Feb 17, 2022

Anthony Hutton formerly with Charles Schwab & Co., Inc.

DID ANTHONY JAMES HUTTON CAUSE YOU INVESTMENT LOSSES? Anthony Hutton Formerly With Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Hutton formerly with Charles Schwab & Co., Inc.? Anthony Hutton (CRD #2693047) who was formerly registered with Charles Schwab & Co., Inc. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Anthony Hutton Customer Complaint Anthony Hutton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor investment advice in connection with the purchase of Tesla stock. Anthony Hutton’s customer complaint was denied and, to date, the customer has not taken any further action. Anthony Hutton Red Flags & Your Rights As An Investor Of course, Anthony Hutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Hutton at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Hutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Anthony Hutton If you have questions about Charles Schwab & Co., Inc. and/or Anthony Hutton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Meere of David Lerner Associates, Inc.

DID ANTHONY FRANCIS MEERE CAUSE YOU INVESTMENT LOSSES? Anthony Meere Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Meere of David Lerner Associates, Inc.? Anthony Meere (CRD #1251122) who is currently registered with David Lerner Associates, Inc. and located in Syosset, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Meere Customer Complaint Anthony Meere has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and misleading statements in connection with recommendation of Puerto Rico bonds. The customer complaint filed against Anthony Meere’s current employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Anthony Meere Red Flags & Your Rights As An Investor Of course, Anthony Meere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Meere at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Meere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Anthony Meere If you have questions about David Lerner Associates, Inc. and/or Anthony Meere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Abrams formerly with Woodbury Financial Services, Inc.

DID ANTHONY DRAKE ABRAMS CAUSE YOU INVESTMENT LOSSES? Anthony Abrams Formerly With Woodbury Financial Services, Inc. And Questar Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Abrams formerly with Woodbury Financial Services, Inc.? Anthony Abrams (CRD #2829747) who was formerly registered with Woodbury Financial Services, Inc. and located in Upper Marlboro, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Woodbury Financial Services, Inc., Anthony Abrams was associated with Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Abrams Customer Complaint Anthony Abrams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses was unauthorized trading.  Anthony Abrams’ customer complaint was settled in favor of the investors. Anthony Abrams Red Flags & Your Rights As An Investor Of course, Anthony Abrams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Anthony Abrams at Woodbury Financial Services, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Anthony Abrams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Questar Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Anthony Abrams If you have questions about Woodbury Financial Services, Inc., Questar Capital Corporation and/or Anthony Abrams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Branca formerly with Woodstock Financial Group, Inc.

DID ANTHONY DOUGLAS BRANCA CAUSE YOU INVESTMENT LOSSES? Anthony Branca Formerly With Woodstock Financial Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Branca formerly with Woodstock Financial Group, Inc.? Anthony Branca (CRD #1178639) who was formerly registered with Woodstock Financial Group, Inc. and located in Woodstock, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Anthony Branca Customer Complaints Anthony Branca has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Anthony Branca’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Anthony Branca’s former employer Woodstock Financial Group, Inc. for investment losses caused by the alleged misconduct. Allegations Against Anthony Branca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, mismanagement and negligence. Selling away, and failure to supervise connection with a private real estate transaction. Anthony Branca Red Flags & Your Rights As An Investor Of course, Anthony Branca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Branca at Woodstock Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Branca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodstock Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodstock Financial Group, Inc. If you have questions about Woodstock Financial Group, Inc. and/or Anthony Branca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Smith of Calton & Associates, Inc.

DID ANTHONY CHARLES SMITH CAUSE YOU INVESTMENT LOSSES? Anthony Smith Of Calton & Associates, Inc. And Formerly With Newport Coast Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Smith of Calton & Associates, Inc.? Anthony Smith (CRD #2471757) who is currently registered with Calton & Associates, Inc. and located in Ocala, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Calton & Associates, Inc., Anthony Smith was associated with Newport Coast Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anthony Smith Customer Complaints Anthony Smith has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Anthony Smith’s 2 customer complaints were settled in favor of investors. Allegations Against Anthony Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment strategy involving real estate securities. Misrepresentation, breach of fiduciary duty, and an unsuitable investment recommendation of a real estate securities. Anthony Smith Red Flags & Your Rights As An Investor Of course, Anthony Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Smith at Calton & Associates, Inc. and Newport Coast Securities, Inc.  on alert to review carefully the activity and performance of their accounts and question whether Anthony Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. and Newport Coast Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Anthony Smith If you have questions about Calton & Associates, Inc., Newport Coast Securities, Inc. and/or Anthony Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Anjani Prabhu of Ameriprise Financial Services LLC

