Nov 3, 2022

David Harris formerly with David Harris & Co., Inc.

DID DAVID ALAN HARRIS CAUSE YOU INVESTMENT LOSSES? David Harris Formerly With David Harris & Co., Inc. And Chester Harris & Company, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Who is David Harris formerly with David Harris & Co., Inc.? David Harris (CRD #500413) who was formerly registered with David Harris & Co., Inc. and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to David Harris & Co., Inc., David Harris was associated with Chester Harris & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Harris Customer Complaints David Harris has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of David Harris’ 4 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against David Harris’ former employer Chester Harris & Company, Incorporated for investment losses caused by the alleged misconduct. Allegations Against David Harris A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendation of Puerto Rico bonds Negligence and breach of fiduciary duty related recommendation of Puerto Rico bonds Failure to conduct due diligence and suitability analysis related to direct and/or limited partnership investments Breach of contract and fraud related to loan David Harris Red Flags & Your Rights As An Investor Of course, David Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Harris at David Harris & Co., Inc. and Chester Harris & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether David Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Harris & Co., Inc. and Chester Harris & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Harris & Co., Inc. Due To David Harris If you have questions about David Harris & Co., Inc., Chester Harris & Company, Incorporated, and/or David Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2022

Darrin Cohen of Triad Advisors LLC

DID DARRIN STUART COHEN CAUSE YOU INVESTMENT LOSSES? Darrin Cohen Of Triad Advisors LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Darrin Cohen of Triad Advisors LLC? Darrin Cohen (CRD #2488435)who is currently registered with Triad Advisors LLC and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Darrin Cohen Customer Complaints Darrin Cohen has been the subject of 3 customer complaints that we know about, all 3 of those complaints were filed in the last year to recover investment losses. One of Darrin Cohen’s 3 customer complaints was settled in favor of investor. There are currently 2 pending customer complaints filed against Darrin Cohen’s current employer Triad Advisors LLC for investment losses caused by the alleged misconduct. Allegations Against Darrin Cohen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendations of multiple alternative investments Unsuitable investment recommendation, misrepresentation, and failure to disclose material information related to alternative investment Unsuitable recommendation of real estate investment Darrin Cohen Red Flags & Your Rights As An Investor Of course, Darrin Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrin Cohen at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Darrin Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Darrin Cohen If you have questions about Triad Advisors LLC and/or Darrin Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2022

Darrin Guay of Edward Jones

DID DARRIN FREDRICK GUAY CAUSE YOU INVESTMENT LOSSES? Darrin Guay Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Darrin Guay of Edward Jones? Darrin Guay (CRD #6244048) who is currently registered with Edward Jones and located in Cary, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.    Darrin Guay Customer Complaint Darrin Guay has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender charges and explain features of death benefit in connection with a life insurance policy. Darrin Guay’s customer complaint was denied and, to date, the customer has not taken any further action. Darrin Guay Red Flags & Your Rights As An Investor Of course, Darrin Guay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrin Guay at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Darrin Guay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Darrin Guay If you have questions about Edward Jones and/or Darrin Guay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Darren Armetta of J.P. Morgan Securities LLC

DID DARREN ARMETTA CAUSE YOU INVESTMENT LOSSES? Darren Armetta Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Darren Armetta of J.P. Morgan Securities LLC? Darren Armetta (CRD #5710662) who is currently registered with J.P. Morgan Securities LLC and located in Brick, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Darren Armetta was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darren Armetta Customer Complaint Darren Armetta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation related to mutual fund. Darren Armetta’s customer complaint was denied and, to date, the customer has not taken any further action. Darren Armetta Red Flags & Your Rights As An Investor Of course, Darren Armetta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darren Armetta at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Darren Armetta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Darren Armetta If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Darren Armetta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Darrell Schaper formerly with Woodbury Financial Services, Inc.

DID DARRELL STEVEN SCHAPER CAUSE YOU INVESTMENT LOSSES? Darrell Schaper Formerly With Woodbury Financial Services, Inc. And Girard Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Darrell Schaper formerly with Woodbury Financial Services, Inc.? Darrell Schaper (CRD #1575829) who was formerly registered with Woodbury Financial Services, Inc. and located in New Braunfels, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Darrell Schaper was associated with Girard Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darrell Schaper Customer Complaint Darrell Schaper has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation and misrepresentation of real estate investment. Darrell Schaper’s customer complaint was settled in favor of the investors. Darrell Schaper Red Flags & Your Rights As An Investor Of course, Darrell Schaper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrell Schaper at Woodbury Financial Services, Inc. and Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Darrell Schaper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Girard Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Darrell Schaper If you have questions about Woodbury Financial Services, Inc., Girard Securities, Inc., and/or Darrell Schaper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Darin Arnell of Cetera Advisor Networks LLC

