Jun 27, 2022

Brandon DuBose of Edward Jones

DID BRANDON PAUL DUBOSE CAUSE YOU INVESTMENT LOSSES? Brandon DuBose Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brandon DuBose of Edward Jones? Brandon DuBose (CRD #6971462) who is currently registered with Edward Jones and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Brandon DuBose Customer Complaint Brandon DuBose has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brandon DuBose provided incorrect advice with respect to her right to take penalty free withdrawals upon rolling into a traditional IRA.  Brandon DuBose’s customer complaint was settled in favor of the investors. Brandon DuBose Red Flags & Your Rights As An Investor Of course, Brandon DuBose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon DuBose at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brandon DuBose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brandon DuBose If you have questions about Edward Jones and/or Brandon DuBose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Chad Thuner formerly with Calton & Associates, Inc.

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the individual who will be investing your money. This data might assist you in determining whether or not to work with a certain broker. We may be able to assist you in addressing any concerns or problems you have if you believe Chad Thuner has caused you financial damage. DID CHAD ANDREW THUNER CAUSE YOU INVESTMENT LOSSES? Chad Thuner Formerly With Calton & Associates, Inc. And Capital Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Chad Thuner formerly with Calton & Associates, Inc.? Chad Thuner (CRD #4893596) who was formerly registered with Calton & Associates, Inc. and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Calton & Associates, Inc., Chad Thuner was associated with Capital Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chad Thuner Customer Complaints Chad Thuner has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. All 3 of Chad Thuner’s customer complaints were settled in favor of investors. Allegations Against Chad Thuner A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation and violation of Indiana state securities laws related to annuities, oil and gas investments and real estate securities. Breach of fiduciary duty, violations of federal and state securities laws, negligent supervision/hiring related to direct investments in oil and gas sector. Violations of federal securities laws, breach of fiduciary duty, breach of contract related to mutual fund in oil and gas investments. Chad Thuner Red Flags & Your Rights As An Investor Of course, Chad Thuner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Thuner at Calton & Associates, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chad Thuner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Chad Thuner If you have questions about Calton & Associates, Inc., Capital Financial Services, Inc., and/or Chad Thuner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Adam Fountain formerly with Herald Investment Marketing, LLC

DID ADAM J. FOUNTAIN CAUSE YOU INVESTMENT LOSSES? Adam Fountain Formerly With Herald Investment Marketing, LLC and Tranceka Capital, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Fountain formerly with Herald Investment Marketing, LLC? Adam Fountain (CRD #3258431) who was formerly registered with Herald Investment Marketing, LLC and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Herald Investment Marketing, LLC, Adam Fountain was associated with Tranceka Capital, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Fountain Customer Complaint Adam Fountain has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a $2.2 million-dollar investment in a real estate development Company, named Capital Hill Subway, LLC in Seattle, Washington that was solicited by Adam Fountain.  Adam Fountain’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Fountain Red Flags & Your Rights As An Investor Of course, Adam Fountain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Fountain at Herald Investment Marketing, LLC and Tranceka Capital, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Fountain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herald Investment Marketing, LLC and Tranceka Capital, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Herald Investment Marketing, LLC Due To Adam Fountain If you have questions about Herald Investment Marketing, LLC, Tranceka Capital, LLC,and/or Adam Fountain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bruce Ward of Cutter & Company, Inc.

DID BRUCE DAVID WARD CAUSE YOU INVESTMENT LOSSES? Bruce Ward Of Cutter & Company, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bruce Ward of Cutter & Company, Inc.? Bruce Ward (CRD #2169388) who is currently registered with Cutter & Company, Inc. and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cutter & Company, Inc., Bruce Ward was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Ward Customer Complaints Bruce Ward has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bruce Ward’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Ward A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Improper trading of customer’s account where asset preservation was primary goal. Unsuitable recommendation of investment accounts. Bruce Ward Red Flags & Your Rights As An Investor Of course, Bruce Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Ward at Cutter & Company, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company, Inc. Due To Bruce Ward If you have questions about Cutter & Company, Inc., MML Investors Services, LLC, and/or Bruce Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alonte White-Davis of Bankers Life Securities, Inc.

