Sep 12, 2024

Steven Sharp of Wells Fargo Clearing Services, LLC Reviews

DID STEVEN FRANKLIN SHARP CAUSE YOU INVESTMENT LOSSES? Steven Sharp Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Sharp Customer Complaints and Reviews Sharp’s FINRA report indicates several disclosure events: Allegations Against Steven Sharp Steven Sharp Red Flags & Your Rights As An Investor Of course, Steven Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sharp at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Steven Sharp If you have questions about Wells Fargo Clearing Services, LLC and/or Steven Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

David Stephens Formerly With MML Investors Services, LLC Reviews

DID DAVID R STEPHENS CAUSE YOU INVESTMENT LOSSES? David Stephens Customer Complaints and Reviews David R. Stephens has several significant disclosures: Allegations Against David Stephens David Stephens Red Flags & Your Rights As An Investor Of course, David Stephens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Stephens at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Stephens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To David Stephens If you have questions about MML Investors Services, LLC and/or David Stephens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Edward Tunmore of MML Investors Services, LLC Reviews

DID EDWARD M TUNMORE CAUSE YOU INVESTMENT LOSSES? Edward Tunmore Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Edward Tunmore Customer Complaints and Reviews Edward Tunmore’s report includes disclosures of customer disputes: Allegations Against Edward Tunmore Edward Tunmore Red Flags & Your Rights As An Investor Of course, Edward Tunmore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Tunmore at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Tunmore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edward Tunmore If you have questions about MML Investors Services, LLC and/or Edward Tunmore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Nikolai Taylor of Morgan Stanley Reviews

DID NIKOLAI TAYLOR CAUSE YOU INVESTMENT LOSSES? Nikolai Taylor Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Nikolai Taylor Customer Complaints and Reviews Nikolai Taylor has several negative disclosures reported: Allegations Against Nikolai Taylor Nikolai Taylor Red Flags & Your Rights As An Investor Of course, Nikolai Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolai Taylor at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nikolai Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nikolai Taylor If you have questions about Morgan Stanley and/or Nikolai Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Paul Weinberger of Cetera Financial Specialists LLC Reviews

DID PAUL MICHAEL WEINBERGER CAUSE YOU INVESTMENT LOSSES? Paul Weinberger Of Cetera Financial Specialists LLC Has 6 Customer Complaints For Alleged Broker Misconduct Paul Weinberger Customer Complaints and Reviews Paul Weinberger’s report indicates a number of customer disputes: Allegations Against Paul Weinberger Paul Weinberger Red Flags & Your Rights As An Investor Of course, Paul Weinberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Weinberger at Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Weinberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Financial Specialists LLC Due To Paul Weinberger If you have questions about Cetera Financial Specialists LLC and/or Paul Weinberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Bertha Corona of J.P. Morgan Securities LLC FIRED

DID BERTHA CORONA CAUSE YOU INVESTMENT LOSSES? Bertha Corona Formerly With J.P. Morgan Securities LLC was terminated on August 15, 2024 because she failed to raise concerns regarding possible fraudulent activity she observed and established new affiliate bank profiles for existing customers. Bertha Corona Employment History Bertha Corona has worked for two different branches of J.P. Morgan Securities LLC (CRD# 79) during her career as a broker. She was registered at the Simi Valley, California branch from July 2014 to November 2014 and then at the Encino, California branch from January 2015 to August 2024. Throughout her career, she has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in July 2014. She has also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63), in February 2015. She has not completed any principal or supervisory exams. Bertha Corona is no longer registered with any firm. She has one disclosure event on her record, a termination from JPMorgan Chase Bank, N.A., in August 2024. The termination was related to her failure to raise concerns regarding potential fraudulent activity she observed and for creating new affiliate bank profiles for existing customers. This event was not associated with any customer complaints or the sale of securities. . Bertha Corona Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Bertha Corona is a red flag which should put all current and former customers of Bertha Corona at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Bertha Corona engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Bertha Corona If you have questions about J.P. Morgan Securities LLC and/or Bertha Corona and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Carmine DeMaio of Morgan Stanley FIRED

