL Financial LLP And Formerly With Raymond James & Associates Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Roberson of LPL Financial LLP? David Roberson (CRD #3167646) who is currently registered with LPL Financial LLP and located in Paducah, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLP, David Roberson was associated with Raymond James & Associates Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Roberson Customer Complaints David Roberson has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 3 of David Roberson’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Roberson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation of variable annuity Unsuitable recommendations related to mutual fund investments Unsuitable recommendations related to variable annuity investments David Roberson Red Flags & Your Rights As An Investor Of course, David Roberson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Roberson at LPL Financial LLP and Raymond James & Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether David Roberson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLP and Raymond James & Associates Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLP Due To David Roberson If you have questions about LPL Financial LLP, Raymond James & Associates Inc. and/or David Roberson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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