Mar 4, 2022

Robert Sorensen of Allstate Financial Services

DID ROBERT ELIAS SORENSEN CAUSE YOU INVESTMENT LOSSES? Robert Sorensen Of Allstate Financial Services, Allstate Financial Advisors And Formerly With Stifel Nicolaus & Company And VALIC Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Sorensen of Allstate Financial Services? Robert Sorensen (CRD #5910732) who is currently registered with Allstate Financial Services,Allstate Financial Advisors and located in Chico, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services and Allstate Financial Advisors, Robert Sorensen was associated with Stifel Nicolaus & Company, VALIC Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Sorensen Customer Complaint Robert Sorensen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that representative, Robert Sorensen provided her with inaccurate information regarding the liquidation of assets from her Individual brokerage account to an American Funds mutual fund account. Specifically, she stated the representative told her there would be no tax consequences as a result of the liquidation and transfer. In addition, customer stated she was not informed that she would be assessed a sales load on the purchase of the new mutual funds. Robert Sorensen’s customer complaint was settled in favor of the investors. Robert Sorensen Red Flags & Your Rights As An Investor Of course, Robert Sorensen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Sorensen at Allstate Financial Services,Allstate Financial Advisors, Stifel Nicolaus & Company, and VALIC Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Robert Sorensen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services,Allstate Financial Advisors, Stifel Nicolaus & Company, and VALIC Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Robert Sorensen If you have questions about Allstate Financial Services,Allstate Financial Advisors, Stifel Nicolaus & Company, VALIC Financial Advisors, and/or Robert Sorensen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Frederick Stortecky of GWN Securities

DID FREDERICK ROBERT STORTECKY III CAUSE YOU INVESTMENT LOSSES? Frederick Stortecky Of GWN Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frederick Stortecky of GWN Securities? Frederick Stortecky (CRD #4718060) who is currently registered with GWN Securities and located in Youngstown, New York is a subject of one of our many securities industry sales practice abuse investigations. Frederick Stortecky Customer Complaints Frederick Stortecky has been the subject of 2 customer complaints that we know about. Both of Frederick Stortecky’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Frederick Stortecky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed her portfolio allegedly made by Frederick Stortecky substantially changed in its makeup since its inception and requested to transfer her annuity accounts with the surrender charges waived. Client alleged that she received poor advice from the representative, Frederick Stortecky. The client and representative started working together shortly after the passing of the client’s husband. Client was seeking the representative’s advice concerning her inheritance. The representative helped the client put together a financial strategy that would help provide short term financial assistance as well as address the clients long term financial needs. Frederick Stortecky Red Flags & Your Rights As An Investor Of course, Frederick Stortecky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Stortecky at GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Frederick Stortecky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GWN Securities Due To Frederick Stortecky If you have questions about GWN Securities and/or Frederick Stortecky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Ross Steelman of Equity Services

DID ROSS P. STEELMAN CAUSE YOU INVESTMENT LOSSES? Ross Steelman Of Equity Services Has A Customer Complaint For Alleged Broker Misconduct Who is Ross Steelman of Equity Services? Ross Steelman (CRD #6994293) who is currently registered with Equity Services and located in Westport Island, Maine is a subject of one of our many securities industry sales practice abuse investigations. Ross Steelman Customer Complaint Ross Steelman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation to surrender existing Variable life insurance policies was not in their best interest, due to the reduced face amount of insurance. Ross Steelman’s customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Ross Steelman Red Flags & Your Rights As An Investor Of course, Ross Steelman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Steelman at Equity Services on alert to review carefully the activity and performance of their accounts and question whether Ross Steelman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equity Services Due To Ross Steelman If you have questions about Equity Services and/or Ross Steelman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Ryan Stender of Vanguard Marketing

DID RYAN WILLIAM STENDER CAUSE YOU INVESTMENT LOSSES? Ryan Stender Of Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Stender of Vanguard Marketing? Ryan Stender (CRD #5421595) who is currently registered with Vanguard Marketing, Vanguard Advisers and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Ryan Stender Customer Complaint Ryan Stender has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged he was financially hurt by his advisor not following directions. Ryan Stender’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Ryan Stender Red Flags & Your Rights As An Investor Of course, Ryan Stender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Stender at Vanguard Marketing and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Ryan Stender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Ryan Stender If you have questions about Vanguard Marketing, Vanguard Advisers, and/or Ryan Stender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

James Stottlemyre formerly with LPL Financial

DID JAMES ARTHUR STOTTLEMYRE CAUSE YOU INVESTMENT LOSSES? James Stottlemyre Formerly With LPL Financial And Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is James Stottlemyre formerly with LPL Financial? James Stottlemyre (CRD #4996744) who was formerly registered with LPL Financial and located in Kennewick, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Stottlemyre was associated with Cetera Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Stottlemyre Customer Complaint James Stottlemyre has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of contract, violation of Washington securities law, suitability, breach of fiduciary duty, professional negligence. James Stottlemyre’s customer complaint was settled in favor of the investors. James Stottlemyre Red Flags & Your Rights As An Investor Of course, James Stottlemyre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stottlemyre at LPL Financial and Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether James Stottlemyre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Stottlemyre If you have questions about LPL Financial, Cetera Investment Services, and/or James Stottlemyre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Marc Strafaci of Hennion & Walsh