DID CARMINE A DEMAIO CAUSE YOU INVESTMENT LOSSES? Carmine DeMaio Formerly With Morgan Stanley was terminated on August 2, 2024 for allegations regarding the accuracy of call notes entered into the Firm’s Customer Relationship Management (CRM) system that did not fully reflect the call. Carmine DeMaio Employment History Carmine A. DeMaio has been registered with two securities firms throughout his career. His most recent registration was with Morgan Stanley  in Jersey City, New Jersey, from March 2023 to August 2024. Prior to that, he was registered with E*TRADE Securities LLC in Morristown, New Jersey, from December 2021 to September 2023. DeMaio has passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) in October 2021 and the General Securities Representative Examination (Series 7) in December 2021. He also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in January 2022. He has not completed any principal or supervisory exams. DeMaio is no longer registered with any firm and has one disclosure event on his record, a termination from Morgan Stanley in August 2024. The termination was related to allegations regarding the accuracy of call notes entered into the firm’s Customer Relationship Management (CRM) system, which did not fully and accurately reflect the call. This disclosure was not associated with any specific product. Carmine DeMaio Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Carmine DeMaio is a red flag which should put all current and former customers of Carmine DeMaio at Morgan Stanley and E’Trade Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Carmine DeMaioengaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Carmine DeMaio If you have questions about Morgan Stanley and/or Carmine DeMaio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Matthew Almeida of J.P. Morgan Securities LLC FIRED

DID MATTHEW ALMEIDA CAUSE YOU INVESTMENT LOSSES? Matthew Almeida Formerly With  J.P. Morgan Securities LLC was terminated on August 16, 2204 for emailing proprietary firm information from his corporate email to his personal email without authorization. Matthew Almeida Employment History Matthew Almeida has experience working with three firms in the financial industry. He began his career with Citigroup Global Markets Inc. in June 2016 and was registered there until July 2022. Subsequently, he was registered with Citi Private Advisory, LLC  from March 2017 to July 2022. His most recent registration was with J.P. Morgan Securities LLC from August 2022 until August 2024. During his career, he passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in June 2016, as well as one multi-state securities law exam (Uniform Combined State Law Examination, Series 66) in September 2016. He has not passed any principal or supervisory exams. Almeida’s registrations are no longer active, and he is not currently registered with any firm. He has held positions primarily in Boston, Massachusetts, and has disclosed one termination event related to emailing proprietary firm information without authorization while employed at JPMorgan Chase Bank, N.A., in August 2024. This termination was not related to any known customer complaints or the sale of securities. Matthew Almeida Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Matthew Almeida is a red flag which should put all current and former customers of Matthew Almeida at J.P. Morgan Securities LLC and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Almeida engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Citi Private Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Matthew Almeida If you have questions about J.P. Morgan Securities LLC and Citi Private Advisory, LLC and/or Matthew Almeida and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Akinfolarin Sessi of Edward Jones FIRED

DID AKINFOLARIN SESSI CAUSE YOU INVESTMENT LOSSES? Akinfolarin Sessi, formerly With Edward Jones, was terminated on August 16, 2024 for failure to provide complete information during a compliance investigation. Akinfolarin Sessi Employment History Akinfolarin Oladayo Sessi is a securities broker who was last registered with Edward Jones in St. Louis, Missouri, from July of 2017 to August 2024. Sessi worked for Edward Jones. He worked at offices located in Florissant and St. Louis, Missouri. Over his career, Sessi has passed two general industry/product exams—the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in July 2017. Additionally, he has passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in July 2017. Sessi’s registration status is currently inactive, with no current registrations. He was discharged from Edward Jones on August 16, 2024, due to allegations of failing to provide complete information during a compliance investigation. Despite the termination, there are no records of criminal convictions or civil judgments against him. Akinfolarin Sessi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Akinfolarin Sessi is a red flag which should put all current and former customers of Akinfolarin Sessi at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Akinfolarin Sessi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Akinfolarin Sessi If you have questions about Edward Jones and/or Akinfolarin Sessi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Brad Whalen of Green Vista Capital, LLC Reviews

DID BRAD WHALEN CAUSE YOU INVESTMENT LOSSES? Brad Whalen Of Green Vista Capital, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Brad Whalen Customer Complaints and Reviews Allegations Against Brad Whalen Brad Whalen Red Flags & Your Rights As An Investor Of course, Brad Whalen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brad Whalen at Green Vista Capital, LLC on alert to review carefully the activity and performance of their accounts and question whether Brad Whalen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Green Vista Capital, LLC Due To Brad Whalen If you have questions about Green Vista Capital, LLC and/or Brad Whalen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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