Jun 20, 2022

Christina Creech of Robert W. Baird & Co. Incorporated

As a client, you trust your money to a broker whom you can rely on. This is why it’s critical to learn everything there is to know about the person managing your funds. This information might assist you in determining whether or not to work with a specific broker. If you believe Christina Creech has caused you financial harm, we may be able to help you address any concerns or issues you have. DID CHRISTINA SASS CREECH CAUSE YOU INVESTMENT LOSSES? Christina Creech Of Robert W. Baird & Co. Incorporated And Formerly With Prospera Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christina Creech of Robert W. Baird & Co. Incorporated? Christina Creech (CRD #4893160) who is currently registered with Robert W. Baird & Co. Incorporated and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Robert W. Baird & Co. Incorporated, Christina Creech was associated with Prospera Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christina Creech Customer Complaint Christina Creech has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to replacement of variable life insurance policy with the Universal life insurance policy. Christina Creech’s customer complaint was denied and, to date, the customer has not taken any further action. Christina Creech Red Flags & Your Rights As An Investor Of course, Christina Creech did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christina Creech at Robert W. Baird & Co. Incorporated and Prospera Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christina Creech has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and Prospera Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To Christina Creech If you have questions about Robert W. Baird & Co. Incorporated, Prospera Financial Services, Inc., and/or Christina Creech and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Christiane Olsen of UBS Financial Services Inc.

It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. There are several sources where you may learn more about a person’s background, including prior employment history, regulatory enforcement actions, and consumer complaints. This crucial information may generate concerns about Christiane Olsen and any lost investments. We’ll do everything we can to respond to your questions. DID CHRISTIANE OLSEN CAUSE YOU INVESTMENT LOSSES? Christiane Olsen Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christiane Olsen of UBS Financial Services Inc.? Christiane Olsen (CRD #1306992) who is currently registered with UBS Financial Services Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Christiane Olsen Customer Complaints Christiane Olsen has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 3 of Christiane Olsen’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christiane Olsen A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Investment recommendations were inconsistent with their profile to seek protection a principal and generation of income through low-risk investments. Failure to file client’s instructions. Misrepresentation, unsuitable investment recommendations and negligence with respect to management of client’s portfolio. Christiane Olsen Red Flags & Your Rights As An Investor Of course, Christiane Olsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiane Olsen at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Christiane Olsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Christiane Olsen If you have questions about UBS Financial Services Inc. and/or Christiane Olsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Chris Billingsley of UBS Financial Services Inc.

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to discover everything there is to know about the individual handling your cash. This data might assist you in determining whether or not to work with a particular broker. We may be able to assist you in addressing any concerns or problems you have if you believe Chris Billingsley has caused you financial harm. DID CHRIS WYATT BILLINGSLEY CAUSE YOU INVESTMENT LOSSES? Chris Billingsley Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Chris Billingsley of UBS Financial Services Inc.? Chris Billingsley (CRD #2947603) who is currently registered with UBS Financial Services Inc. and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Chris Billingsley Customer Complaints Chris Billingsley has been the subject of 4 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. Two of Chris Billingsley’s 4 customer complaints were settled in favor of investors. Two of Chris Billingsley’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Chris Billingsley A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Failure to follow client’s instructions with respect to wrap the account Misrepresentations and omissions of material fact related to fees to be charged. Chris Billingsley Red Flags & Your Rights As An Investor Of course, Chris Billingsley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chris Billingsley at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Chris Billingsley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Chris Billingsley If you have questions about UBS Financial Services Inc. and/or Chris Billingsley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Chris Hudson of Morgan Stanley

