Jun 27, 2022

Andrew Dittberner of LPL Financial LLC

DID ANDREW JOHN DITTBERNER CAUSE YOU INVESTMENT LOSSES? Andrew Dittberner Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Dittberner of LPL Financial LLC? Andrew Dittberner (CRD #2120518) who is currently registered with LPL Financial LLC and located in New Haven, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Andrew Dittberner Customer Complaint Andrew Dittberner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Dittberner made unauthorized sales and failed to provide services. Andrew Dittberner’s customer complaint was settled in favor of the investors. Andrew Dittberner Red Flags & Your Rights As An Investor Of course, Andrew Dittberner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Dittberner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Dittberner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Andrew Dittberner If you have questions about LPL Financial and/or Andrew Dittberner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Carrie Lawlor formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID CARRIE LAWLOR CAUSE YOU INVESTMENT LOSSES? Carrie Lawlor Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Carrie Lawlor formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Carrie Lawlor (CRD #4079996) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Carrie Lawlor Customer Complaint Carrie Lawlor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Carrie Lawlor made unsuitable investment recommendations of closed-end funds. Carrie Lawlor’s customer complaint was settled in favor of the investors. Carrie Lawlor Red Flags & Your Rights As An Investor Of course, Carrie Lawlor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carrie Lawlor at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Carrie Lawlor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Carrie Lawlor If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Carrie Lawlor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Charles Salfity of LPL Financial LLC

As a client, you put your money in the hands of a broker whom you can trust. This is why it’s critical to learn everything there is to know about the person investing your money. Such information may assist you in determining whether or not to work with a particular broker. If you believe Charles Salfity has caused you financial harm, we may be able to assist you in resolving any problems or concerns that you have. DID CHARLES GEORGE SALFITY CAUSE YOU INVESTMENT LOSSES? Charles Salfity Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Salfity of LPL Financial LLC? Charles Salfity (CRD #864756) who is currently registered with LPL Financial LLC and located in Manhattan Beach, California is a subject of one of our many securities industry sales practice abuse investigations.    Charles Salfity Customer Complaint Charles Salfity has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation a variable annuity. Charles Salfity’s customer complaint was denied and, to date, the customer has not taken any further action. Charles Salfity Red Flags & Your Rights As An Investor Of course, Charles Salfity did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Salfity at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Salfity has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Charles Salfity If you have questions about LPL Financial LLC and/or Charles Salfity and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Bryan Fiala of Principal Securities, Inc.

DID BRYAN GREGORY FIALA CAUSE YOU INVESTMENT LOSSES? Bryan Fiala Of Principal Securities, Inc. And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bryan Fiala of Principal Securities, Inc.? Bryan Fiala (CRD #5777706) who is currently registered with Principal Securities, Inc. and located in West Des Moines, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Principal Securities, Inc., Bryan Fiala was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bryan Fiala Customer Complaint Bryan Fiala has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bryan Fiala failed to reinvest clients assets rolled over from traditional IRA to a Roth IRA account. Bryan Fiala’s customer complaint was settled in favor of the investors. Bryan Fiala Red Flags & Your Rights As An Investor Of course, Bryan Fiala did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Fiala at Principal Securities, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bryan Fiala has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc. and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Principal Securities, Inc. Due To Bryan Fiala If you have questions about Principal Securities, Inc., MML Investors Services, LLC and/or Bryan Fiala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Chad Spezia of Merrill Lynch, Pierce, Fenner & Smith Incorporated

It’s critical for everyone to understand all they can about the individuals with whom they entrust their money. A person’s previous employment history, regulatory enforcement activities, and consumer complaints are just a few of the places where you may learn more about them. If you incurred investment losses as a result of Chad Spezia, we’ll do everything we can to address any worries you may have. DID CHAD BRIAN SPEZIA CAUSE YOU INVESTMENT LOSSES? Chad Spezia Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Chad Spezia of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Chad Spezia (CRD #6181656) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Troy, Michigan is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chad Spezia was associated with PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chad Spezia Customer Complaint Chad Spezia has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Chad’s Spezia failed to follow customer’s instructions with respect to a wrap fee account. Chad Spezia’s customer complaint was settled in favor of the investor. Chad Spezia Red Flags & Your Rights As An Investor Of course, Chad Spezia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Spezia at Merrill Lynch, Pierce, Fenner & Smith Incorporated and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Chad Spezia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Chad Spezia If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, PNC Investments, and/or Chad Spezia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Bruce Horng of Pruco Securities, LLC

DID BRUCE V. HORNG CAUSE YOU INVESTMENT LOSSES? Bruce Horng Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bruce Horng of Pruco Securities, LLC? Bruce Horng (CRD #2937278) who is currently registered with Pruco Securities, LLC and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Bruce Horng Customer Complaint Bruce Horng has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bruce Horng failed to disclose all facts regarding expenses, fees and surrender charges related to a variable annuity, investment.  Bruce Horng’s customer complaint was denied and, to date, the customer has not taken any further action. Bruce Horng Red Flags & Your Rights As An Investor Of course, Bruce Horng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Horng at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Horng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Bruce Horng If you have questions about Pruco Securities, LLC and/or Bruce Horng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Cesar Macedo of LPL Financial LLC

