Mar 4, 2022

Suzanne Sheuerman formerly with Morgan Stanley

DID SUZANNE SHEUERMAN CAUSE YOU INVESTMENT LOSSES? Suzanne Sheuerman Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Suzanne Sheuerman formerly with Morgan Stanley? Suzanne Sheuerman (CRD #4643859) who was formerly registered with Morgan Stanley and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations. Suzanne Sheuerman Customer Complaint Suzanne Sheuerman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations with respect to purchase of structured product. Damages unspecified. Suzanne Sheuerman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Suzanne Sheuerman Red Flags & Your Rights As An Investor Of course, Suzanne Sheuerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Suzanne Sheuerman at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Suzanne Sheuerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Suzanne Sheuerman If you have questions about Morgan Stanley and/or Suzanne Sheuerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kenneth Smith of LPL Financial

DID KENNETH JAMES SMITH CAUSE YOU INVESTMENT LOSSES? Kenneth Smith Of LPL Financial, Wealth Enhancement Brokerage Services And Wealth Enhancement Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kenneth Smith of LPL Financial? Kenneth Smith (CRD #4351226) who is currently registered with LPL Financial, Wealth Enhancement Brokerage Services, Wealth Enhancement Advisory Services and located in Sartell, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Smith Customer Complaint Kenneth Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with regard to the liquidity of two REITs he purchased. Kenneth Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kenneth Smith Red Flags & Your Rights As An Investor Of course, Kenneth Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Smith at LPL Financial, Wealth Enhancement Brokerage Services, and Wealth Enhancement Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Kenneth Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Wealth Enhancement Brokerage Services, and Wealth Enhancement Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Kenneth Smith If you have questions about LPL Financial, Wealth Enhancement Brokerage Services, Wealth Enhancement Advisory Services, and/or Kenneth Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Brian Shey of Green Vista Capital

DID BRIAN KEITH SHEY CAUSE YOU INVESTMENT LOSSES? Brian Shey Of Green Vista Capital And Formerly With G. A. Repple And Cetera Advisor Networks Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Shey of Green Vista Capital? Brian Shey (CRD #4610561) who is currently registered with Green Vista Capital and located in Winter Park, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Green Vista Capital, Brian Shey was associated with G. A. Repple, Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Shey Customer Complaints Brian Shey has been the subject of 2 customer complaints that we know about. One of Brian Shey’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Sterling Wyatt PA for investment losses caused by Brian Shey’s alleged misconduct. Allegations Against Brian Shey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged breach of fiduciary responsibility and misrepresentation by Brian Shey. Client claimed registered representative, Brian Shey allegedly convinced him to surrender his security mutual policy and purchase a Minnesota Life Policy. Client did and claimed Mr. Shey sold the policy as an investment type policy and did not disclose the much higher premiums, which he would not have agreed to. Client was also concerned about his cash value which was significantly less than when he purchased the Minnesota Life Policy. Brian Shey Red Flags & Your Rights As An Investor Of course, Brian Shey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Shey at Green Vista Capital, G. A. Repple, and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Brian Shey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, G. A. Repple, and Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Green Vista Capital Due To Brian Shey If you have questions about Green Vista Capital, G. A. Repple, Cetera Advisor Networks, and/or Brian Shey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith

DID JOSEPH MICHAEL SHIMKO JR CAUSE YOU INVESTMENT LOSSES? Joseph Shimko Formerly With Merrill Lynch Pierce Fenner & Smith And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith? Joseph Shimko (CRD #4611093) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Shimko was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Shimko Customer Complaint Joseph Shimko has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that the purchases made by the financial advisor were not in accordance with the client’s Investment Objectives. Joseph Shimko’s customer complaint was settled in favor of the investors. Joseph Shimko Red Flags & Your Rights As An Investor Of course, Joseph Shimko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Shimko at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Shimko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Shimko If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Shimko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Smith of Wells Fargo Clearing Services

