Jun 27, 2022

Alfred Czerniewski of FSC Securities Corporation

DID ALFRED PETER CZERNIEWSKI JR CAUSE YOU INVESTMENT LOSSES? Alfred Czerniewski Of FSC Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Who is Alfred Czerniewski of FSC Securities Corporation? Alfred Czerniewski (CRD #1675035) who is currently registered with FSC Securities Corporation and located in Crivitz, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Alfred Czerniewski Customer Complaints Alfred Czerniewski has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. One of Alfred Czerniewski’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 4 pending customer complaints filed against Alfred Czerniewski’s current employer FSC Securities Corporation for investment losses caused by the alleged misconduct. Allegations Against Alfred Czerniewski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged undisclosed commissions were charged and demanded a refund. Customer alleged overconcentration in alternative investments by Alfred Czerniewski. Customer alleged unsuitable investment recommendation.  In a limited partnership. Customer alleged a failure to do due diligence and failure to fully disclose all material facts relating to an investment in a limited partnership. Alfred Czerniewski Red Flags & Your Rights As An Investor Of course, Alfred Czerniewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Czerniewski at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Alfred Czerniewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Alfred Czerniewski If you have questions about FSC Securities Corporation and/or Alfred Czerniewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Egnatz formerly with Digital Capital Markets LLC

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to learn everything there is to know about the person handling your funds. This knowledge may assist you in determining whether or not to deal with a particular broker. If you believe Charles Egnatz has caused you financial losses, we may be able to help you address any concerns or issues that you have. DID CHARLES BRIAN EGNATZ CAUSE YOU INVESTMENT LOSSES? Charles Egnatz Formerly With Digital Capital Markets LLC, Little River Capital, LLC And Tribal Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Egnatz formerly with Digital Capital Markets LLC? Charles Egnatz (CRD #1529024) who was formerly registered with Digital Capital Markets LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Digital Capital Markets LLC, Charles Egnatz was associated with Little River Capital, LLC, Tribal Capital Markets, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Charles Egnatz Customer Complaint Charles Egnatz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations relating to an investment in the hospitality sector. The customer complaint filed against Charles Egnatz’s employer Little River Capital, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Charles Egnatz Red Flags & Your Rights As An Investor Of course, Charles Egnatz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Egnatz at Digital Capital Markets LLC, Little River Capital, LLC, and Tribal Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Egnatz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Digital Capital Markets LLC, Little River Capital, LLC, and Tribal Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Digital Capital Markets LLC Due To Charles Egnatz If you have questions about Digital Capital Markets LLC, Little River Capital, LLC, Tribal Capital Markets, LLC, and/or Charles Egnatz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bo Li of Cetera Advisors LLC

DID BO LI CAUSE YOU INVESTMENT LOSSES? Bo Li Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bo Li of Cetera Advisors LLC? Bo Li (CRD #2225599) who is currently registered with Cetera Advisors LLC and located in Solon, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Bo Li Customer Complaint Bo Li has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative did not fully disclose all the facts regarding a premium flexibility and dividend to pay for insurance policy. Bo Li’s customer complaint was denied and, to date, the customer has not taken any further action. Bo Li Red Flags & Your Rights As An Investor Of course, Bo Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bo Li at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Bo Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Bo Li If you have questions about Cetera Advisors LLC and/or Bo Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Brady Clar of Charles Schwab & Co., Inc.

DID BRADY JAY CLAR CAUSE YOU INVESTMENT LOSSES? Brady Clar Of Charles Schwab & Co., Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Brady Clar of Charles Schwab & Co., Inc.? Brady Clar (CRD #4038561) who is currently registered with Charles Schwab & Co., Inc. and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Charles Schwab & Co., Inc., Brady Clar was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brady Clar Customer Complaint Brady Clar has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradley Clar gave poor advice with respect to the sale of master limited partnerships. Brady Clar’s customer complaint was settled in favor of the investors. Brady Clar Red Flags & Your Rights As An Investor Of course, Brady Clar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brady Clar at Charles Schwab & Co., Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brady Clar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Brady Clar If you have questions about Charles Schwab & Co., Inc., Morgan Stanley  and/or Brady Clar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Candido Viyella formerly with Morgan Stanley

DID CANDIDO JOSE VIYELLA CAUSE YOU INVESTMENT LOSSES? Candido Viyella Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Candido Viyella formerly with Morgan Stanley? Candido Viyella (CRD #1829255) who was formerly registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Candido Viyella Customer Complaints Candido Viyella has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. Two of Candido Viyella’s 5 customer complaints were settled in favor of investors. There are currently 3 pending customer complaints filed against Candido Viyella’s current employer Morgan Stanley, and former employers MSSB and MS for investment losses caused by the alleged misconduct. All of the customer complaints related to the sale of promissory notes which were allegedly not authorized by the brokerage firm to be sold. Further, the investments were allegedly misrepresented by the financial advisor. Candido Viyella Red Flags & Your Rights As An Investor Of course, Candido Viyella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Candido Viyella at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Candido Viyella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Candido Viyella If you have questions about Morgan Stanley and/or Candido Viyella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andrew Kirwin of MML Investors Services, LLC

