Oct 31, 2022

Daniel Zimmerman of LPL Financial LLC

DID DANIEL MICHAEL ZIMMERMAN CAUSE YOU INVESTMENT LOSSES? Daniel Zimmerman Of LPL Financial LLC And Formerly With Invest Financial Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Who is Daniel Zimmerman of LPL Financial LLC? Daniel Zimmerman (CRD #4668115) who is currently registered with LPL Financial LLC and located in Moorestown, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Daniel Zimmerman was associated with Invest Financial Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Zimmerman Customer Complaints Daniel Zimmermann has been the subject of3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Daniel Zimmerman’s 3 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against Daniel Zimmerman’s former employer Invest Financial Corporation for investment losses caused by the alleged misconduct. Allegations Against Daniel Zimmerman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unlawful guarantee of investment return. Failure to disclose surrender penalty. Daniel Zimmerman Red Flags & Your Rights As An Investor Of course, Daniel Zimmerman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Zimmerman at LPL Financial LLC and  Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Daniel Zimmerman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Zimmerman If you have questions about LPL Financial LLC, Invest Financial Corporation, and/or Daniel Zimmerman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Pellerin of Edward Jones

DID DANIEL PELLERIN CAUSE YOU INVESTMENT LOSSES? Daniel Pellerin Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Pellerin of Edward Jones? Daniel Pellerin (CRD #3121525) who is currently registered with Edward Jones and located in Newport, Vermont is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Pellerin Customer Complaint Daniel Pellerin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions. The customer complaint filed against Daniel Pellerin’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Pellerin Red Flags & Your Rights As An Investor Of course, Daniel Pellerin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Pellerin at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daniel Pellerin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Daniel Pellerin If you have questions about Edward Jones and/or Daniel Pellerin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Madura of Wells Fargo Clearing Services, LLC

DID DANIEL PHILIP MADURA CAUSE YOU INVESTMENT LOSSES? Daniel Madura Of Wells Fargo Clearing Services, LLC And Formerly With Credit Suisse Securities (USA) LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Madura of Wells Fargo Clearing Services, LLC? Daniel Madura (CRD #2253370) who is currently registered with Wells Fargo Clearing Services, LLC and located in Deerfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Madura was associated with Credit Suisse Securities (USA) LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Madura Customer Complaint Daniel Madura has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized purchase of structured product. Daniel Madura’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Madura Red Flags & Your Rights As An Investor Of course, Daniel Madura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Madura at Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Madura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Madura If you have questions about Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, and/or Daniel Madura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Torres formerly with Wells Fargo Clearing Services, LLC

DID DANIEL SALOMON TORRES CAUSE YOU INVESTMENT LOSSES? Daniel Torres Formerly With Wells Fargo Clearing Services, LLC And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Torres formerly with Wells Fargo Clearing Services, LLC? Daniel Torres (CRD # 6365687) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Inglewood, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Torres was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Torres Customer Complaint Daniel Torres has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Daniel Torres recommended opening of managed fee based advisory and the financial advisor liquidated entire account immediately after the account was opened resulting in substantial capital gains and tax liability. Daniel Torres’ customer complaint was denied and, to date, the customer has not taken any further action even though six months later, Wells Fargo terminated him after admitted to the misconduct. Daniel Torres Red Flags & Your Rights As An Investor Of course, Daniel Torres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torres at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daniel Torres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Torres f you have questions about Wells Fargo Clearing Services, LLC, Edward Jones, and/or Daniel Torres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Who is Daniel Tauberg of J.P. Morgan Securities LLC?

DID DANIEL TAUBERG CAUSE YOU INVESTMENT LOSSES? Daniel Tauberg Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Tauberg of J.P. Morgan Securities LLC? Daniel Tauberg (CRD #5250313) who is currently registered with J.P. Morgan Securities LLC and located in Toluca Lake, California is a subject of one of our many securities industry sales practice abuse investigations.    Daniel Tauberg Customer Complaint Daniel Tauberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender fee for a variable annuity investment. Daniel Tauberg’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Tauberg Red Flags & Your Rights As An Investor Of course, Daniel Tauberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Tauberg at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Tauberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Daniel Tauberg If you have questions about J.P. Morgan Securities LLC and/or Daniel Taubergand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Beck of Equitable Advisors, LLC