DID DANIEL W. SMITH CAUSE YOU INVESTMENT LOSSES? Daniel Smith Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Smith of Wells Fargo Clearing Services? Daniel Smith (CRD #5816549) who is currently registered with Wells Fargo Clearing Services and located in Canyon, Texas is a subject of one of our many securities industry sales practice abuse investigations. Daniel Smith Customer Complaints Daniel Smith has been the subject of 2 customer complaints that we know about. One of Daniel Smith’s 2 customer complaints was settled in favor of investors. One of Daniel Smith’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Daniel Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained that the terms of the investment, as explained by Daniel Smith, allegedly turned out to be incorrect. Client verbally alleged that Daniel Smith misrepresented the terms of a unit investment trust relating to the liquidity or availability of her funds in conjunction with a fluctuating account balance. Daniel Smith Red Flags & Your Rights As An Investor Of course, Daniel Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Smith at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Smith If you have questions about Wells Fargo Clearing Services and/or Daniel Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jeffrey Smith of The O.N. Equity Sales

DID JEFFREY LON SMITH CAUSE YOU INVESTMENT LOSSES? Jeffrey Smith Of The O.N. Equity Sales Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Smith of The O.N. Equity Sales? Jeffrey Smith (CRD #5468272) who is currently registered with The O.N. Equity Sales and located in Bethalto, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Smith Customer Complaint Jeffrey Smith has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative provided incorrect information regarding living benefit rider. The customer complaint filed against Jeffrey Smith’s current employer The O.N. Equity Sales for investment losses caused by the alleged misconduct is pending as of the date of this report. Jeffrey Smith Red Flags & Your Rights As An Investor Of course, Jeffrey Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Smith at The O.N. Equity Sales on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The O.N. Equity Sales also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The O.N. Equity Sales Due To Jeffrey Smith If you have questions about The O.N. Equity Sales and/or Jeffrey Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Todd Smith of J.P. Morgan Securities

DID TODD HARRISON SMITH CAUSE YOU INVESTMENT LOSSES? Todd Smith Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Todd Smith of J.P. Morgan Securities? Todd Smith (CRD #6366924) who is currently registered with J.P. Morgan Securities and located in Kirkland, Washington is a subject of one of our many securities industry sales practice abuse investigations. Todd Smith Customer Complaint Todd Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding mutual fund investment. Todd Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Todd Smith Red Flags & Your Rights As An Investor Of course, Todd Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Smith at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Todd Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Todd Smith If you have questions about J.P. Morgan Securities and/or Todd Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Alexander Solove of Equitable Advisors

DID ALEXANDER BENJAMIN SOLOVE CAUSE YOU INVESTMENT LOSSES? Alexander Solove Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Alexander Solove of Equitable Advisors? Alexander Solove (CRD #6210468) who is currently registered with Equitable Advisors and located in Cleveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Alexander Solove Customer Complaint Alexander Solove has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged RR, Alexander Solove did not accurately disclose the policy terms and did not disclose all the charges and fees of her variable annuity. Alexander Solove’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Alexander Solove Red Flags & Your Rights As An Investor Of course, Alexander Solove did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Solove at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Alexander Solove has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Alexander Solove If you have questions about Equitable Advisors and/or Alexander Solove and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Danny Sookram of Equitable Advisors

DID DANNY SHIVA SOOKRAM CAUSE YOU INVESTMENT LOSSES? Danny Sookram Of Equitable Advisors And Formerly With Aegis Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Danny Sookram of Equitable Advisors? Danny Sookram (CRD #6113338) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Danny Sookram was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Danny Sookram Customer Complaint Danny Sookram has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, breach of contract, breach of fiduciary duty. The customer complaint filed against Danny Sookram’s former employer Aegis Capital for investment losses caused by the alleged misconduct is pending as of the date of this report. Danny Sookram Red Flags & Your Rights As An Investor Of course, Danny Sookram did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Danny Sookram at Equitable Advisors and Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Danny Sookram has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and Aegis Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Danny Sookram If you have questions about Equitable Advisors, Aegis Capital, and/or Danny Sookram and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Sean Starling of NYLIFE Securities

DID SEAN MICHAEL STARLING CAUSE YOU INVESTMENT LOSSES? Sean Starling Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Sean Starling of NYLIFE Securities? Sean Starling (CRD #4424468) who is currently registered with NYLIFE Securities and located in Clemmons, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Sean Starling Customer Complaint Sean Starling has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the Variable Annuity policy she purchased was initially understood to allow for withdrawals however, she became aware that this policy did not allow for withdrawals, therefore she requested an exception in order to access her funds immediately. The customer complaint filed against Sean Starling’s customer complaint was settled in favor of the investors. Sean Starling Red Flags & Your Rights As An Investor Of course, Sean Starling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Starling at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Sean Starling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Sean Starling If you have questions about NYLIFE Securities and/or Sean Starling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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