It is critical that everyone understand as much as possible about the people with whom they entrust their money. Background information, including past employment history, regulatory disciplinary actions, and consumer complaints, is available in a variety of places. These details may cause you to wonder about Chris Hudson and any investment losses you incurred. We’ll do our best to address any concerns that arise as a result of this information. DID CHRIS ALLEN HUDSON CAUSE YOU INVESTMENT LOSSES? Chris Hudson Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Chris Hudson of Morgan Stanley? Chris Hudson (CRD #2517201) who is currently registered with Morgan Stanley and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Chris Hudson Customer Complaint Chris Hudson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions with respect to reinvestment into ETF’s. Chris Hudson’s customer complaint was denied and, to date, the customer has not taken any further action. Chris Hudson Red Flags & Your Rights As An Investor Of course, Chris Hudson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chris Hudson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Chris Hudson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Chris Hudson If you have questions about Morgan Stanley and/or Chris Hudson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Cheryl Romann of Intercarolina Financial Services, Inc.

As a client, you put your money in the hands of a broker that you can trust. This is why it’s critical to understand everything there is to know about the individual investing your cash. This knowledge might assist you in determining whether or not to work with a certain broker. If you believe Cheryl Romann has caused you financial harm, we may be able to help you address any concerns or issues you have. DID CHERYL LYNN ROMANN CAUSE YOU INVESTMENT LOSSES? Cheryl Romann Of Intercarolina Financial Services, Inc. And Formerly With Capital Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Cheryl Romann of Intercarolina Financial Services, Inc.? Cheryl Romann (CRD #3163696) who is currently registered with Intercarolina Financial Services, Inc. and located in Perham, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Intercarolina Financial Services, Inc., Cheryl Romann was associated with Capital Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cheryl Romann Customer Complaints Cheryl Romann has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. There are currently 4 pending customer complaints filed against Cheryl Romann’s former employer Capital Financial Services, Inc. for investment losses caused by the alleged misconduct. Allegations Against Cheryl Romann A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Breach of fiduciary duty, violation of federal and state securities laws related to oil and gas investments. Violations of federal securities laws, breach of fiduciary duty, and breach of contract related to oil and gas mutual fund investment. Misrepresentation, breach of fiduciary duty and violation of Indiana state securities laws related to variable annuity, oil and gas and REIT investments. Violations of federal securities laws, Minnesota securities act, and FINRA rules related to real estate investments. Cheryl Romann Red Flags & Your Rights As An Investor Of course, Cheryl Romann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Romann at Intercarolina Financial Services, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cheryl Romann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Intercarolina Financial Services, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Intercarolina Financial Services, Inc. Due To Cheryl Romann If you have questions about Intercarolina Financial Services, Inc., Capital Financial Services, Inc., and/or Cheryl Romann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Cheryl Marquez of LPL Financial LLC

It’s critical that everyone understand everything there is to know about the people with whom they entrust their money. There are many places where you may learn more about someone’s background, such as past employment history, regulatory disciplinary actions, and consumer complaints. If you have any questions about Cheryl Marquez or investment losses you’ve incurred, please contact us. We’ll do everything we can to address your concerns. DID CHERYL LYNN MARQUEZ CAUSE YOU INVESTMENT LOSSES? Cheryl Marquez Of LPL Financial LLC And Formerly With Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Cheryl Marquez of LPL Financial LLC? Cheryl Marquez (CRD #1903735) who is currently registered with LPL Financial LLC and located in Campbell, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Cheryl Marquez was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cheryl Marquez Customer Complaints Cheryl Marquez has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Cheryl Marquez’s customer complaints was denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Cheryl Marquez’s former employer Waddell & Reed for investment losses caused by the alleged misconduct. Allegations Against Cheryl Marquez A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Failure to liquidate mutual fund investment. Failure to liquidate fixed income funds. Cheryl Marquez Red Flags & Your Rights As An Investor Of course, Cheryl Marquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Marquez at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Cheryl Marquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cheryl Marquez If you have questions about LPL Financial LLC, Waddell & Reed, and/or Cheryl Marquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Charles Dixon of Sagepoint Financial, Inc.

DID CHARLES RAY DIXON CAUSE YOU INVESTMENT LOSSES? Charles Dixon Of Sagepoint Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct As a client, you are putting your money in the hands of a broker that you can rely on. This is why it’s critical to know all there is to know about the individual handling your assets. This information might assist you in determining whether or not to deal with a particular broker. If you believe Charles Dixon has caused you financial harm, we may be able to help you in resolving any issues or concerns you have. Charles Dixon Customer Complaints Charles Dixon has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses.  Two of Charles Dixon’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Charles Dixon’s current employer Sagepoint Financial, Inc. for investment losses caused by the alleged misconduct. Allegations Against Charles Dixon A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Charles Dixon Red Flags & Your Rights As An Investor Of course, Charles Dixon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Dixon at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Dixon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Charles Dixon If you have questions about Sagepoint Financial, Inc. and/or Charles Dixon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2022

Cheryl Knight of The Strategic Financial Alliance Inc.

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Cheryl Knight has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID CHERYL LYN KNIGHT CAUSE YOU INVESTMENT LOSSES? Cheryl Knight Of The Strategic Financial Alliance Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Cheryl Knight of The Strategic Financial Alliance Inc.? Cheryl Knight (CRD #1854248) who is currently registered with The Strategic Financial Alliance Inc. and located in Ladera Ranch, California is a subject of one of our many securities industry sales practice abuse investigations.   Cheryl Knight Customer Complaints Cheryl Knight has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Cheryl Knight’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Cheryl Knight’s current employer The Strategic Financial Alliance Inc. for investment losses caused by the alleged misconduct. Allegations Against Cheryl Knight A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendations of variable annuities. Unsuitable investment recommendations that were Inc. inconsistent with the client’s express needs and objectives related to liquidity of variable annuities, REITs and direct investments. Cheryl Knight Red Flags & Your Rights As An Investor Of course, Cheryl Knight did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Knight at The Strategic Financial Alliance Inc. on alert to review carefully the activity and performance of their accounts and question whether Cheryl Knight has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Strategic Financial Alliance Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Strategic Financial Alliance Inc. Due To Cheryl Knight If you have questions about The Strategic Financial Alliance Inc. and/or Cheryl Knight and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2022

Cheryl Brown of LPL Financial LLC

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may learn more about a person’s background, including his or her past employment history, regulatory administrative actions, and consumer complaints. This crucial information might lead to concerns regarding your investments with Cheryl Brown. We will do our utmost to respond to any inquiries you may have. DID CHERYL ANN BROWN CAUSE YOU INVESTMENT LOSSES? Cheryl Brown Of LPL Financial LLC And Formerly With H. Beck, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Cheryl Brown of LPL Financial LLC? Cheryl Brown (CRD #1650399) who is currently registered with LPL Financial LLC and located in Worthington, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Cheryl Brown was associated with H. Beck, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cheryl Brown Customer Complaint Cheryl Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentation of risks associated with business development companies. Cheryl Brown’s customer complaint was settled in favor of the investors. Cheryl Brown Red Flags & Your Rights As An Investor Of course, Cheryl Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Brown at LPL Financial LLC and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cheryl Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cheryl Brown If you have questions about LPL Financial LLC, H. Beck, Inc., and/or Cheryl Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2022

Charlie Williams of MML Investors Services, LLC

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to learn everything there is to know about the individual managing your funds. This knowledge might assist you in determining whether or not to work with a specific broker. If you believe Charlie Williams has caused you financial harm, we may be able to help you in addressing any issues or problems you have. DID CHARLIE WILLIAMS JR CAUSE YOU INVESTMENT LOSSES? Charlie Williams Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Charlie Williams of MML Investors Services, LLC? Charlie Williams (CRD #1135489) who is currently registered with MML Investors Services, LLC and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Charlie Williams was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Charlie Williams Customer Complaint Charlie Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations, and fraudulent course of conduct regarding the purchase of a variable annuity. Charlie Williams’ customer complaint was settled in favor of the investor. Charlie Williams Red Flags & Your Rights As An Investor Of course, Charlie Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charlie Williams at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charlie Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Charlie Williams If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Charlie Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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