Oct 26, 2024

John Pigeon of Osaic Institutions, Inc. Reviews

DID JOHN LESTER PIGEON CAUSE YOU INVESTMENT LOSSES? John Pigeon Customer Complaints and Reviews John Lester Pigeon has one reported customer dispute: Customer Dispute (Pending as of June 5, 2024): The customer alleges that Pigeon and his firm failed to observe high standards of commercial honor and equitable principles of trade in relation to real estate security. The client claims damages exceeding $120,000. This case is currently pending in arbitration with FINRA. Allegations Against John Pigeon John Pigeon Red Flags & Your Rights As An Investor Of course, John Pigeon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pigeon at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Pigeon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To John Pigeon If you have questions about Osaic Institutions, Inc. and/or John Pigeon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

Aramis Perez of Wells Fargo Clearing Services, LLC Reviews

DID ARAMIS PEREZ CAUSE YOU INVESTMENT LOSSES? Aramis Perez Customer Complaints and Reviews Aramis Perez has one reported customer dispute: Customer Dispute (Pending as of June 24, 2024): A client alleged that Perez assured only about half of a stock position would be sold during a portfolio rebalancing managed by an in-house money manager at Wells Fargo Advisors, but instead, the full position was liquidated. This action allegedly led to unexpected capital gains tax ramifications. The firm has yet to resolve this complaint, and it remains pending with no specified damages, although it is suggested that the damage could exceed $5,000. Allegations Against Aramis Perez Aramis Perez Red Flags & Your Rights As An Investor Of course, Aramis Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aramis Perez at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Aramis Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Aramis Perez If you have questions about Wells Fargo Clearing Services, LLC and/or Aramis Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

Casey Peterson of Northwestern Mutual Investment Services, LLC Reviews

DID CASEY PETERSON CAUSE YOU INVESTMENT LOSSES? Casey Peterson Customer Complaints and Reviews Casey Peterson has one customer dispute reported: Customer Dispute (Pending as of June 14, 2024): A client alleges that Peterson failed to follow instructions regarding the movement of funds between accounts and the reclassification of her risk tolerance. The client is claiming damages amounting to $45,000. This complaint is currently pending, with no resolution or settlement reported. Allegations Against Casey Peterson Casey Peterson Red Flags & Your Rights As An Investor Of course, Casey Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Peterson at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Casey Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Casey Peterson If you have questions about Northwestern Mutual Investment Services, LLC and/or Casey Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

David Perrotto of Cetera Advisors LLC Reviews

DID DAVID JOSEPH PERROTTO CAUSE YOU INVESTMENT LOSSES? David Perrotto Customer Complaints and Reviews Customer Dispute (Pending as of June 27, 2024): The client alleges unspecified investment recommendations that resulted in losses related to real estate security. The case is currently pending in the Supreme Court of the State of New York, County of Queens, with unspecified damages believed to exceed $5,000. Allegations Against David Perrotto David Perrotto Red Flags & Your Rights As An Investor Of course, David Perrotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Perrotto at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether David Perrotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To David Perrotto If you have questions about Cetera Advisors LLC and/or David Perrotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

Paul Pavelski of Morgan Stanley Reviews

DID PAUL THOMAS PAVELSKI CAUSE YOU INVESTMENT LOSSES? Paul Pavelski Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Paul Pavelski Customer Complaints and ReviewsCustomer Disputes (4): One dispute settled for $75,000 concerning 12(b)-1 fees, initially filed in 2008 against Landolt Securities, where Pavelski was accused of improperly receiving fees after a dealer of record change. Another settled dispute from 2002 involved allegations of selling unsuitable investments, specifically low-grade bond mutual funds, which was resolved with a payment of $5,325. A complaint in 2022 alleging more risk than agreed upon in an investment was denied. A pending case from June 2024 involves allegations of misrepresentation and unsuitable investment recommendations related to the purchase of GWG L Bonds, with potential damages estimated at $100,000. Allegations Against Paul Pavelski Paul Pavelski Red Flags & Your Rights As An Investor Of course, Paul Pavelski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Pavelski at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Pavelski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Paul Pavelski If you have questions about Morgan Stanley and/or Paul Pavelski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 25, 2024

