Oct 27, 2022

Daniel Claric of Securities America, Inc.

DID DANIEL JAMES CLARIC CAUSE YOU INVESTMENT LOSSES? Daniel Claric Of Securities America, Inc. And Formerly With KMS Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Claric of Securities America, Inc.? Daniel Claric (CRD #4797769) who is currently registered with Securities America, Inc. and located in Eugene, Oregon is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Securities America, Inc., Daniel Claric was associated with KMS Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Claric Customer Complaints Daniel Claric has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Daniel Claric’s customer complaints were settled in favor of investors. Allegations Against Daniel Claric A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized distributions from client’s account by third-party. Unauthorized sale of securities from a trust accounts that created tax liabilities. Daniel Claric Red Flags & Your Rights As An Investor Of course, Daniel Claric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Claric at Securities America, Inc. and KMS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Claric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and KMS Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Daniel Claric If you have questions about Securities America, Inc., KMS Financial Services, Inc. and/or Daniel Claric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Davis of Ausdal Financial Partners, Inc.

DID DANIEL ERNEST DAVIS CAUSE YOU INVESTMENT LOSSES? Daniel Davis Of Ausdal Financial Partners, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Davis of Ausdal Financial Partners, Inc.? Daniel Davis (CRD #1601521) who is currently registered with Ausdal Financial Partners, Inc. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Davis Customer Complaints Daniel Davis has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Davis’ 2 customer complaints was settled in favor of investor.  One of Daniel Davis’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mismanagement of an advisory accounts involving illiquid investments, options trading and REITs. Unsuitable investment recommendations and failure to disclose tax consequences. Daniel Davis Red Flags & Your Rights As An Investor Of course, Daniel Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Davisat Ausdal Financial Partners, Inc.on alert to review carefully the activity and performance of their accounts and question whether Daniel Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Daniel Davis If you have questions about Ausdal Financial Partners, Inc. and/or Daniel Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Luna of Wells Fargo Clearing Services, LLC

DID DANIEL ENRIQUE LUNA CAUSE YOU INVESTMENT LOSSES? Daniel Luna Of Wells Fargo Clearing Services, LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Luna of Wells Fargo Clearing Services, LLC? Daniel Luna (CRD #5606606) who is currently registered with Wells Fargo Clearing Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Luna was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Luna Customer Complaint Daniel Luna has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an unsuitable recommendation of variable annuity. The customer complaint filed against Daniel Luna’s former employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Luna Red Flags & Your Rights As An Investor Of course, Daniel Luna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Luna at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Luna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Luna If you have questions about Wells Fargo Clearing Services, LLC, Cetera Investment Services LLC, and/or Daniel Luna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Jossen formerly with NYLife Securities LLC

DID DANIEL E. JOSSEN CAUSE YOU INVESTMENT LOSSES? Daniel Jossen Formerly With NYLife Securities LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Daniel Jossen formerly with NYLife Securities LLC? Daniel Jossen (CRD #5463761) who was formerly registered with NYLife Securities LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Daniel Jossen Customer Complaints Daniel Jossen has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. All 5 of Daniel Jossen’s customer complaints were settled in favor of investors. Allegations Against Daniel Jossen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation of Variable Universal Life insurance policy. Misrepresentation of the variable annuity. Misleading statements related to Variable Universal life insurance policies and excessive brokerage fees. Unsuitable recommendation of a variable Universal Life insurance policy. Daniel Jossen Red Flags & Your Rights As An Investor Of course, Daniel Jossen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Jossen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Jossen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Daniel Jossen If you have questions about NYLife Securities LLC and/or Daniel Jossen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Venegas of Equitable Advisors, LLC

DID DANIEL CARLOS VENEGAS CAUSE YOU INVESTMENT LOSSES? Daniel Venegas Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Daniel Venegas of Equitable Advisors, LLC? Daniel Venegas (CRD #1194311) who is currently registered with Equitable Advisors, LLC and located in Irvine, California is a subject of one of our many securities industry sales practice abuse investigations. Daniel Venegas Customer Complaints Daniel Venegas has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Daniel Venegas’ 3 customer complaints were settled in favor of investors. One of Daniel Venegas’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Venegas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendation of a variable annuity. Failure to disclose all the terms of a variable annuity investment. Daniel Venegas Red Flags & Your Rights As An Investor Of course, Daniel Venegas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Venegas at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Venegas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Daniel Venegas If you have questions about Equitable Advisors, LLC and/or Daniel Venegas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Kistler of Dempsey Lord Smith, LLC

