Mar 2, 2022

Brian Summers formerly with LaSalle St. Securities, LLC

DID BRIAN HOWARD SUMMERS CAUSE YOU INVESTMENT LOSSES? Brian Summers Formerly With LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC And Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Summers formerly with LaSalle St. Securities, LLC? Brian Summers (CRD #1569354) who was formerly registered with LaSalle St. Securities, LLC and located in Frankfort, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LaSalle St. Securities, LLC, Brian Summers was associated with Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Summers Customer Complaints Brian Summers has been the subject of 2 customer complaints that we know about, 1of those complaints were filed in the last year to recover investment losses. One of Brian Summers’ customer complaints resulted in an Award in favor of investor. There is currently 1 pending customer complaint filed against Brian Summers’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Brian Summers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation, breach of fiduciary duty, and accounts related negligence. Unsuitable investment recommendations. Brian Summers Red Flags & Your Rights As An Investor Of course, Brian Summers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Summers at LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Summers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LaSalle St. Securities, LLC Due To Brian Summers If you have questions about LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, and/or Brian Summers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brian Bedford of Raymond James Financial Services, Inc.

DID BRIAN DAVID BEDFORD CAUSE YOU INVESTMENT LOSSES? Brian Bedford Of Raymond James Financial Services, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Bedford of Raymond James Financial Services, Inc.? Brian Bedford (CRD #4305320) who is currently registered with Raymond James Financial Services, Inc. and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Raymond James Financial Services, Inc., Brian Bedford was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Bedford Customer Complaints Brian Bedford has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Brian Bedford’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brian Bedford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow trading instructions. Failure to liquidate upon receiving client’s instructions. Brian Bedford Red Flags & Your Rights As An Investor Of course, Brian Bedford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Bedford at Raymond James Financial Services, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Bedford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Brian Bedford If you have questions about Raymond James Financial Services, Inc., LPL Financial LLC, and/or Brian Bedford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brian Cobb of Edward Jones

DID BRIAN ALLAN COBB CAUSE YOU INVESTMENT LOSSES? Brian Cobb Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Cobb of Edward Jones? Brian Cobb (CRD #6020022) who is currently registered with Edward Jones and located in Port Orange, Florida is a subject of one of our many securities industry sales practice abuse investigations. Brian Cobb Customer Complaint Brian Cobb has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Cobb misrepresented the amount of commissions to be incurred in connection with the liquidation of clients accounts. Brian Cobb customer complaint resulted in an Award in favor of investor. Brian Cobb Red Flags & Your Rights As An Investor Of course, Brian Cobb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Cobb at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brian Cobb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brian Cobb If you have questions about Edward Jones and/or Brian Cobb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brett Ellen of Metric Financial Inc.

DID BRETT SCOTT ELLEN CAUSE YOU INVESTMENT LOSSES? Brett Ellen Of Metric Financial Inc. And Formerly With Arque Capital, Ltd. Has 16 Customer Complaints For Alleged Broker Misconduct Who is Brett Ellen of Metric Financial Inc.? Brett Ellen (CRD #1460478) who is currently registered with Metric Financial Inc. and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to Metric Financial Inc., Brett Ellen was associated with Arque Capital, Ltd. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brett Ellen Customer Complaints Brett Ellen has been the subject of 16 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Three of Brett Ellen’s 16 customer complaints were settled in favor of investors. Ten of Brett Ellen’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 3 pending customer complaints filed against Brett Ellen’s former employers DFPG Investments, LLC and United Planners’ Financial Services of America  for investment losses caused by the alleged misconduct. Allegations Against Brett Ellen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Negligence, breach of fiduciary duty, fraud, misrepresentation, violations of securities laws related to common and preferred stock transactions. Unsuitable, illiquid and misrepresented investments in variable annuities. Misrepresented and unsuitable recommendations to purchase limited partnerships and mutual funds. Misrepresentation related to existence of tax opinion letter. Unsuitable investment recommendations related to mutual funds. Brett Ellen Red Flags & Your Rights As An Investor Of course, Brett Ellen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Ellen at Metric Financial Inc. and Arque Capital, Ltd. on alert to review carefully the activity and performance of their accounts and question whether Brett Ellen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Metric Financial Inc. and Arque Capital, Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Metric Financial Inc. Due To Brett Ellen If you have questions about Metric Financial Inc., Arque Capital, Ltd., and/or Brett Ellen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brett Whitten of UBS Financial Services Inc.