DID MARC S. STRAFACI CAUSE YOU INVESTMENT LOSSES? Marc Strafaci Of Hennion & Walsh And Hennion & Walsh Asset Management Has 3 Customer Complaints For Alleged Broker Misconduct Who is Marc Strafaci of Hennion & Walsh? Marc Strafaci (CRD #5562238) who is currently registered with Hennion & Walsh, Hennion & Walsh Asset Management and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Marc Strafaci Customer Complaints Marc Strafaci has been the subject of 3 customer complaints that we know about. All three of Marc Strafaci’s 3 customer complaints were settled in favor of investors. Allegations Against Marc Strafaci A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged Marc Strafaci’s bonds purchased were unsuitable. Customer alleged that Marc Strafaci’s investment recommendations were not suitable causing both realized and unrealized losses. Alleged unsuitable recommendation by Marc Strafaci. Marc Strafaci Red Flags & Your Rights As An Investor Of course, Marc Strafaci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Strafaci at Hennion & Walsh and Hennion & Walsh Asset Management on alert to review carefully the activity and performance of their accounts and question whether Marc Strafaci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hennion & Walsh and Hennion & Walsh Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hennion & Walsh Due To Marc Strafaci If you have questions about Hennion & Walsh, Hennion & Walsh Asset Management, and/or Marc Strafaci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Sean Sullivan of National Securities

DID SEAN ROBERT SULLIVAN CAUSE YOU INVESTMENT LOSSES? Sean Sullivan Of National Securities, National Asset Management And Formerly With Voya Financial Advisors And Securities America Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sean Sullivan of National Securities? Sean Sullivan (CRD #4769711) who is currently registered with National Securities, National Asset Management and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities and National Asset Management, Sean Sullivan was associated with Voya Financial Advisors, Securities America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sean Sullivan Customer Complaints Sean Sullivan has been the subject of 2 customer complaints that we know about. One of Sean Sullivan’s 2 customer complaints was settled in favor of investors.  One of Sean Sullivan’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Sean Sullivan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that the representative, Sean Sullivan recommended and sold him investments in REITs and a variable annuity that were unsuitable. Additional allegations included misrepresentation, overconcentration in illiquid investments, and negligence. Alleged unauthorized trading by Sean Sullivan. Sean Sullivan Red Flags & Your Rights As An Investor Of course, Sean Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Sullivan at National Securities, National Asset Management, Voya Financial Advisors, and Securities America on alert to review carefully the activity and performance of their accounts and question whether Sean Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities, National Asset Management, Voya Financial Advisors, and Securities America also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Sean Sullivan If you have questions about National Securities, National Asset Management, Voya Financial Advisors, Securities America, and/or Sean Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Marcus Strickling formerly with Allstate Financial Services

DID MARCUS SCOTT STRICKLING CAUSE YOU INVESTMENT LOSSES? Marcus Strickling Formerly With Allstate Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Marcus Strickling formerly with Allstate Financial Services? Marcus Strickling (CRD #5096556) who was formerly registered with Allstate Financial Services and located in Mount Vernon, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Marcus Strickling Customer Complaint Marcus Strickling has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the contract was never delivered to her. Marcus Strickling’s customer complaint was settled in favor of the investors. Marcus Strickling Red Flags & Your Rights As An Investor Of course, Marcus Strickling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Strickling at Allstate Financial Services on alert to review carefully the activity and performance of their accounts and question whether Marcus Strickling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services Due To Marcus Strickling If you have questions about Allstate Financial Services and/or Marcus Strickling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Gary Stuart of Edward Jones

DID GARY ELWOOD STUART CAUSE YOU INVESTMENT LOSSES? Gary Stuart Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Stuart of Edward Jones? Gary Stuart (CRD #4853807) who is currently registered with Edward Jones and located in Loudon, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Gary Stuart Customer Complaint Gary Stuart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor’s poor advice regarding the distribution. Gary Stuart’s customer complaint was denied and, to date, the customer has not taken any further action. Gary Stuart Red Flags & Your Rights As An Investor Of course, Gary Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Stuart at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Gary Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Gary Stuart If you have questions about Edward Jones and/or Gary Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Zachary Stuart formerly with J.P. Morgan Securities

DID ZACHARY STUART CAUSE YOU INVESTMENT LOSSES? Zachary Stuart Formerly With J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith And AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Zachary Stuart formerly with J.P. Morgan Securities? Zachary Stuart (CRD #6221269) who was formerly registered with J.P. Morgan Securities and located in Ladera Ranch, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Zachary Stuart was associated with Merrill Lynch Pierce Fenner & Smith, AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Zachary Stuart Customer Complaint Zachary Stuart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not informed of a surrender charge when he purchased a variable annuity. Zachary Stuart’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Zachary Stuart Red Flags & Your Rights As An Investor Of course, Zachary Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Stuart at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Zachary Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Zachary Stuart If you have questions about J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Zachary Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading