Sep 27, 2022

Damian Bell of International Assets Advisory, LLC

As a client, you place your money in the hands of a broker that you can trust. This is why it’s critical to understand everything there is to know about the person handling your money. This data may assist you in deciding whether or not to deal with a specific broker. We may be able to assist you in addressing any concerns or issues you have if you believe Damian Bell has caused you financial harm. DID DAMIAN MARLON BELL CAUSE YOU INVESTMENT LOSSES? Damian Bell Of International Assets Advisory, LLC And Formerly With WFG Investments, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Who is Damian Bell of International Assets Advisory, LLC? Damian Bell (CRD #2348521) who is currently registered with International Assets Advisory, LLC and located in Daphne, Alabama is a subject of one of our many securities industry sales practice abuse investigations.  Prior to International Assets Advisory, LLC, Damian Bell was associated with WFG Investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Damian Bell Customer Complaints Damian Bell has been the subject of 11 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of Damian Bell’s 11 customer complaints were settled in favor of investors. Six of Damian Bell’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Damian Bell’s former employer WFG Investments, Inc. for investment losses caused by the alleged misconduct. Allegations Against Damian Bell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations related to corporate debt and mutual funds. Failure to conduct a reasonable investigation, misrepresentation, unsuitable investment recommendations, and breach of fiduciary duty related to a private placement investment. Unsuitable investment recommendations and failure to disclose fees related to mutual funds. Unsuitable investment recommendation to purchase a Morgan Stanley exchange traded note. Failure to conduct due diligence on alternative investment in breach of fiduciary duty related to a private placement investment. Negligence, unsuitable recommendations and breach of fiduciary duty related to a direct investment in a private placement. Breach of contract and violation of state securities statutes in connection with alternative investments. Damian Bell Red Flags & Your Rights As An Investor Of course, Damian Bell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damian Bell at International Assets Advisory, LLC and WFG Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Damian Bell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and WFG Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Damian Bell If you have questions about International Assets Advisory, LLC, WFG Investments, Inc., and/or Damian Bell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 27, 2022

Dale Emerick of UBS Financial Services Inc.

As a client, you trust your money to a broker who you can believe in. This is why it’s critical to understand everything there is to know about the person investing your cash. This data may assist you in determining whether or not to work with a particular broker. If you believe Dale Emerick has caused you financial damage, we may be able to assist you in resolving any issues or concerns you have. DID DALE LOUIS EMERICK CAUSE YOU INVESTMENT LOSSES? Dale Emerick Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Dale Emerick of UBS Financial Services Inc.? Dale Emerick (CRD #707890) who is currently registered with UBS Financial Services Inc. and located in Clearwater, Florida is a subject of one of our many securities industry sales practice abuse investigations. Dale Emerick Customer Complaints Dale Emerick has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Dale Emerick’s 3 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against Dale Emerick’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct. Allegations Against Dale Emerick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow client’s instructions related to mutual fund. Unsuitable investment recommendation related to Limited partnership. Unsuitable investment recommendations, misrepresentation and negligence related to the diversification of a customer’s account and use of leverage in connection with a line of credit. Dale Emerick Red Flags & Your Rights As An Investor Of course, Dale Emerick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Emerick at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Dale Emerick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dale Emerick If you have questions about UBS Financial Services Inc. and/or Dale Emerick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2022

Dale Walts of GWN Securities Inc.

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may locate information on a person’s background, including past employment history, regulatory legal consequences, and consumer complaints. This important information may lead to queries regarding Dale Walts and financial losses you incurred. We’ll do our best to answer any questions you might have. DID DALE EDWARD WALTS CAUSE YOU INVESTMENT LOSSES? Dale Walts Of GWN Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Dale Walts of GWN Securities Inc.? Dale Walts (CRD #1042772) who is currently registered with GWN Securities Inc. and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations. Dale Walts Customer Complaint Dale Walts has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an erroneous recommendation with regard to repayment of the loan from the clients 403B accounts. Dale Walts’ customer complaint was settled in favor of the investor. Dale Walts Red Flags & Your Rights As An Investor Of course, Dale Walts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Walts at GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Dale Walts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Dale Walts If you have questions about GWN Securities Inc. and/or Dale Walts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2022

Dain Stokes formerly with LPL Financial LLC

You entrust your money to a broker when you become a client. As a result, it’s critical to know all there is to know about the individual who will be investing your money. This knowledge might assist in determining whether that specific broker is trustworthy or not. If you believe that Dain Stokes has caused you any financial damage, we might be able to help you resolve your concerns or problems. DID DAIN FARRELL STOKES CAUSE YOU INVESTMENT LOSSES? Dain Stokes Formerly With LPL Financial LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Dain Stokes formerly with LPL Financial LLC? Dain Stokes (CRD #2960801) who was formerly registered with LPL Financial LLC and located in Bedford, New Hampshire is a subject of one of our many securities industry sales practice abuse investigations.  Dain Stokes was also the subject of an SEC investigation, a FINRA investigation, and a New Hampshire Department of state Bureau of Securities Regulation.   Dain Stokes Customer Complaints Dain Stokes has been the subject of 6 customer complaints that we know about, two of those complaints were filed in the last year to recover investment losses. Two of Dain Stokes’ 6 customer complaints were settled in favor of investors. Four of Dain Stokes’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Dain Stokes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendations to purchase variable annuities and fraud related to a promissory note investment. Misappropriation of funds. Unsuitable investment recommendations related to variable annuity. Dain Stokes Red Flags & Your Rights As An Investor Of course, Dain Stokes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dain Stokes at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dain Stokes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dain Stokes If you have questions about LPL Financial LLC and/or Dain Stokes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2022

Cyrus Dhatigara of Cambridge Investment Research, Inc.

It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. Background checks, which include past employment history, regulatory disciplinary actions, and customer complaints, are available in a variety of places. You may have concerns about Cyrus Dhatigara and investment losses you incurred. We’ll do everything we can to respond to your questions. DID CYRUS F. DHATIGARA CAUSE YOU INVESTMENT LOSSES? Cyrus Dhatigara Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Cyrus Dhatigara of Cambridge Investment Research, Inc.? Cyrus Dhatigara (CRD #2241720) who is currently registered with Cambridge Investment Research, Inc. and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Cyrus Dhatigara Customer Complaint Cyrus Dhatigara has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an unreasonable delay in the transfer of funds to pay customers outstanding tax bills. Cyrus Dhatigara’s customer complaint was settled in favor of the investor. Cyrus Dhatigara Red Flags & Your Rights As An Investor Of course, Cyrus Dhatigara did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cyrus Dhatigara at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cyrus Dhatigara has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Cyrus Dhatigara If you have questions about Cambridge Investment Research, Inc. and/or Cyrus Dhatigara and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2022

Cynthia Hwang of J.P. Morgan Securities LLC

When you are an investor, you are trusting an individual with your money who you should be able to rely on. This is why it’s crucial that research is done about the broker before entrusting them with your funds. Doing so might help you avoid any future complications or dealings with said broker. We may be able to assist you in addressing any concerns or issues you have if you believe Cynthia Hwang has caused you financial harm. DID CYNTHIA HWANG CAUSE YOU INVESTMENT LOSSES? Cynthia Hwang Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cynthia Hwang of J.P. Morgan Securities LLC? Cynthia Hwang (CRD #7054374) who is currently registered with J.P. Morgan Securities LLC and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Cynthia Hwang Customer Complaint Cynthia Hwang has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable mutual fund investment recommendation. Cynthia Hwang’s customer complaint was settled in favor of the investor. Cynthia Hwang Red Flags & Your Rights As An Investor Of course, Cynthia Hwang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Hwang at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Cynthia Hwang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Cynthia Hwang If you have questions about J.P. Morgan Securities LLC and/or Cynthia Hwang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2022

Cynthia Farnsworth of Ameriprise Financial Services, LLC

It’s critical for all of us to learn everything we can about the people with whom we entrust our money. There are several ways to find out more about a person’s background, including past employment history, regulatory legal issues, and consumer complaints. We will try to answer any questions you may have about Cynthia Farnsworth and the investment losses you suffered after reading this important information. DID CYNTHIA G. FARNSWORTH CAUSE YOU INVESTMENT LOSSES? Cynthia Farnsworth Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Cynthia Farnsworth of Ameriprise Financial Services, LLC? Cynthia Farnsworth (CRD #5389825) who is currently registered with Ameriprise Financial Services, LLC and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Cynthia Farnsworth was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cynthia Farnsworth Customer Complaint Cynthia Farnsworth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customers instructions to liquidate accounts. Cynthia Farnsworth’s customer complaint was settled in favor of the investor. Cynthia Farnsworth Red Flags & Your Rights As An Investor Of course, Cynthia Farnsworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Farnsworth at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Cynthia Farnsworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Cynthia Farnsworth If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services Inc., and/or Cynthia Farnsworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2022

Curvin Miller of Kalos Capital, Inc.

