Feb 11, 2022

Andrew Massaro of National Securities Corporation

DID ANDREW P. MASSARO CAUSE YOU INVESTMENT LOSSES? Andrew Massaro Of National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Massaro of National Securities Corporation? Andrew Massaro (CRD #6551913) who is currently registered with National Securities Corporation and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Andrew Massaro Customer Complaint Andrew Massaro has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations.Andrew Massaro’s customer complaint was settled in favor of the investors. Andrew Massaro Red Flags & Your Rights As An Investor Of course, Andrew Massaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Massaro at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Andrew Massaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Andrew Massaro If you have questions about National Securities Corporation and/or Andrew Massaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Schwartz of Hightower Securities, LLC

DID ANDREW KOEBEL SCHWARTZ III CAUSE YOU INVESTMENT LOSSES? Andrew Schwartz Of Hightower Securities, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Schwartz of Hightower Securities, LLC? Andrew Schwartz (CRD #2725117) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, Andrew Schwartz was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Schwartz Customer Complaint Andrew Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Schwartz, without customer’s consent, reallocated invested his money into 2 illiquid real estate investments.  Andrew Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Schwartz Red Flags & Your Rights As An Investor Of course, Andrew Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schwartz at Hightower Securities and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities and MML Investors Services also raises questions about the brokerage firm’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Andrew Schwartz If you have questions about Hightower Securities, MML Investors Services and/or Andrew Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Alan Silverman of MML Investors Services, LLC

DID ALAN LEE SILVERMAN CAUSE YOU INVESTMENT LOSSES? Alan Silverman Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Alan Silverman Customer Complaints Alan Silverman has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Alan Silverman’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alan Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Silverman Red Flags & Your Rights As An Investor Of course, Alan Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Silverman at MML Investors Services, LLC and MSI Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alan Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alan Silverman If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Alan Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Anastasios Belesis formerly with John Thomas Financial

DID ANASTASIOS P. BELESIS CAUSE YOU INVESTMENT LOSSES? Anastasios Belesis Formerly With John Thomas Financial Has 12 Customer Complaints For Alleged Broker Misconduct Who is Anastasios Belesis formerly with John Thomas Financial? Anastasios Belesis (CRD #2707354) who was formerly registered with John Thomas Financial and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Anastasios Beesis has since been permanently barred by the SEC for violations of the securities laws related to the offer and sale of Liberty Silver securities. Anastasios Belesis Customer Complaints Anastasios Belesis has been the subject of 12 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Five of Anastasios Belesis’ customer complaints resulted in Awards in favor of investors. Three of Anastasios Belesis’ 12 customer complaints were settled in favor of investors. Two of Anastasios Belesis’ customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Anastasios Belesis’ former employer John Thomas Financial for investment losses caused by the alleged misconduct. Allegations Against Anastasios Belesis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, negligence, churning, breach of contract, fraud, related to common stock transactions resulting in an arbitration award. Securities fraud, common law fraud, negligence, gross negligence, churning and misrepresentation resulting in a $600,000 arbitration award. Churning, unsuitable investment recommendations, common law fraud, breach of contract, and breach of fiduciary duty resulting in an arbitration award over $250,000. Anastasios Belesis Red Flags & Your Rights As An Investor Of course, Anastasios Belesis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anastasios Belesis at John Thomas Financial on alert to review carefully the activity and performance of their accounts and question whether Anastasios Belesis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at John Thomas Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At John Thomas Financial Due To Anastasios Belesis If you have questions about John Thomas Financial and/or Anastasios Belesis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Alma Faerber of Orchard Securities, LLC

DID ALMA EDWARDS FAERBER CAUSE YOU INVESTMENT LOSSES? Alma Faerber Of Orchard Securities, LLC And Formerly With Triad Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alma Faerber of Orchard Securities, LLC? Alma Faerber (CRD #3125557) who is currently registered with Orchard Securities, LLC and located in Pleasant Grove, Utah is a subject of one of our many securities industry sales practice abuse investigations. Prior to Orchard Securities, LLC, Alma Faerber was associated with Triad Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alma Faerber Customer Complaint Alma Faerber has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alma Faerber made unsuitable recommendations to customers to invest in alternative investments.  The customer complaint filed against Alma Faerber’s former employer Triad Advisors, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Alma Faerber Red Flags & Your Rights As An Investor Of course, Alma Faerber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alma Faerber at Orchard Securities, LLC and Triad Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alma Faerber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Orchard Securities, LLC and Triad Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Orchard Securities, LLC Due To Alma Faerber If you have questions about Orchard Securities, LLC, Triad Advisors, Inc. and/or Alma Faerber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Allan Montalbano formerly with Worden Capital Management LLC

