Jun 27, 2022

Amanda Berry formerly with MML Investors Services, LLC

DID AMANDA YVONNE BERRY CAUSE YOU INVESTMENT LOSSES? Amanda Berry Formerly With MML Investors Services, LLC And NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Amanda Berry formerly with MML Investors Services, LLC? Amanda Berry (CRD #5651609) who was formerly registered with MML Investors Services, LLC and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Amanda Berry was associated with NYLife Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Amanda Berry Customer Complaints Amanda Berry has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Amanda Berry’s 3 customer complaints were settled in favor of investors. Allegations Against Amanda Berry A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Amanda Berry made misrepresentations for the purposes of having a customer move her funds to an account that was owned by the registered representative and her husband.  Amanda Berry replaced the customer’s life insurance policy without proper disclosure and created bank statements for the purposes of deceiving the customer’s mortgage company in regard to these investment accounts. Customer alleged that he did not authorize to purchase of life insurance, and that Amanda Berry forged his signature. The deceased insured’s wife claimed that neither she nor her husband authorized or signed any transfer of ownership forms related to a life insurance policy.  Further, that the benefit was paid to Amanda Berry’s future spouse who is named as the owner and beneficiary 8 months before the insured/former owner of the policy passed away. Amanda Berry Red Flags & Your Rights As An Investor Of course, Amanda Berry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Berry at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Berry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Amanda Berry If you have questions about MML Investors Services, LLC, NYLife Securities LLC and/or Amanda Berry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Amato of LPL Financial LLC

DID ALEXANDER CHARLES LADAGE CAUSE YOU INVESTMENT LOSSES? Alfred Amato Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alfred Amato of LPL Financial LLC? Alfred Amato (CRD #4335456) who is currently registered with LPL Financial LLC and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations. Alfred Amato Customer Complaint Alfred Amato has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alfred Amato misrepresented and made an unsuitable investment recommendation to invest in a business development company. Alfred Amato’s customer complaint was denied and, to date, the customer has not taken any further action. Alfred Amato Red Flags & Your Rights As An Investor Of course, Alfred Amato did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Amato at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alfred Amato has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alfred Amato If you have questions about LPL Financial LLC and/or Alfred Amato and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Mannel of Wells Fargo Clearing Services, LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks include a variety of sources where you may find information on history, such as past employment history, regulatory disciplinary actions, and consumer complaints. We’ll try to answer any questions you have about Charles Mannel and the money you may have lost. DID CHARLES HOWARD MANNEL JR CAUSE YOU INVESTMENT LOSSES? Charles Mannel Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Mannel of Wells Fargo Clearing Services, LLC? Charles Mannel (CRD #1457339) who is currently registered with Wells Fargo Clearing Services, LLC and located in Peoria, Arizona is a subject of one of our many securities industry sales practice abuse investigations. who is currently registered with LPL Financial LLC and located in Manhattan Beach, California is a subject of one of our many securities industry sales practice abuse investigations.    Charles Mannel Customer Complaint Charles Mannel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to administrator a trust. Charles Mannel customer complaint was settled in favor of the investor. Charles Mannel Red Flags & Your Rights As An Investor Of course, Charles Mannel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Mannel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Mannel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Mannel If you have questions about Wells Fargo Clearing Services, LLC and/or Charles Mannel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Betti Gardner of Edward Jones

DID BETTI ELLEN GARDNER CAUSE YOU INVESTMENT LOSSES? Betti Gardner Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Betti Gardner of Edward Jones? Betti Gardner (CRD #6556054) who is currently registered with Edward Jones and located in Belton, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Betti Gardner Customer Complaint Betti Gardner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized transactions. Betti Gardner’s customer complaint was denied and, to date, the customer has not taken any further action. Betti Gardner Red Flags & Your Rights As An Investor Of course, Betti Gardner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Betti Gardner at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Betti Gardner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Betti Gardner If you have questions about Edward Jones and/or Betti Gardner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Craig Foreman of Edward Jones

It’s important for investors to know everything there is to know about the individuals with whom they entrust their money. There are several resources available that are designed to help investors make informed decisions, but many investors look to the people they trust for information. Important information about Craig Foreman might lead to questions regarding your investment losses. We’ll do everything we can to answer any questions you may have. DID CRAIG ALAN FOREMAN CAUSE YOU INVESTMENT LOSSES? Craig Foreman Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Foreman of Edward Jones? Craig Foreman (CRD #6335574) who is currently registered with Edward Jones and located in Odessa, Texas is a subject of one of our many securities industry sales practice abuse investigations. Craig Foreman Customer Complaint Craig Foreman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged his son impersonated him in a phone call with the Firm’s Branch Office Administrator and Financial Advisor. A fraudulently signed withdrawal form was faxed to the branch and funds were distributed to a bank account without Claimant’s authorization. Claimant alleged Edward Jones failed to take adequate steps to protect his assets and, in doing so, breached its fiduciary duty and acted negligently. The customer complaint filed against Craig Foreman’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Craig Foreman Red Flags & Your Rights As An Investor Yes, of course, Craig Foreman denied all of the accusations. Regardless of whether an arbitration decision was reached, a settlement was reached, or the consumer complaint is still pending, the claims made by consumers are red flags that should put all existing and past customers of Edward Jones at Craig Foreman on notice to look closely at their accounts and check for any stockbroker misconduct that may have resulted in investment losses. Edward Jones’ large number of customer complaints also raises concerns about the firm’s supervision. If these warning signals cause you to wonder whether you’re being taken advantage of, please contact us so that we may assist you in protecting your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Craig Foreman If you have questions about Edward Jones and/or Craig Foreman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Amanda Ton of USCA Securities LLC