Michael Perez of Truist Investment Services, Inc. Reviews

DID MICHAEL PHILLIP PEREZ CAUSE YOU INVESTMENT LOSSES? Michael Perez Customer Complaints and Reviews Michael Perez has been involved in one reported customer dispute Allegations Against Michael Perez Michael Perez Red Flags & Your Rights As An Investor Of course, Michael Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Perez at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc Due To Michael Perez If you have questions about Truist Investment Services, Inc and/or Michael Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 25, 2024

Alex Paredes-Malaga of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID ALEX E PAREDES-MALAGA CAUSE YOU INVESTMENT LOSSES? Alex Paredes-Malaga Customer Complaints and Reviews Alex E. Paredes-Malaga has one reported disclosure event on his record: Allegations Against Alex Paredes-Malaga Alex Paredes-Malaga Red Flags & Your Rights As An Investor Of course, Alex Paredes-Malaga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Paredes-Malaga at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alex Paredes-Malaga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alex Paredes-Malaga If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alex Paredes-Malaga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 25, 2024

Daniel O’Halloran of American Trust Investment Services, Inc. Reviews

DID DANIEL PATRICK O’HALLORAN CAUSE YOU INVESTMENT LOSSES? Daniel O’Halloran Of American Trust Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Daniel O’Halloran Customer Complaints and Reviews Daniel O’Halloran has two customer disputes disclosed in his BrokerCheck record: Allegations Against Daniel O’Halloran Customer Dispute Allegation (2000-2001): The customer alleged that O’Halloran engaged in misrepresentation and unsuitable equity transactions, leading to financial losses. The dispute included claims under various laws, including the Illinois Consumer Fraud and Deceptive Practices Act, and was settled for $21,000. Customer Dispute Allegation (2024): The claimants allege that O’Halloran failed to perform due diligence, omitted critical facts, and violated FINRA’s Rule 2111 and Regulation Best Interest (Reg BI) in relation to investments in GWG Holdings. The claimed damages are $1,475,000, and the case is currently under arbitration. O’Halloran denies the allegations, emphasizing that the investments were made at the claimants’ discretion. Daniel O’Halloran Red Flags & Your Rights As An Investor Of course, Sean Olsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Olsen at Garden State Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Olsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Garden State Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To Daniel O’Halloran If you have questions about American Trust Investment Services, Inc. and/or Daniel O’Halloran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 25, 2024

Sean Olsen of Garden State Securities, Inc. Reviews

DID SEAN MICHAEL OLSEN CAUSE YOU INVESTMENT LOSSES? Sean Olsen Customer Complaints and Reviews Sean Olsen has one customer dispute disclosed in his BrokerCheck record: Allegations Against Sean Olsen Customer Dispute Allegation (2024): The client alleges that Olsen failed to recommend suitable investments and was negligent, resulting in lost financial opportunities. The dispute, involving investments in both OTC and listed equities, is under arbitration with claimed damages of $253,475.72. The case remains unresolved. Kevin O’Callahan Red Flags & Your Rights As An Investor Of course, Sean Olsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Olsen at Garden State Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Olsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Garden State Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Garden State Securities, Inc. Due To Sean Olsen If you have questions about Garden State Securities, Inc. and/or Sean Olsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 25, 2024

Kevin O’Callahan of Fidelity Brokerage Services LLC Reviews

DID KEVIN GERARD O’CALLAHAN CAUSE YOU INVESTMENT LOSSES? Kevin O’Callahan Customer Complaints and Reviews Kevin O’Callahan has one customer dispute disclosed in his BrokerCheck record: Allegations Against Kevin O’Callahan Kevin O’Callahan Red Flags & Your Rights As An Investor Of course, Kevin O’Callahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin O’Callahan at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin O’Callahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Kevin O’Callahan If you have questions about Fidelity Brokerage Services LLC and/or Kevin O’Callahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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