DID BRETT BARBOUR WHITTEN CAUSE YOU INVESTMENT LOSSES? Brett Whitten Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Brett Whitten of UBS Financial Services Inc.? Brett Whitten (CRD #1739031) who is currently registered with UBS Financial Services Inc. and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations.   Brett Whitten Customer Complaint Brett Whitten has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brett Whitten failed to play stoploss orders on CRM position resulting in margin calls and losses.  The customer complaint filed against Brett Whitten’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Brett Whitten Red Flags & Your Rights As An Investor Of course, Brett Whitten did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Whitten at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Brett Whitten has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brett Whitten If you have questions about UBS Financial Services Inc. and/or Brett Whitten and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brett Hartvigson of Independent Financial Group, LLC

DID BRETT ARTHUR HARTVIGSON CAUSE YOU INVESTMENT LOSSES? Brett Hartvigson Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Brett Hartvigson of Independent Financial Group, LLC? Brett Hartvigson (CRD #2263087) who is currently registered with Independent Financial Group, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Brett Hartvigson Customer Complaints Brett Hartvigson has been the subject of 4 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. All 4 of Brett Hartvigson’s customer complaints were settled in favor of investors. Allegations Against Brett Hartvigson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Overconcentration in alternative REIT and business development Company investments. Unsuitable recommendation to purchase fixed annuities, and life insurance. Failure to inform customer of risk involved in purchasing variable universal life insurance policy. Unsuitable recommendation of variable reversal life insurance policy. Brett Hartvigson Red Flags & Your Rights As An Investor Of course, Brett Hartvigson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Hartvigson at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Brett Hartvigson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Brett Hartvigson If you have questions about Independent Financial Group, LLC and/or Brett Hartvigson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2022

Brent Lane of UBS Financial Services Inc.

DID BRENT LANE CAUSE YOU INVESTMENT LOSSES? Brent Lane Of UBS Financial Services Inc. And Formerly With Credit Suisse Securities (USA) LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brent Lane of UBS Financial Services Inc.? Brent Lane (CRD #4858405) who is currently registered with UBS Financial Services Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Brent Lane was associated with Credit Suisse Securities (USA) LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brent Lane Customer Complaints Brent Lane has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Brent Lane’s customer complaints was denied and, to date, the customer has not taken any further action.   There is currently 1 pending customer complaint filed against Brent Lane’s current employer UBS Financial Services Inc.’s for investment losses caused by the alleged misconduct. Allegations Against Brent Lane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable and misrepresented investment in an options overlay strategy. Misrepresentations and recommendations of an unsuitable option strategy. Brent Lane Red Flags & Your Rights As An Investor Of course, Brent Lane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Lane at UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether Brent Lane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brent Lane If you have questions about UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC and/or Brent Lane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brenda Perrotti of Morgan Stanley

DID BRENDA L. PERROTTI CAUSE YOU INVESTMENT LOSSES? Brenda Perrotti Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brenda Perrotti of Morgan Stanley? Brenda Perrotti (CRD #2300759) who is currently registered with Morgan Stanley and located in Lancaster, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Brenda Perrotti Customer Complaint Brenda Perrotti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brenda Perrotti failed to customers instructions with respect to purchase of a mutual fund. Brenda Perrotti’s customer complaint was denied and, to date, the customer has not taken any further action. Brenda Perrotti Red Flags & Your Rights As An Investor Of course, Brenda Perrotti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenda Perrotti at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brenda Perrotti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brenda Perrotti If you have questions about Morgan Stanley and/or Brenda Perrotti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brandon Williams of LPL Financial LLC

DID BRANDON CHRISTOPHER WILLIAMS CAUSE YOU INVESTMENT LOSSES? Brandon Williams Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Brandon Williams of LPL Financial LLC? Brandon Williams (CRD #5239801) who is currently registered with LPL Financial LLC and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Brandon Williams was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brandon Williams Customer Complaint Brandon Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brandon Williams failed to inform the customer as a distribution from an annuity contract would have negative consequences for her.  Brandon Williams’ customer complaint was settled in favor of the investors. Brandon Williams Red Flags & Your Rights As An Investor Of course, Brandon Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Williams at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Brandon Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brandon Williams If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Brandon Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Bradley Barnett of LPL Financial LLC

DID BRADLEY GRAHAM BARNETT CAUSE YOU INVESTMENT LOSSES? Bradley Barnett Of  LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Barnett of LPL Financial LLC? Bradley Barnett (CRD #839777) who is currently registered with LPL Financial LLC and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Bradley Barnett Customer Complaint Bradley Barnett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradley Barnett made misrepresentations associated with an investment.  Bradley Barnett’s customer complaint was settled in favor of the investors. Bradley Barnett Red Flags & Your Rights As An Investor Of course, Bradley Barnett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Barnett at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Barnett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Barnett If you have questions about LPL Financial LLC and/or Bradley Barnett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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