DID AMANDA TON CAUSE YOU INVESTMENT LOSSES? Amanda Ton Of USCA Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Amanda Ton of USCA Securities LLC? Amanda Ton (CRD #1532181) who is currently registered with USCA Securities LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Amanda Ton Customer Complaints Amanda Ton has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Amanda Ton’s 3 customer complaints was settled in favor of investors. Two of Amanda Ton’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Amanda Ton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Negligence, breach of contract, breach of fiduciary duty, and breach of securities industries rules and regulations related to an oil and gas private placement investment recommended by Amanda Ton. Amanda Ton Red Flags & Your Rights As An Investor Of course, Amanda Ton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Ton at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Ton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Amanda Ton If you have questions about USCA Securities LLC and/or Amanda Ton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carmine Lopresti of American Portfolios Financial Services, Inc.

DID CARMINE ANTHONY LOPRESTI CAUSE YOU INVESTMENT LOSSES? Carmine Lopresti Of American Portfolios Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Carmine Lopresti of American Portfolios Financial Services, Inc.? Carmine Lopresti (CRD #1245062) who is currently registered with American Portfolios Financial Services, Inc. and located in Holmdel, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Carmine Lopresti Customer Complaint Carmine Lopresti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Carmine Lopresti committed fraud, negligence, breach of fiduciary duty, and breach of contract in connection with variable annuity investments. The customer complaint filed against Carmine Lopresti’s current employer American Portfolios Financial Services, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Carmine Lopresti Red Flags & Your Rights As An Investor Of course, Carmine Lopresti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carmine Lopresti at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carmine Lopresti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Carmine Lopresti If you have questions about American Portfolios Financial Services, Inc.  and/or Carmine Lopresti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Angela McCarthy of Ameriprise Financial Services LLC

DID ANGELA MCCARTHY CAUSE YOU INVESTMENT LOSSES? Angela McCarthy Of Ameriprise Financial Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Angela McCarthy of Ameriprise Financial Services LLC? Angela McCarthy (CRD #2266562) who is currently registered with Ameriprise Financial Services LLC and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Angela McCarthy Customer Complaint Angela McCarthy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Angela McCarthy recommended unsuitable, speculative and high-risk investment in a business development company.  The customer complaint filed against Angela McCarthy’s current employer Ameriprise Financial Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Angela McCarthy Red Flags & Your Rights As An Investor Of course, Angela McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angela McCarthy at Ameriprise Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Angela McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services LLC Due To Angela McCarthy If you have questions about Ameriprise Financial Services LLC and/or Angela McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Cataldo Panici of Wintrust Investments LLC

DID CATALDO PANICI CAUSE YOU INVESTMENT LOSSES? Cataldo Panici Of Wintrust Investments LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Cataldo Panici of Wintrust Investments LLC? Cataldo Panici (CRD #2112617) who is currently registered with Wintrust Investments LLC and located in Frankfort, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Cataldo Panici Customer Complaints Cataldo Panici has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Cataldo Panici’s customer complaints was denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Cataldo Panici’s current employer Wintrust Investments LLC for investment losses caused by the alleged misconduct. Allegations Against Cataldo Panici A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations to purchase mutual funds. Breach of fiduciary duty recommendations to purchase 9-traded REITs and mutual funds. Cataldo Panici Red Flags & Your Rights As An Investor Of course, Cataldo Panici did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cataldo Panici at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Cataldo Panici has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Cataldo Panici If you have questions about Wintrust Investments LLC and/or Cataldo Panici and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated

DID ALBERTO ENRIQUE BOULTON CAUSE YOU INVESTMENT LOSSES? Alberto Boulton Of Merrill Lynch Pierce Fenner & Smith Incorporated And Formerly With MML Investors Services, LLC And Hold Brothers Capital LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated? Alberto Boulton (CRD #6639531) who is currently registered with Merrill Lynch Pierce Fenner & Smith Incorporated and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch Pierce Fenner & Smith Incorporated, Alberto Boulton was associated with MML Investors Services, LLC, Hold Brothers Capital LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alberto Boulton Customer Complaint Alberto Boulton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alberto Boulton made unsuitable investment recommendations and failed to file the client’s instructions connection with a managed account.  Alberto Boulton’s customer complaint was denied and, to date, the customer has not taken any further action. Alberto Boulton Red Flags & Your Rights As An Investor Of course, Alberto Boulton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Boulton at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Alberto Boulton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Incorporated Due To Alberto Boulton If you have questions about Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC, Hold Brothers Capital LLC and/or Alberto Boulton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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