DID DANIEL LEO BECK CAUSE YOU INVESTMENT LOSSES? Daniel Beck Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Beck of Equitable Advisors, LLC? Daniel Beck (CRD #6120403) who is currently registered with Equitable Advisors, LLC and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Daniel Beck Customer Complaint Daniel Beck has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about unsuitable variable life insurance product sales. Daniel Beck’s customer complaint was settled in favor of the investors. Daniel Beck Red Flags & Your Rights As An Investor Of course, Daniel Beck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Beck at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Beck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Daniel Beck If you have questions about Equitable Advisors, LLC and/or Daniel Beck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Pacella of Sanford C. Bernstein & Co., LLC

DID DANIEL JOSEPH PACELLA CAUSE YOU INVESTMENT LOSSES? Daniel Pacella Of Sanford C. Bernstein & Co., LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Pacella of Sanford C. Bernstein & Co., LLC? Daniel Pacella (CRD #5069689) who is currently registered with Sanford C. Bernstein & Co., LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Pacella Customer Complaint Daniel Pacella has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to purchase alternative investments. Daniel Pacella’s customer complaint was settled in favor of the investor. Daniel Pacella Red Flags & Your Rights As An Investor Of course, Daniel Pacella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Pacella at Sanford C. Bernstein & Co., LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Pacella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanford C. Bernstein & Co., LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sanford C. Bernstein & Co., LLC Due To Daniel Pacella If you have questions about Sanford C. Bernstein & Co., LLC and/or Daniel Pacella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel McClory of Boustead Securities, LLC

DID DANIEL JOSEPH MCCLORY CAUSE YOU INVESTMENT LOSSES? Daniel McClory Of Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC And Formerly With Bonwick Capital Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel McClory of Boustead Securities, LLC? Daniel McClory (CRD #1390780) who is currently registered with Boustead Securities, LLC and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Boustead Securities, LLC, Sutter Securities Incorporated, and Sutter Securities Clearing, LLC, Daniel McClory was associated with Bonwick Capital Partners, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel McClory Customer Complaint Daniel McClory has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unreasonable underwriter compensation. The customer complaint filed against Daniel McClory’s current employer Boustead Securities, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel McClory Red Flags & Your Rights As An Investor Of course, Daniel McClory did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel McClory at Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC and Bonwick Capital Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel McClory has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC and Bonwick Capital Partners, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Boustead Securities, LLC Due To Daniel McClory If you have questions about Boustead Securities, LLC, Sutter Securities Incorporated, Sutter Securities Clearing, LLC, Bonwick Capital Partners, LLC, and/or Daniel McClory and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Kraus of Raymond James & Associates, Inc.

DID DANIEL JOHN KRAUS CAUSE YOU INVESTMENT LOSSES? Daniel Kraus Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Kraus of Raymond James & Associates, Inc.? Daniel Kraus (CRD #719032) who is currently registered with Raymond James & Associates, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kraus Customer Complaints Daniel Kraus has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both complaints were for failure to follow the customer’s instructions. One of Daniel Kraus’ 2 customer complaints was settled in favor of investors. One of Daniel Kraus’ customer complaints was denied and, to date, the customer has not taken any further action. Daniel Kraus Red Flags & Your Rights As An Investor Of course, Daniel Kraus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kraus at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Kraus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Daniel Kraus If you have questions about Raymond James & Associates, Inc. and/or Daniel Kraus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Kew of Cetera Investment Services LLC

DID DANIEL GODFREY KEW CAUSE YOU INVESTMENT LOSSES? Daniel Kew Of Cetera Investment Services LLC And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Kew of Cetera Investment Services LLC? Daniel Kew (CRD #2490987) who is currently registered with Cetera Investment Services LLC and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Daniel Kew was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Kew Customer Complaints Daniel Kew has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Kew’s 2 customer complaints was settled in favor of investor. One of Daniel Kew’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Kew A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations and misrepresentations related to a corporate note. Misrepresentation of a variable annuity investment. Daniel Kew Red Flags & Your Rights As An Investor Of course, Daniel Kew did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kew at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Kew has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Daniel Kew if you have questions about Cetera Investment Services LLC, LPL Financial LLC, and/or Daniel Kew and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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