As a client, you put your money in the hands of a broker that you can trust. This is why it’s critical to learn It’s critical for everyone to learn all they can about the people with whom they entrust their money. Prior employment history, regulatory enforcement activities, and consumer complaints are just a few of the places where you may discover information about a person’s background. If you incurred investment losses as a result of Cesar Macedo, we will do everything possible to respond to any concerns you may have. DID CESAR MACEDO CAUSE YOU INVESTMENT LOSSES? Cesar Macedo Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cesar Macedo of LPL Financial LLC? Cesar Macedo (CRD #4436182) who is currently registered with LPL Financial LLC and located in Downey, California is a subject of one of our many securities industry sales practice abuse investigations. Cesar Macedo Customer Complaint Cesar Macedo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Cesar Macedo and his employer breached their fiduciary duty and were negligent in the administration of a trust. The customer complaint filed against Cesar Macedo’s current employer LPL Financial LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Cesar Macedo Red Flags & Your Rights As An Investor Of course, Cesar Macedo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cesar Macedo at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Cesar Macedo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cesar Macedo If you have questions about LPL Financial LLC and/or Cesar Macedo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Alexandra Cock formerly with MTL Equity Products, Inc.

DID ALEXANDRA COCK CAUSE YOU INVESTMENT LOSSES? Alexandra Cock Formerly With MTL Equity Products, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Alexandra Cock formerly with MTL Equity Products, Inc.? Alexandra Cock (CRD #2861812) who was formerly registered with MTL Equity Products, Inc. and located in San Rafael, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MTL Equity Products, Inc., Alexandra Cock was associated with Wealth Plus Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexandra Cock Customer Complaints Alexandra Cock has been the subject of 4 customer complaints that we know about, all 4 of those complaints were filed in the last year to recover investment losses related to an investment recommendation in the PFI private placement which turned out to be a Ponzi scheme.  The 4 customer complaints filed against Alexandra Cock’s former employer Wealth Plus Inc. for investment losses caused by the alleged misconduct are all pending. Alexandra Cock Red Flags & Your Rights As An Investor Of course, Alexandra Cock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexandra Cock at MTL Equity Products, Inc. and Wealth Plus Inc.on alert to review carefully the activity and performance of their accounts and question whether Alexandra Cock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MTL Equity Products, Inc. and Wealth Plus Inc.also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MTL Equity Products, Inc. Due To Alexandra Cock If you have questions about MTL Equity Products, Inc., Wealth Plus Inc. and/or Alexandra Cock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Charles Lanzillotto formerly with Wells Fargo Clearing Services, LLC

As a client, you place your funds in the hands of a broker that you can trust. As a result, it’s critical to have all the details about the individual investing your money. These details might assist you in determining whether or not to deal with a certain broker. If you believe Charles Lanzillotto has caused you financial losses, we may be able to assist you in resolving any concerns or issues you have. DID CHARLES LANZILLOTTO CAUSE YOU INVESTMENT LOSSES? Charles Lanzillotto Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Lanzillotto formerly with Wells Fargo Clearing Services, LLC? Charles Lanzillotto (CRD #2904532) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Charles Lanzillotto Customer Complaints Charles Lanzillotto has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Charles Lanzillotto’s customer complaints were settled in favor of investors. Allegations Against Charles Lanzillotto A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Failure to follow client’s instructions and liquidate assets. Unsuitable investment recommendations, failure to diversify an excessive use of margin in account. Charles Lanzillotto Red Flags & Your Rights As An Investor Of course, Charles Lanzillotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lanzillotto at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Lanzillotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Lanzillotto If you have questions about Wells Fargo Clearing Services, LLC and/or Charles Lanzillotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Charles Davis of Allstate Financial Services, LLC

As a client, you are putting your money in the hands of someone you can trust. This is why it’s critical to learn all there is to know about the individual managing your funds. This data might assist you in determining whether or not to work with a particular broker. If you believe Charles Davis has caused you financial losses, we may be able to help you address any concerns or issues that you have. DID CHARLES EUGENE DAVIS CAUSE YOU INVESTMENT LOSSES? Charles Davis Of Allstate Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Davis of Allstate Financial Services, LLC? Charles Davis (CRD #3111678) who is currently registered with Allstate Financial Services, LLC and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Charles Davis Customer Complaint Charles Davis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Charles Davis failed to follow customer’s instructions to remain in a money market account for liquidity and instead the financial advisor invested in a unit investment trust subsequently needed to be liquidated at a loss. Charles Davis’ customer complaint was settled in favor of the investor.  Charles Davis Red Flags & Your Rights As An Investor Of course, Charles Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Davis at Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Charles Davis If you have questions about Allstate Financial Services, LLC and/or Charles Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading