Feb 7, 2022

Adam Summers formerly with LaSalle St Securities, LLC

DID ADAM PETERSEN SUMMERS CAUSE YOU INVESTMENT LOSSES? Adam Summers Formerly With LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC And Stifel, Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Summers formerly with LaSalle St Securities, LLC? Adam Summers (CRD #5587343) who was formerly registered with LaSalle St Securities, LLC and located in Frankfort, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LaSalle St Securities, LLC, Adam Summers was associated with Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Summers Customer Complaint And Terminations Adam Summers was terminated by the 2 brokerage firms, most recently by Wells Fargo Clearing Services, LLC.  He has also been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to unsuitable investment recommendations in an E Trade account.  The customer complaint filed against Adam Summers’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Adam Summers Red Flags & Your Rights As An Investor Of course, Adam Summers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Summers at LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Adam Summers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LaSalle St Securities, LLC Due To Adam Summers If you have questions about LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company and/or Adam Summers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2022

Adam Sellens formerly with Aeon Capital Inc.

DID ADAM JAY SELLENS CAUSE YOU INVESTMENT LOSSES? Adam Sellens Formerly With Aeon Capital Inc. And Accelerated Capital Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Adam Sellens formerly with Aeon Capital Inc.? Adam Sellens (CRD #2606272) who was formerly registered with Aeon Capital Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Aeon Capital Inc., Adam Sellens was associated with Accelerated Capital Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Sellens Customer Complaints Adam Sellens has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses.  One of Adam Sellens’ two customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Adam Sellens’ former employer Aeon Capital Inc. for investment losses caused by the alleged misconduct. Allegations Against Adam Sellens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged breach of fiduciary duty by Adam’s Sellen’s regarding recommendations and sales of alternative investments. Customer alleged a failure of due diligence, misrepresentations, omissions, and unsuitable recommendations of private placement investments by Adam Sellens. Adam Sellens Red Flags & Your Rights As An Investor Of course, Adam Sellens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Sellens at Aeon Capital Inc. and Accelerated Capital Group on alert to review carefully the activity and performance of their accounts and question whether Adam Sellens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aeon Capital Inc. and Accelerated Capital Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aeon Capital Inc. Due To Adam Sellens If you have questions about Aeon Capital Inc., Accelerated Capital Group, and/or Adam Sellens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2022

Adam Montgomery Of Vanguard Marketing Corporation

DID ADAM A. MONTGOMERY CAUSE YOU INVESTMENT LOSSES? Adam Montgomery Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Montgomery Of Vanguard Marketing Corporation? Adam Montgomery (CRD #4878967) who is currently registered with Vanguard Marketing Corporation and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Adam Montgomery Customer Complaint Adam Montgomery has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his Vanguard financial advisor failed to make suitable investments in light of his need to build a house and preserve cash for that purpose. Adam Montgomery’s customer complaint was settled in favor of the investors. Adam Montgomery Red Flags & Your Rights As An Investor Of course, Adam Montgomery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Montgomery at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Adam Montgomery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Adam Montgomery If you have questions about Vanguard Marketing Corporation and/or Adam Montgomery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2022

Abyssinia Vanterpool of Goldman Sachs & Co. LLC

DID ABYSSINIA VANTERPOOL CAUSE YOU INVESTMENT LOSSES? Abyssinia Vanterpool Of Goldman Sachs & Co. LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Abyssinia Vanterpool of Goldman Sachs & Co. LLC? Abyssinia Vanterpool (CRD #6362832) who is currently registered with Goldman Sachs & Co. LLC and located in New York, New York is is a subject of one of our many securities industry sales practice abuse investigations. Abyssinia Vanterpool Customer Complaint Abyssinia Vanterpool has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations that the risk associated with an investment in a municipal income fund is not adequately disclosed.Abyssinia Vanterpool’s customer complaint was denied and, to date, the customer has not taken any further action. Abyssinia Vanterpool Red Flags & Your Rights As An Investor Of course, Abyssinia Vanterpool did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Abyssinia Vanterpool at Goldman Sachs & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Abyssinia Vanterpool has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Abyssinia Vanterpool If you have questions about Goldman Sachs & Co. LLC and/or Abyssinia Vanterpool and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Greenstone of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL FRANK GREENSTONE CAUSE YOU INVESTMENT LOSSES? Michael Greenstone of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Michael Greenstone of Merrill Lynch Pierce Fenner & Smith? Michael Greenstone (CRD #709165) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Glen Rock, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Greenstone was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Greenstone Customer Complaints Michael Greenstone has been the subject of 9 customer complaints that we know about. Seven of Michael Greenstone’s 9 customer complaints were settled in favor of investors. Two of Michael Greenstone’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Greenstone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges unsuitability, among other things, with respect to investment recommendations made by Michael Greenstone. The customer alleges unsuitable investment recommendations by Michael Greenstone. The client alleges that Michael Greenstone failed to disclose that if the Highbridge Hedge Fund investment was taken out of an IRA account there would be severe tax ramifications. Client further alleges that now the IRS is viewing his investment as taxable when he redeemed his funds since it came out of his IRA. Client alleges his financial advisor failed to advise him of the details of the investment. The client alleged that Michael Greenstone placed her in a portfolio that was not suitable for her risk tolerance and her age. Michael Greenstone Red Flags & Your Rights As An Investor Of course, Michael Greenstone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenstone at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Greenstone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Greenstone If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Greenstone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Harger of Harger And Company

DID ROBERT LEE HARGER CAUSE YOU INVESTMENT LOSSES? Robert Harger of Harger And Company Has 3 Customer Complaints For Alleged Broker Misconduct Who is Robert Harger of Harger And Company? Robert Harger (CRD #863069) who is currently registered with Harger And Company and located in Alexandria, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Robert Harger has had his problems with the regulators as well as evident by the 6 disclosures on its BrokerCheck.  The most recent regulatory action was in 2019 when he was suspended by FINRA for 3 months and fined $15,000. Robert Harger Customer Complaints Robert Harger has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Harger’s 3 customer complaints was settled in favor of investors. Two of Robert Harger’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Robert Harger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Beneficiaries of client claim that they are owed the sales commission that was charged by Nationwide when their father died. Customer alleges that the firm by Robert Harger failed to execute a stop-loss to sell IP and GP stock if IP stock reached $53. Customer claimed that she was misled allegedly by Robert Harger when she transferred her ING Variable Annuity to Jackson National. She claimed that there was a $6,416.57 charge which could not be accounted for. This was the contingent deferred sales charge. She also claimed that benefits with the new contract were not the same and were in fact less than her old contract. Robert Harger Red Flags & Your Rights As An Investor Of course, Robert Harger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Harger at Harger And Company on alert to review carefully the activity and performance of their accounts and question whether Robert Harger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Harger And Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Harger And Company Due To Robert Harger If you have questions about Harger And Company and/or Robert Harger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

James Farmer of LPL Financial LLC

DID JAMES MAURICE FARMER CAUSE YOU INVESTMENT LOSSES? James Farmer of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is James Farmer of LPL Financial LLC? James Farmer (CRD #1268068) who is currently registered with LPL Financial LLC and located in Quincy, Illinois is a subject of one of our many securities industry sales practice abuse investigations. James Farmer Customer Complaint James Farmer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading in violation of the Power of Attorney agreement. James Farmer’s customer complaint was denied and the customer did not take any further action. James Farmer Red Flags & Your Rights As An Investor Of course, James Farmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Farmer at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Farmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Farmer If you have questions about LPL Financial LLC and/or James Farmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Anthony Fazio of Cetera Advisors LLC

DID ANTHONY LEE FAZIO CAUSE YOU INVESTMENT LOSSES? Anthony Fazio Formerly With Cetera Advisors LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Anthony Fazio formerly with Cetera Advisors LLC? Anthony Fazio (CRD #1043927) who was formerly registered with Cetera Advisors LLC and located in Excelsior, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Anthony Fazio Customer Complaint Anthony Fazio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that two VA policies were misrepresented when sold to her and her mother. Anthony Fazio’s customer complaint was settled in favor of investors. Anthony Fazio Red Flags & Your Rights As An Investor Of course, Anthony Fazio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Fazio at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Fazio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Anthony Fazio If you have questions about Cetera Advisors LLC and/or Anthony Fazio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Steven Feiertag of LPL Financial LLC

DID STEVEN IRA FEIERTAG CAUSE YOU INVESTMENT LOSSES? Steven Feiertag of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Steven Feiertag of LPL Financial LLC? Steven Feiertag (CRD #1280905) who is currently registered with LPL Financial LLC and located in Royal Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Steven Feiertag Customer Complaint Steven Feiertag has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleges misrepresentation of a variable life insurance policy. Steven Feiertag’s customer complaint was settled in favor of investors. Steven Feiertag Red Flags & Your Rights As An Investor Of course, Steven Feiertag did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Feiertag at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Feiertag has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Feiertag If you have questions about LPL Financial LLC and/or Steven Feiertag and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Ante Feric of J.P. Morgan Securities LLC

DID ANTE FERIC CAUSE YOU INVESTMENT LOSSES? Ante Feric Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Has One Customer Complaint For Alleged Broker Misconduct Who is Ante Feric of J.P. Morgan Securities LLC? Ante Feric (CRD #1387852) who is currently registered with J.P. Morgan Securities LLC and located in Santa Paula, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Ante Feric was associated with Merrill Lynch, Pierce, Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ante Feric Customer Complaint Ante Feric has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. Ante Feric’s customer complaint was settled in favor of investors. Ante Feric Red Flags & Your Rights As An Investor Of course, Ante Feric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ante Feric at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ante Feric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Ante Feric If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith, and/or Ante Feric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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