DID ALONTE RASHON WHITE-DAVIS CAUSE YOU INVESTMENT LOSSES? Alonte White-Davis Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alonte White-Davis of Bankers Life Securities, Inc.? Alonte White-Davis (CRD #6915132) who is currently registered with Bankers Life Securities, Inc. and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Alonte White-Davis Customer Complaint Alonte White-Davis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alonte White-Davis made an unsuitable investment recommendation to invest in a Guaranteed Lifetime Income Annuity. Alonte White-Davis’ customer complaint was denied and, to date, the customer has not taken any further action. Alonte White-Davis Red Flags & Your Rights As An Investor Of course, Alonte White-Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alonte White-Davis at Bankers Life Securities, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alonte White-Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Alonte White-Davis If you have questions about Bankers Life Securities, Inc. and/or Alonte White-Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andrew Scheirer of Purshe Kaplan Sterling Investments

DID ANDREW RAYMOND SCHEIRER CAUSE YOU INVESTMENT LOSSES? Andrew Scheirer Of Purshe Kaplan Sterling Investments And Formerly With Kovack Securities Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Andrew Scheirer of Purshe Kaplan Sterling Investments? Andrew Scheirer (CRD #4256666) who is currently registered with Purshe Kaplan Sterling Investments and located in Sanford, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Purshe Kaplan Sterling Investments, Andrew Scheirer was associated with Kovack Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Scheirer Customer Complaints Andrew Scheirer has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Andrew Scheirer’s 5 customer complaints were settled in favor of investors. Allegations Against Andrew Scheirer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, breach of contract and breach of fiduciary duty related to a variable annuity, investment. Failure to fully disclose risks of alternative investments. Unsuitable investment recommendations, misrepresentation, breach of contract and breach of fiduciary duty. Unsuitable investment recommendations involving private equity products. Negligence, negligent misrepresentation, material omissions, common law fraud, and breach of fiduciary duty, related to private equity investments. Andrew Scheirer Red Flags & Your Rights As An Investor Of course, Andrew Scheirer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Scheirer at Purshe Kaplan Sterling Investments and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Scheirer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Andrew Scheirer If you have questions about Purshe Kaplan Sterling Investments, Kovack Securities Inc. and/or Andrew Scheirer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andy Schwartz of LPL Financial LLC

DID ANDY MARK SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Andy Schwartz Of LPL Financial LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andy Schwartz of LPL Financial LLC? Andy Schwartz (CRD #1317986) who is currently registered with LPL Financial LLC and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Andy Schwartz was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andy Schwartz Customer Complaint Andy Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to recommend sell order. Andy Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andy Schwartz Red Flags & Your Rights As An Investor Of course, Andy Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Schwartz at LPL Financial and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andy Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Schwartz If you have questions about LPL Financial, Northwestern Mutual Investment Services, and/or Andy Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Benjamin Fuchs formerly with Silver Oak Securities, Incorporated

DID BENJAMIN A. FUCHS CAUSE YOU INVESTMENT LOSSES? Benjamin Fuchs Formerly With Silver Oak Securities, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Fuchs formerly with Silver Oak Securities, Incorporated? Benjamin Fuchs (CRD 6146479) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Fuchs Customer Complaint Benjamin Fuchs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to non-traded REITs investment. Benjamin Fuchs’s customer complaint was settled in favor of the investors. Benjamin Fuchs Red Flags & Your Rights As An Investor Of course, Benjamin Fuchs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Fuchs at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Benjamin Fuchs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Benjamin Fuchs If you have questions about Silver Oak Securities, Incorporated and/or Benjamin Fuchs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Harris formerly with Edward Jones

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a number of sources where you can learn more about someone’s background, including past job experience, regulatory administrative actions, and consumer complaints. We will do everything we can to address any concerns you may have about Charles Harris and the financial losses you incurred. DID CHARLES EUGENE HARRIS CAUSE YOU INVESTMENT LOSSES? Charles Harris Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Harris formerly with Edward Jones? Charles Harris (CRD #1811807) who was formerly registered with Edward Jones and located in Huntington, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Charles Harris Customer Complaint Charles Harris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Charles Harris failed to recharacterize an IRA account resulting in tax penalties. Charles Harris’ customer complaint was settled in favor of the investors. Charles Harris Red Flags & Your Rights As An Investor Of course, Charles Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Harris at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Charles Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Charles Harris If you have questions about Edward Jones and/or Charles Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Joshua Breeden of UBS Financial Services

DID JOSHUA CORRY BREEDEN CAUSE YOU INVESTMENT LOSSES? Joshua Breeden Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Breeden of UBS Financial Services? Joshua Breeden (CRD #2669159) who is currently registered with UBS Financial Services and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Joshua Breeden was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Breeden Customer Complaints Joshua Breeden has been the subject of 2 customer complaints that we know about, two of those complaints were filed in the last year to recover investment losses. One of Joshua Breeden’s 2 customer complaints was settled in favor of investors. One of Joshua Breeden’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Joshua Breeden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged mutual fund investment was misrepresented by Joshua Breeden. Client alleged that purchase of two high yield bonds by Joshua Breeden were not in accordance with their instructions. Joshua Breeden Red Flags & Your Rights As An Investor Of course, Joshua Breeden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Breeden at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Joshua Breeden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joshua Breeden If you have questions about UBS Financial Services, Morgan Stanley, and/or Joshua Breeden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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