Jul 7, 2022

Christopher Braccia of First Allied Securities, Inc.

It’s critical that everyone understand as much as they can about the people with whom they entrust their money. You may find out a lot of information about a person’s background by consulting various resources, including past employment history, regulatory enforcement actions, and consumer complaints. If you have questions regarding Christopher Braccia or your investment losses, please contact us. We’ll do everything possible to answer your queries. DID CHRISTOPHER J. BRACCIA CAUSE YOU INVESTMENT LOSSES? Christopher Braccia Of First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Braccia of First Allied Securities, Inc.? Christopher Braccia (CRD #3273855) who is currently registered with First Allied Securities, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Christopher Braccia Customer Complaints Christopher Braccia has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Braccia’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Christopher Braccia’s current employer First Allied Securities, Inc. for investment losses caused by the alleged misconduct. Allegations Against Christopher Braccia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Overconcentration of assets and unsuitable risky securities investments that were misrepresented and breach of fiduciary duty. Breach of fiduciary duty, negligence, and unsuitable investment recommendations related to real estate securities. Christopher Braccia Red Flags & Your Rights As An Investor Of course, Christopher Braccia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Braccia at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Braccia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Christopher Braccia If you have questions about First Allied Securities, Inc.and/or Christopher Braccia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2022

Christopher Conness of Madison Avenue Securities

As a client, you are putting your money in the hands of someone you can rely on. This is why it’s critical to understand everything there is to know about the individual investing your funds. This knowledge might assist you in deciding whether or not to deal with a specific broker. If you believe Christopher Conness has caused you financial harm, we may be able to assist you in addressing any concerns or issues you have. DID CHRISTOPHER GRANT CONNESS CAUSE YOU INVESTMENT LOSSES? Christopher Conness Of Madison Avenue Securities, LLC And Formerly With G.F. Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Conness of Madison Avenue Securities, LLC? Christopher Conness (CRD #4778193) who is currently registered with Madison Avenue Securities, LLC and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Madison Avenue Securities, LLC, Christopher Conness was associated with G.F. Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Conness Customer Complaints Christopher Conness has been the subject of 3 customer complaints that we know about, all 3 of those complaints were filed in the last year to recover investment losses. Two of Christopher Conness’ 3 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against Christopher Conness’ former employer G.F. Investment Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Christopher Conness A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations into REITs. Breach of fiduciary duty, breach of contract, negligence related to unsuitable recommendations of direct investments. Multiple alternative investments recommended by financial adviser where unsuitable. Christopher Conness Red Flags & Your Rights As An Investor Of course, Christopher Conness did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Conness at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Conness has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Christopher Conness If you have questions about Madison Avenue Securities, LLC and/or Christopher Conness and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2022

Christopher Swatta of RBC Capital Markets, LLC

It’s critical for everyone to know as much as possible about the people we trust with our money. There are several sources where you can obtain information regarding a person’s background, including prior employment history, regulatory disciplinary actions, and consumer complaints. This information could lead to concerns about Christopher Swatta and investment losses you may have incurred. We’ll do our best to answer any questions you might have. DID CHRISTOPHER FRANK SWATTA CAUSE YOU INVESTMENT LOSSES? Christopher Swatta Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Swatta of RBC Capital Markets, LLC? Christopher Swatta (CRD #1087775) who is currently registered with RBC Capital Markets, LLC and located in Annapolis, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Christopher Swatta Customer Complaint Christopher Swatta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to equities purchased in client’s account. Christopher Swatta’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Swatta Red Flags & Your Rights As An Investor Of course, Christopher Swatta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Swatta at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Swatta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Christopher Swatta If you have questions about RBC Capital Markets, LLC and/or Christopher Swatta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2022

Christopher Hill of Wells Fargo Clearing Services, LLC

As a client, you put your money in the hands of a trusted broker. This is why it’s critical to learn all you can about the individual who will be investing your cash. This information may assist you in determining whether or not to work with a certain broker. If you believe Christopher Hill has caused you financial loss, we may be able to assist you in addressing any concerns or issues you have. DID CHRISTOPHER ERNEST HILL CAUSE YOU INVESTMENT LOSSES? Christopher Hill Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Hill of Wells Fargo Clearing Services, LLC? Christopher Hill (CRD #4683090) who is currently registered with Wells Fargo Clearing Services, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Hill Customer Complaint Christopher Hill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate funds to meet required minimum distribution in a wrapped the account. Christopher Hill’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Hill Red Flags & Your Rights As An Investor Of course, Christopher Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Hill at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christopher Hill If you have questions about Wells Fargo Clearing Services, LLC and/or Christopher Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2022

Christopher Sinkula formerly with Janney Montgomery Scott LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a variety of sources where you may learn more about a person’s background, including previous employment history, regulatory disciplinary actions, and customer disputes. This useful information may lead you to have questions about Christopher Sinkula and the money you may have lost. We’ll do everything we can to address your concerns. DID CHRISTOPHER DAVID SINKULA CAUSE YOU INVESTMENT LOSSES? Christopher Sinkula Formerly With Janney Montgomery Scott LLC Has 14 Customer Complaints For Alleged Broker Misconduct Who is Christopher Sinkula formerly with Janney Montgomery Scott LLC? Christopher Sinkula (CRD #2001512) who was formerly registered with Janney Montgomery Scott LLC and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Christopher Sinkula Customer Complaints Christopher Sinkula has been the subject of 14 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Ten of Christopher Sinkula’s 14 customer complaints were settled in favor of investors. Four of Christopher Sinkula’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Sinkula A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable and excessive allocation of high-yield securities in client’s account. Multiple complaints by customers related to unsuitable investment recommendations related to common and preferred stock. Unsuitable investment strategy related to high concentration of energy stocks. Misrepresentations related to variable annuity. Breach of fiduciary duty and negligence related to common stock transactions. Unsuitable recommendations of variable annuities with excessive fees. Christopher Sinkula Red Flags & Your Rights As An Investor Of course, Christopher Sinkula did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sinkula at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Sinkula has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Christopher Sinkula If you have questions about Janney Montgomery Scott LLC and/or Christopher Sinkula and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2022

Christopher Pullaro of Kalos Capital Inc.