DID DARIN DELLOYD ARNELL CAUSE YOU INVESTMENT LOSSES? Darin Arnell Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Darin Arnell of Cetera Advisor Networks LLC? Darin Arnell (CRD #4673735) who is currently registered with Cetera Advisor Networks LLC and located in Murray, Utah is a subject of one of our many securities industry sales practice abuse investigations.   Darin Arnell Customer Complaint Darin Arnell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and over-concentration. Darin Arnell’s customer complaint was settled in favor of the investors.. Darin Arnell Red Flags & Your Rights As An Investor Of course, Darin Arnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darin Arnell at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Darin Arnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Darin Arnell f you have questions about Cetera Advisor Networks LLC and/or Darin Arnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Dante Pinckney of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

DID DANTE PINCKNEY CAUSE YOU INVESTMENT LOSSES? Dante Pinckney Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Dante Pinckney of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Dante Pinckney (CRD #6955951) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Mount Laurel, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Dante Pinckney Customer Complaint Dante Pinckney has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Dante Pinckney’s customer complaint was settled in favor of the investors. Dante Pinckney Red Flags & Your Rights As An Investor Of course, Dante Pinckney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dante Pinckney at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Dante Pinckney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dante Pinckney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Dante Pinckney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Danny Lopez of J.P. Morgan Securities LLC

DID DANNY OMAR LOPEZ CAUSE YOU INVESTMENT LOSSES? Danny Lopez Of J.P. Morgan Securities LLC And Formerly With Cuso Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Danny Lopez of J.P. Morgan Securities LLC? Danny Lopez (CRD #6276760) who is currently registered with J.P. Morgan Securities LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Danny Lopez was associated with Cuso Financial Services, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Danny Lopez Customer Complaint Danny Lopez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations regarding mutual fund. Danny Lopez’s customer complaint was denied, and, to date, the customer has not taken any further action. Danny Lopez Red Flags & Your Rights As An Investor Of course, Danny Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Danny Lopez at J.P. Morgan Securities LLC and Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Danny Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Cuso Financial Services, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Danny Lopez If you have questions about J.P. Morgan Securities LLC, Cuso Financial Services, L.P., and/or Danny Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Daniel Lerner of David Lerner Associates, Inc.

DID DANIEL TODD LERNER CAUSE YOU INVESTMENT LOSSES? Daniel Lerner Of David Lerner Associates, Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Who is Daniel Lerner of David Lerner Associates, Inc.? Daniel Lerner (CRD #1255769) who is currently registered with David Lerner Associates, Inc. and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Daniel Lerner Customer Complaints Daniel Lerner has been the subject of 13 customer complaints that we know about, 10 of those complaints were filed in the last year to recover investment losses. Three of Daniel Lerner’s 13 customer complaints were settled in favor of investors. Five of Daniel Lerner’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 5 pending customer complaints filed against Daniel Lerner’s current employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct. Allegations Against Daniel Lerner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendation related to private placement investment in Energy 11 Misrepresentations related to private placement investment in Energy 11 Breach of Fiduciary Duty and Breach of Contract related to private placement investment in Energy 11 Unauthorized trade related to private placement investment in Energy 11 Unsuitable investment recommendation related to private placement investment in Energy Resources 12 Misrepresentations related to private placement investment in Energy Resources 12 Breach of Fiduciary Duty related to private placement investment in Energy Resources 12 Unauthorized trade related to private placement investment in Energy Resources 12 Unsuitable investment recommendation related to private placement investment in Great Art Fund Misrepresentations related to private placement investment in Great Art Fund Breach of Fiduciary Duty related to private placement investment in Great Art Fund Daniel Lerner Red Flags & Your Rights As An Investor Of course, Daniel Lerner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lerner at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Lerner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Daniel Lerner If you have questions about David Lerner Associates, Inc. and/or Daniel Lerner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Abraham of LPL Financial LLC

DID DANIEL M. ABRAHAM JR CAUSE YOU INVESTMENT LOSSES? Daniel Abraham Of LPL Financial LLC And Formerly With Valic Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Abraham of LPL Financial LLC? Daniel Abraham (CRD #4945227) who is currently registered with LPL Financial LLC and located in Metairie, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Daniel Abraham was associated with Valic Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Abraham Customer Complaints Daniel Abraham has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. Both of Daniel Abraham’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Daniel Abraham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow client’s instructions. Misrepresentation of and indexed annuity product. Daniel Abraham Red Flags & Your Rights As An Investor Of course, Daniel Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Abraham at LPL Financial LLC and Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Valic Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Abraham If you have questions about LPL Financial LLC, Valic Financial Advisors, Inc., and/or Daniel Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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