When it comes to our finances, it’s critical that we know as much as possible about the people we trust them with. There are a number of places where you can find out more about someone’s background, including their past employment history, regulatory disciplinary proceedings and customer complaints. We understand that you may have questions about Curvin Miller and the investment losses you suffered. We will do our best to answer those questions. DID CURVIN ELWOOD MILLER IV CAUSE YOU INVESTMENT LOSSES? Curvin Miller Of Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curvin Miller of Kalos Capital, Inc.? Curvin Miller (CRD # 5106137) who is currently registered with Kalos Capital, Inc. and located in Dayton, Ohio is a subject of one of our many securities industry sales practice abuse investigations.   Curvin Miller Customer Complaints Curvin Miller has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Curvin Miller’s 2 customer complaints was settled in favor of investor. There is currently 1 pending customer complaint filed against Curvin Miller’s current employer Kalos Capital, Inc. for investment losses caused by the alleged misconduct. Allegations Against Curvin Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to recommend suitable investments and breach of fiduciary duty. Breach of fiduciary duty, negligence, negligent misrepresentation, breach of contract, and failure to supervise financial advisor in connection with alternative investments including REITs, business development companies, and direct private placements. Curvin Miller Red Flags & Your Rights As An Investor Of course, Curvin Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curvin Miller at Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curvin Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Curvin Miller If you have questions about Kalos Capital, Inc. and/or Curvin Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2022

Curtis Yourkievitz of J.W. Cole Financial, Inc.

It’s critical for everyone to learn as much as they can about the people with whom they entrust their money. There are a variety of resources where you may discover information about a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints. If you have questions about Curtis Yourkievitz and the investment losses you suffered, we will do our best to answer them. DID CURTIS LEE YOURKIEVITZ CAUSE YOU INVESTMENT LOSSES? Curtis Yourkievitz Of J.W. Cole Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Curtis Yourkievitz of J.W. Cole Financial, Inc.? Curtis Yourkievitz (CRD #4903858) who is currently registered with J.W. Cole Financial, Inc. and located in Clearwater, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Curtis Yourkievitz Customer Complaint Curtis Yourkievitz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice in connection with the managed account. Curtis Yourkievitz’s customer complaint was denied and, to date, the customer has not taken any further action. Curtis Yourkievitz Red Flags & Your Rights As An Investor Of course, Curtis Yourkievitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Yourkievitz at J.W. Cole Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Yourkievitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Curtis Yourkievitz If you have questions about J.W. Cole Financial, Inc. and/or Curtis Yourkievitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2022

Curtis Harris of Cambridge Investment Research, Inc.

When you hand over your hard-earned money to a broker, you want to be sure that they will do everything in their power to grow your investment. Learning as much as possible about the person who will be managing your funds can help you make an informed decision about whether or not to work with them. If Curtis Harris has caused you financial damage, we may be able to help you resolve your issues. DID CURTIS DEAN HARRIS CAUSE YOU INVESTMENT LOSSES? Curtis Harris Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curtis Harris of Cambridge Investment Research, Inc.? Curtis Harris (CRD #2628896) who is currently registered with Cambridge Investment Research, Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Curtis Harris Customer Complaints Curtis Harris has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Curtis Harris’ 2 customer complaints about alleged misrepresentations and failure to disclose risks of a REIT investment was settled in favor of investor. The other one of Curtis Harris’ customer complaints was denied and, to date, the customer has not taken any further action. Curtis Harris Red Flags & Your Rights As An Investor Of course, Curtis Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Harris at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Curtis Harris If you have questions about Cambridge Investment Research, Inc. and/or Curtis Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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