As a client, you are putting your money in the hands of a broker that you can trust. This is why it’s critical to learn all there is to know about the individual managing your funds. This information may assist you in deciding whether or not to work with a specific broker. If you believe Christopher Pullaro has harmed you financially, we may be able to help you address any concerns or issues you have. DID CHRISTOPHER DAVID PULLARO CAUSE YOU INVESTMENT LOSSES? Christopher Pullaro Of Kalos Capital Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Christopher Pullaro of Kalos Capital Inc.? Christopher Pullaro (CRD #4719289) who is currently registered with Kalos Capital Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Christopher Pullaro Customer Complaints Christopher Pullaro has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Christopher Pullaro’s customer complaints were settled in favor of investors. Allegations Against Christopher Pullaro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, unsuitable investment recommendations and overconcentration and alternative investments. Unsuitable investment recommendations related to alternative investments involving private placements and REITs. Christopher Pullaro Red Flags & Your Rights As An Investor Of course, Christopher Pullaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Pullaro at Kalos Capital Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Pullaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kalos Capital Inc. Due To Christopher Pullaro If you have questions about Kalos Capital Inc. and/or Christopher Pullaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2022

Christopher Black formerly with LPL Financial LLC

DID CHRISTOPHER BRYAN BLACK CAUSE YOU INVESTMENT LOSSES? Christopher Black Formerly With LPL Financial LLC And Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct As a client, you put your money in the hands of a trustworthy broker. This is why it’s critical to learn everything there is to know about the individual who will be investing your money. This knowledge could assist you in determining whether or not to work with a certain broker. If you believe Christopher Black has caused you financial harm, we may be able to help you in resolving any issues or concerns you have. Christopher Black Customer Complaints Christopher Black has been the subject of 4 customer complaints that we know about, 4of those complaints were filed in the last year to recover investment losses. Two of Christopher Black’s 4 customer complaints were settled in favor of investors.  Two of Christopher Black’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Black A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Christopher Black Red Flags & Your Rights As An Investor Of course, Christopher Black did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Black at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Black has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Black If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC, and/or Christopher Black and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bryan Rigg of Cantella & Co., Inc.

DID BRYAN M. RIGG CAUSE YOU INVESTMENT LOSSES? Bryan Rigg Of Cantella & Co., Inc. And Formerly With Broker Dealer Financial Services Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bryan Rigg of Cantella & Co., Inc.? Bryan Rigg (CRD #5117040) who is currently registered with Cantella & Co., Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cantella & Co., Inc., Bryan Rigg was associated with Broker Dealer Financial Services Corp. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bryan Rigg Customer Complaints Bryan Rigg has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Bryan Rigg’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bryan Rigg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mismanagement of client’s accounts holding exchange traded funds. Failure to manage account is directed. Bryan Rigg Red Flags & Your Rights As An Investor Of course, Bryan Rigg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Rigg at Cantella & Co., Inc. and Broker Dealer Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether Bryan Rigg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc. and Broker Dealer Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To Bryan Rigg If you have questions about Cantella & Co., Inc., Broker Dealer Financial Services Corp., and/or Bryan Rigg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Casey Moag of Bankers Life Securities, Inc.

DID CASEY DALE MOAG CAUSE YOU INVESTMENT LOSSES? Casey Moag Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Casey Moag of Bankers Life Securities, Inc.? Casey Moag (CRD #6955135) who is currently registered with Bankers Life Securities, Inc. and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations.   Casey Moag Customer Complaint Casey Moag has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations were made in the FINRA reported customer complaint for investment losses were that Casey Moag recommended 3 unsuitable Guaranteed Lifetime Income Annuities and a life insurance policy issued by Bankers Life Securities, Inc. and Bankers Life Cas. & Co. Casey Moag’s customer complaint was denied and, to date, the customer has not taken any further action. Casey Moag Red Flags & Your Rights As An Investor Of course, Casey Moag did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Moag at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Casey Moag has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Casey Moag If you have questions about Bankers Life Securities, Inc. and/or Casey Moag and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carter Mansbach of National Securities Corporation

DID CARTER DAVID MANSBACH CAUSE YOU INVESTMENT LOSSES? Carter Mansbach Of National Securities Corporation And Formerly With Investacorp, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Carter Mansbach of National Securities Corporation? Carter Mansbach (CRD #2275878) who is currently registered with National Securities Corporation and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to National Securities Corporation, Carter Mansbach was associated with Investacorp, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Carter Mansbach Customer Complaints Carter Mansbach has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Carter Mansbach’s customer complaints was denied and, to date, the customer has not taken any further action.  There is currently 1 pending customer complaint filed against Carter Mansbach’s current employer National Securities Corporation for investment losses caused by the alleged misconduct. Allegations Against Carter Mansbach A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Excessive trading. Misrepresentations and unsuitable investment recommendations regarding over-the-counter stocks. Carter Mansbach Red Flags & Your Rights As An Investor Of course, Carter Mansbach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carter Mansbach at National Securities Corporation and Investacorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carter Mansbach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation and Investacorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Carter Mansbach If you have questions about National Securities Corporation, Investacorp, Inc., and/or Carter Mansbach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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