DID DANIEL BENJAMIN KISTLER CAUSE YOU INVESTMENT LOSSES? Daniel Kistler Of Dempsey Lord Smith, LLC And Formerly With Coastal Equities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kistler of Dempsey Lord Smith, LLC? Daniel Kistler (CRD #6203300) who is currently registered with Dempsey Lord Smith, LLC and located in Rome, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dempsey Lord Smith, LLC, Daniel Kistler was associated with Coastal Equities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Kistler Customer Complaint Daniel Kistler has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customers were solicited and sold a private placement which was only suitable for accredited investors; customers were not accredited investors and sued for breach of fiduciary duty and negligence. Daniel Kistler’s customer complaint wassettled in favor of the investor. Daniel Kistler Red Flags & Your Rights As An Investor Of course, Daniel Kistler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kistler at Dempsey Lord Smith, LLC and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Kistler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dempsey Lord Smith, LLC and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dempsey Lord Smith, LLC Due To Daniel Kistler If you have questions about Dempsey Lord Smith, LLC, Coastal Equities, Inc., and/or Daniel Kistler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2022

Daniel Dubin of SVB Securities LLC

DID DANIEL BARRY DUBIN CAUSE YOU INVESTMENT LOSSES? Daniel Dubin Of SVB Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Dubin of SVB Securities LLC? Daniel Dubin (CRD #3231063) who is currently registered with SVB Securities LLC and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Daniel Dubin Customer Complaint Daniel Dubin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were conflict of interest in connection with a SPAC transaction. Daniel Dubin’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Dubin Red Flags & Your Rights As An Investor Of course, Daniel Dubin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Dubin at SVB Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Dubin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SVB Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SVB Securities LLC Due To Daniel Dubin If you have questions about SVB Securities LLC and/or Daniel Dubin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2022

Daniel B. Boyer III of Boenning & Scattergood, Inc.

DID DANIEL B. BOYER III CAUSE YOU INVESTMENT LOSSES? Daniel Boyer Of Boenning & Scattergood, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Boyer of Boenning & Scattergood, Inc.? Daniel Boyer (CRD #858610) who is currently registered with Boenning & Scattergood, Inc. and located in Pottstown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Daniel Boyer Customer Complaints Daniel Boyer has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Daniel Boyer’s customer complaints were settled in favor of investors. Allegations Against Daniel Boyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized transfer of funds. Churning, mismanagement, and unsuitable securities recommendations. Daniel Boyer Red Flags & Your Rights As An Investor Of course, Daniel Boyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Boyer at Boenning & Scattergood, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Boyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Boenning & Scattergood, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Boenning & Scattergood, Inc. Due To Daniel Boyer If you have questions about Boenning & Scattergood, Inc. and/or Daniel Boyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2022

Dan Sanders of Independent Financial Group, LLC

DID DAN EUGENE SANDERS CAUSE YOU INVESTMENT LOSSES? Dan Sanders Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Dan Sanders of Independent Financial Group, LLC? Dan Sanders (CRD #1785159) who is currently registered with for a free initial consultation via and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Dan Sanders Customer Complaints Dan Sanders has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 4 of Dan Sanders’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Dan Sanders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mismanagement of account. Unsuitable investment recommendation of variable annuity and failure to disclose all of the features of the product at the time of sale. Unsuitable investment recommendations in connection with equity listed common and preferred stocks. Provisions of a variable annuity were not fully disclosed to customer. Dan Sanders Red Flags & Your Rights As An Investor Of course, Dan Sanders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Sanders at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Dan Sanders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Dan Sanders If you have questions about Independent Financial Group, LLC and/or Dan Sanders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 27, 2022

Dan Csuma of J.P. Morgan Securities LLC

As a client, you are putting your faith (and money) in a broker. Therefore, it is pivotal that you research and know as much about the individual investing your funds as possible. This way, you can make an informed decision on whether or not to use their services. If you believe Dan Csuma has harmed you financially, we may be able to help you address any concerns or difficulties you have. DID DAN CSUMA CAUSE YOU INVESTMENT LOSSES? Dan Csuma Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dan Csuma of J.P. Morgan Securities LLC? Dan Csuma (CRD #1986466) who is currently registered with J.P. Morgan Securities LLC and located in Summit, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Dan Csuma Customer Complaint Dan Csuma has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Dan Csuma’s customer complaint was settled in favor of the investor. Dan Csuma Red Flags & Your Rights As An Investor Of course, Dan Csuma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Csuma at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Dan Csuma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Dan Csuma If you have questions about J.P. Morgan Securities LLCand/or Dan Csuma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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