DID ANDREW ROBERT KIRWIN CAUSE YOU INVESTMENT LOSSES? Andrew Kirwin Of MML Investors Services, LLC And Formerly With Hornor, Townsend & Kent, LLC And Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Kirwin of MML Investors Services, LLC? Andrew Kirwin (CRD #6044932) who is currently registered with MML Investors Services, LLC and located in Boston, Massachussetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC,Andrew Kirwin was associated with Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services  and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Kirwin Customer Complaint Andrew Kirwin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Kirwin’s failure to disclose potential Tax liability in connection with transfer funds from an IRA account to pay life insurance policy premiums.  Andrew Kirwin’s customer complaint was settled in favor of the investors. Andrew Kirwin Red Flags & Your Rights As An Investor Of course, Andrew Kirwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Kirwin at MML Investors Services, LLC, Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Kirwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Andrew Kirwin If you have questions about MML Investors Services, LLC, Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services and/or Andrew Kirwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Burton Apfelbaum of LPL Financial LLC

DID BURTON LUKE APFELBAUM CAUSE YOU INVESTMENT LOSSES? Burton Apfelbaum Of LPL Financial LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Burton Apfelbaum of LPL Financial LLC? Burton Apfelbaum (CRD #2092567) who is currently registered with LPL Financial LLC and located in Latham, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Burton Apfelbaum was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Burton Apfelbaum Customer Complaint Burton Apfelbaum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Burton Apfelbaum failed to follow clients liquidation instructions.  Burton Apfelbaum’s customer complaint was settled in favor of the investors. Burton Apfelbaum Red Flags & Your Rights As An Investor Of course, Burton Apfelbaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Burton Apfelbaum at LPL Financial LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Burton Apfelbaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Burton Apfelbaum If you have questions about LPL Financial LLC, MML Investors Services, LLC, and/or Burton Apfelbaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Aaron Vilfordi of Ameriprise Financial Services, LLC

DID AARON JOSEPH VILFORDI CAUSE YOU INVESTMENT LOSSES? Aaron Vilfordi Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Aaron Vilfordi of Ameriprise Financial Services, LLC? Aaron Vilfordi (CRD #6024385) who is currently registered with Ameriprise Financial Services, LLC and located in Dallas, Texas is a subject of at least one of our many securities industry sales practice abuse investigations.   Prior to Ameriprise Financial Services, LLC, Aaron Vilfordi was associated with UBS Financial Services Inc.and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Aaron Vilfordi Customer Complaint Aaron Vilfordi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations by the client that the financial advisor misrepresented the volatility of the investment that he recommended.  Aaron Vilfordi’s customer complaint was denied and, to date, the customer has not taken any further action. Aaron Vilfordi Red Flags & Your Rights As An Investor Of course, Aaron Vilfordi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Vilfordi at Ameriprise Financial Services, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Vilfordi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Aaron Vilfordi If you have questions about Ameriprise Financial Services and/or Aaron Vilfordi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Schor of Northwestern Mutual Investment Services, LLC

DID ALFRED R. SCHOR CAUSE YOU INVESTMENT LOSSES? Alfred Schor Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alfred Schor of Northwestern Mutual Investment Services, LLC? Alfred Schor (CRD #5634240) who is currently registered with Northwestern Mutual Investment Services, LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Alfred Schor Customer Complaint Alfred Schor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alfred Schor failed to follow instructions to terminate their variable life insurance policies.Alfred Schor’s customer complaint was denied and, to date, the customer has not taken any further action. Alfred Schor Red Flags & Your Rights As An Investor Of course, Alfred Schor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Schor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alfred Schor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Alfred Schor If you have questions about Northwestern Mutual Investment Services, LLC and/or Alfred Schor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alisha Bush of MML Investors Services, LLC

DID ALISHA LYN BUSH CAUSE YOU INVESTMENT LOSSES? Alisha Bush Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alisha Bush of MML Investors Services, LLC? Alisha Bush (CRD #5080280) who is currently registered with MML Investors Services, LLC and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Alisha Bush Customer Complaint Alisha Bush has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alisha Bush misled them as to the length of the annuity contracts surrender period, many changes to the application without consent, and omitted their rights under the free look.  When soliciting the sale.  Alisha Bush’s customer complaint was settled in favor of the investors. Alisha Bush Red Flags & Your Rights As An Investor Of course, Alisha Bush did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alisha Bush at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alisha Bush has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alisha Bush If you have questions about MML Investors Services, LLC and/or Alisha Bush and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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