DID ALLAN P. MONTALBANO CAUSE YOU INVESTMENT LOSSES? Allan Montalbano Formerly With Worden Capital Management LLC And Four Points Capital Partners LLC Has 15 Customer Complaints For Alleged Broker Misconduct Who is Allan Montalbano formerly with Worden Capital Management LLC? Allan Montalbano (CRD #4507029) who was formerly registered with Worden Capital Management LLC and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Worden Capital Management LLC, Allan Montalbano was associated with Four Points Capital Partners LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Allan Montalbano Customer Complaints Allan Montalbano has been the subject of 15 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Twelve of Allan Montalbano’s 15 customer complaints were settled in favor of investors. Two of Allan Montalbano’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Allan Montalbano’s former employer Four Points Capital Partners LLC for investment losses caused by the alleged misconduct. Allegations Against Allan Montalbano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Multiple claims of Breach of fiduciary duty, negligence, negligent misrepresentation and breach of contract related to the trading of common stocks and separately filed arbitration proceedings. Churning, unsuitability, breach of fiduciary duty, common law fraud, breach of contract related to the trading of common stock and preferred stock. Violation of the Iowa Uniform Securities Act, breach of fiduciary duty, negligent misrepresentation, negligence, and breach of contract related to the trading of common stocks Failure to follow instructions. Unauthorized Trading. Allan Montalbano Red Flags & Your Rights As An Investor Of course, Allan Montalbano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allan Montalbano at Worden Capital Management LLC and Four Points Capital Partners LLC on alert to review carefully the activity and performance of their accounts and question whether Allan Montalbano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Worden Capital Management LLC and Four Points Capital Partners LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Worden Capital Management LLC Due To Allan Montalbano If you have questions about Worden Capital Management LLC, Four Points Capital Partners LLC and/or Allan Montalbano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alan Beugg of Purshe Kaplan Sterling Investments

DID ALAN DIXON BEUGG CAUSE YOU INVESTMENT LOSSES? Alan Beugg Of Purshe Kaplan Sterling Investments Has 3 Customer Complaints For Alleged Broker Misconduct Who is Alan Beugg of Purshe Kaplan Sterling Investments? Alan Beugg (CRD #3004268) who is currently registered with Purshe Kaplan Sterling Investments and located in Fort Collins, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Alan Beugg Customer Complaints Alan Beugg has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. Two of Alan Beugg’s 3 customer complaints were settled in favor of investors. One of Alan Beugg’s customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Alan Beugg A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged that UBS Financial Services, Inc. employees recommended on unsuitable investment asset allocation. Customer alleged unsuitable investment recommendations by Alan Beugg while employed at UBS Financial Services, Inc. customer alleged unsuitable investment recommendations by Alan Beugg in the private equity market, a failure to liquidate, and unnecessary margin interest expenses. Alan Beugg Red Flags & Your Rights As An Investor Of course, Alan Beugg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Beugg at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Alan Beugg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Alan Beugg If you have questions about Purshe Kaplan Sterling Investments and/or Alan Beugg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alan Bratic of LPL Financial LLC

DID ALAN BRATIC CAUSE YOU INVESTMENT LOSSES? Alan Bratic Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Bratic of LPL Financial LLC? Alan Bratic (CRD #3146805) who is currently registered with LPL Financial LLC and located in St. Augustine, Florida is a subject of one of our many securities industry sales practice abuse investigations. Alan Bratic Customer Complaint Alan Bratic has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alan Bratic made unsuitable investment recommendation related to a business development company.  The customer complaint filed against Alan Bratic’s current employer LPL Financial or investment losses caused by the alleged misconduct is pending as of the date of this report. Alan Bratic Red Flags & Your Rights As An Investor Of course, Alan Bratic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Bratic at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alan Bratic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alan Bratic If you have questions about LPL Financial LLC and/or Alan Bratic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Al Quintana Of Edward Jones

DID AL QUINTANA CAUSE YOU INVESTMENT LOSSES? Al Quintana Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Al Quintana of Edward Jones? Al Quintana (CRD #6879347) who is currently registered with Edward Jones and located in Miramar, Florida is a subject of one of our many securities industry sales practice abuse investigations. Al Quintana Customer Complaint Al Quintana has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Al Quintana made unauthorized purchases and facilitated a conversion of clients assets by his daughter. Al Quintana’s customer complaint was denied and, to date, the customer has not taken any further action. Al Quintana Red Flags & Your Rights As An Investor Of course, Al Quintana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Al Quintana at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Al Quintana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Al Quintana If you have questions about Edward Jones and/or Al Quintana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Ahmad Maklouf of Spartan Capital Securities, LLC

DID AHMAD MOHAMED MAKLOUF CAUSE YOU INVESTMENT LOSSES? Ahmad Maklouf Of Spartan Capital Securities, LLC And Formerly With Worden Capital Management LLC And Legend Securities, Inc. Has  4 Customer Complaints For Alleged Broker Misconduct Who is Ahmad Maklouf of Spartan Capital Securities, LLC? Ahmad Maklouf (CRD #6092943) who is currently registered with Spartan Capital Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Spartan Capital Securities, LLC, Ahmad Maklouf was associated with Worden Capital Management LLC, Legend Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ahmad Maklouf Customer Complaints Ahmad Maklouf has been the subject of 4 customer complaints that we know about, all 4 of those complaints were filed in the last year to recover investment losses. One of Ahmad Maklouf’s 4 customer complaints was settled in favor of investors. There are currently 3 pending customer complaints filed against Ahmad Maklouf’s current and former employers Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc. for investment losses caused by the alleged misconduct. Allegations Against Ahmad Maklouf A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged unsuitable investment recommendations resulting in overconcentration and certain securities and excessive trading of customer’s account. Two customers, in separate arbitration proceedings, alleged, churning, quantitative unsuitable investment recommendations, breaches fiduciary duty, breach of contract and violations of FINRA Rule 2010. Customer alleged misrepresentations and unsuitable investment recommendations. Ahmad Maklouf Red Flags & Your Rights As An Investor Of course,  Ahmad Maklouf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ahmad Maklouf at Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ahmad Maklouf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Ahmad Maklouf If you have questions about Spartan Capital Securities, LLC, Worden Capital Management LLC, Legend Securities, Inc., and/or Ahmad Maklouf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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