DID ANJANI PRABHU CAUSE YOU INVESTMENT LOSSES? Anjani Prabhu Of Ameriprise Financial Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Anjani Prabhu of Ameriprise Financial Services LLC? Anjani Prabhu (CRD #2534015) who is currently registered with Ameriprise Financial Services LLC and located in Lowville, New York is a subject of one of our many securities industry sales practice abuse investigations. Anjani Prabhu Customer Complaint Anjani Prabhu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor recommended an unsuitable investment in a business development company.  The customer complaint filed against Anjani Prabhu’s current employer Ameriprise Financial Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Anjani Prabhu Red Flags & Your Rights As An Investor Of course, Anjani Prabhu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anjani Prabhu at Ameriprise Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Anjani Prabhu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services LLC Due To Anjani Prabhu If you have questions about Ameriprise Financial Services LLC and/or Anjani Prabhu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Anirudh Sulibhavi of Citigroup Global Markets Inc.

DID ANIRUDH D. SULIBHAVI CAUSE YOU INVESTMENT LOSSES? Anirudh Sulibhavi Of Citigroup Global Markets Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Anirudh Sulibhavi of Citigroup Global Markets Inc.? Anirudh Sulibhavi (CRD #4490111) who is currently registered with Citigroup Global Markets Inc. and located in S. Ozone Park, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Citigroup Global Markets Inc., Anirudh Sulibhavi was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Anirudh Sulibhavi Customer Complaint Anirudh Sulibhavi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor failed to disclose different share class options and misrepresented customers time horizon in connection with the investment.  Anirudh Sulibhavi’s customer complaint was denied and, to date, the customer has not taken any further action. Anirudh Sulibhavi Red Flags & Your Rights As An Investor Of course, Anirudh Sulibhavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anirudh Sulibhavi at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Anirudh Sulibhavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Anirudh Sulibhavi If you have questions about Citigroup Global Markets Inc., J.P. Morgan Securities LLC and/or Anirudh Sulibhavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Andrew Katsanis of Morgan Stanley

DID ANDREW THOMAS KATSANIS CAUSE YOU INVESTMENT LOSSES? Andrew Katsanis Of Morgan Stanley And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Katsanis of Morgan Stanley? Andrew Katsanis (CRD #6281655) who is currently registered with Morgan Stanley and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Andrew Katsanis was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Katsanis Customer Complaint Andrew Katsanis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Andrew Katsanis engaged in unauthorized trading of mutual funds. Andrew Katsanis’ customer complaint was settled in favor of the investors. Andrew Katsanis Red Flags & Your Rights As An Investor Of course, Andrew Katsanis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Katsanis at Morgan Stanley and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Andrew Katsanis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Andrew Katsanis If you have questions about Morgan Stanley, Edward Jones and/or Andrew Katsanis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2022

Andrew Campbell of Charles Schwab & Co.

DID ANDREW TAYLOR CAMPBELL CAUSE YOU INVESTMENT LOSSES? Andrew Campbell Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Campbell of Charles Schwab & Co., Inc.? Andrew Campbell (CRD #5976630) who is currently registered with Charles Schwab & Co., Inc. and located in Westlake, Texas is a subject of one of our many securities industry sales practice abuse investigations. Andrew Campbell Customer Complaints Andrew Campbell has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Andrew Campbell’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Campbell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Andrew Campbell’s recommendation to sell Cash Secured Equity Puts was unsuitable Customer alleged unauthorized trading by Andrew Campbell Andrew Campbell Red Flags & Your Rights As An Investor Of course, Andrew Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Campbell at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Andrew Campbell If you have questions about Charles Schwab & Co., Inc.and/or Andrew Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Roybal of LPL Financial LLC

DID ANDREW RICARDO ROYBAL CAUSE YOU INVESTMENT LOSSES? Andrew Roybal Of LPL Financial LLC And Formerly With Unionbanc Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Andrew Roybal of LPL Financial LLC? Andrew Roybal (CRD #2675889) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Andrew Roybal was associated with Unionbanc Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Roybal Customer Complaints Andrew Roybal has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Andrew Roybal’s 4 customer complaints were settled in favor of investors. Two of Andrew Roybal’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Roybal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow instructions with regard to manage account. Failure to disclose the risk of loss of principal in connection with a mutual fund investment. Misrepresentation and unsuitable investment recommendations into a variable annuity. Customer alleged that a variable universal life insurance policy was misrepresented. Andrew Roybal Red Flags & Your Rights As An Investor Of course, Andrew Roybal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Roybal at LPL Financial LLC and Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Roybal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Unionbanc Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Roybal If you have questions about Andrew Roybal at LPL Financial LLC, Unionbanc Investment Services, LLC and/or Andrew Roybal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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