Charles Friedlander formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

It’s critical for everyone to understand as much as possible about the individuals with whom they entrust their money. Background checks are available from a variety of places, including regulatory disciplinary actions, past employment history, and customer complaints. Our firm can help you if you have additional concerns about Charles Friedlander or investment losses you’ve incurred. We’ll do our best to answer any questions you might have. DID CHARLES RAY FRIEDLANDER CAUSE YOU INVESTMENT LOSSES? Charles Friedlander Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Charles Friedlander formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Friedlander (CRD #1766198) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Garden City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Charles Friedlander Customer Complaints Charles Friedlander has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Charles Friedlander’s 3 customer complaints was settled in favor of investors. Two of Charles Friedlander’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Charles Friedlander A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendations related to mutual funds and master limited partnerships. Unsuitable investment recommendations and unauthorized trading related to closed-end funds. Failure to invest in securities that would produce safe modest returns. Charles Friedlander Red Flags & Your Rights As An Investor Of course, Charles Friedlander did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Friedlander at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Friedlander has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Friedlander If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Friedlander and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Charles Fenner of Wells Fargo Clearing Services, LLC

It is very important for all to know as much as possible about the individuals with whom we trust with our finances. There are a variety of resources where you can discover information about background, including, past employment history, regulatory disciplinary proceedings, and customer complaints. If you are reading this, you may be concerned about Charles Fenner and investment losses you have incurred. We’ll do everything we can to answer any questions you have. DID CHARLES PAYNE FENNER III CAUSE YOU INVESTMENT LOSSES? Charles Fenner Of Wells Fargo Clearing Services, LLC And Formerly With Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Fenner of Wells Fargo Clearing Services, LLC? Charles Fenner (CRD #206237) who is currently registered with Wells Fargo Clearing Services, LLC and located in Metairie, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Charles Fenner was associated with Stifel, Nicolaus & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Charles Fenner Customer Complaints Charles Fenner has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Charles Fenner’s customer complaints were settled in favor of investors. Allegations Against Charles Fenner A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation and failures to disclose, negligence and gross negligence, and violations of the Louisiana securities laws related to investments in the oil and gas sector. Unauthorized liquidation of all assets and clients accounts. Charles Fenner Red Flags & Your Rights As An Investor Of course, Charles Fenner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Fenner at Wells Fargo Clearing Services, LLC and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Fenner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Fenner If you have questions about Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, and/or Charles Fenner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Charles King formerly with Raymond James & Associates, Inc.

As a client, you are putting your money in the hands of someone whom you can trust. This is why it’s critical to learn everything there is to know about the individual investing your money. This data may assist you in making an informed decision regarding whether or not to work with a certain broker. We may be able to assist you in addressing any concerns or problems you have if you believe Charles King has caused you financial harm. DID CHARLES LEO KING CAUSE YOU INVESTMENT LOSSES? Charles King Formerly With Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Charles King formerly with Raymond James & Associates, Inc.? Charles King (CRD #1398426) who was formerly registered with Raymond James & Associates, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.     Charles King Customer Complaint Charles King has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to margin account. Charles King’s customer complaint was settled in favor of the investors. Charles King Red Flags & Your Rights As An Investor Of course, Charles King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles King at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Charles King If you have questions about Raymond James & Associates, Inc. and/or Charles King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may discover information about a person’s background, including their past job history, regulatory disciplinary actions, and consumer complaints. Important information like this may lead to questions about Charles Gaba and your investment losses. We’ll do our best to answer any concerns you have. DID CHARLES G. GABA CAUSE YOU INVESTMENT LOSSES? Charles Gaba Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Gaba (CRD #2979469) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.   Charles Gaba Customer Complaint Charles Gaba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized liquidation of corporate bonds. The customer complaint filed against Charles Gaba’s current employer Merrill Lynch, Pierce, Fenner & Smith Incorporated for investment losses caused by the alleged misconduct is pending as of the date of this report. Charles Gaba Red Flags & Your Rights As An Investor Of course, Charles Gaba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Gaba at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Gaba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Gaba If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Gaba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Charles Belluardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated

It’s critical for everyone to understand as much about the people with whom they entrust their money as possible. Background checks may include a variety of information, including past employment history, regulatory legal actions, and customer complaints. This information may lead to concerns regarding Charles Belluardo and investment losses that you incurred. We will do everything we can to answer your questions. DID CHARLES BELLUARDO CAUSE YOU INVESTMENT LOSSES? Charles Belluardo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Belluardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Belluardo (CRD #2194815) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Charles Belluardo Customer Complaint Charles Belluardo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to trading activity and a wrap fee account. Charles Belluardo’s customer complaint was settled in favor of the investors. Charles Belluardo Red Flags & Your Rights As An Investor Of course, Charles Belluardo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Belluardo at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Belluardo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Belluardo If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Belluardo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Chad Miles of Bancwest Investment Services, Inc.

As a client, you trust your money to a broker who you can believe in. This is why it’s critical to understand everything there is to know about the individual investing your funds. This data might assist you in determining whether or not to work with a specific broker. If you believe Chad Miles has caused you investment losses, we may assist you in addressing any concerns or issues you have. DID CHAD RYAN MILES CAUSE YOU INVESTMENT LOSSES? Chad Miles Of Bancwest Investment Services, Inc. And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Chad Miles of Bancwest Investment Services, Inc.? Chad Miles (CRD #3014326) who is currently registered with Bancwest Investment Services, Inc. and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Bancwest Investment Services, Inc., Chad Miles was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chad Miles Customer Complaint Chad Miles has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Chad Miles misrepresentations related to purchase a variable annuity and limitation of losses. Chad Miles’ customer complaint was denied and, to date, the customer has not taken any further action. Chad Miles Red Flags & Your Rights As An Investor Of course, Chad Miles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Miles at Bancwest Investment Services, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Miles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bancwest Investment Services, Inc. and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bancwest Investment Services, Inc. Due To Chad Miles If you have questions about Bancwest Investment Services, Inc., MML Investors Services, LLC, and/or Chad Miles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Chad Barancyk of Great Point Capital LLC

It’s critical that everyone understand as much as possible about the people with whom they entrust their money. There are several places to get information on a person’s background, including his or her past employment history, regulatory misconduct proceedings, and consumer complaints. This vital information may lead to concerns about Chad Barancyk and the financial losses you may have incurred. We’ll do everything we can to answer your questions. DID CHAD RYAN BARANCYK CAUSE YOU INVESTMENT LOSSES? Chad Barancyk Of Great Point Capital LLC And Formerly With First Allied Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Who is Chad Barancyk of Great Point Capital LLC? Chad Barancyk (CRD #4921433) who is currently registered with Great Point Capital LLC and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Great Point Capital LLC, Chad Barancyk was associated with First Allied Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chad Barancyk Customer Complaints Chad Barancyk has been the subject of 8 customer complaints that we know about, 6 of those complaints were filed in the last year to recover investment losses. Two of Chad Barancyk’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 6 pending customer complaints filed against Chad Barancyk’s former employer First Allied Securities, Inc. for investment losses caused by the alleged misconduct. Allegations Against Chad Barancyk A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Failure to fulfill promises related to variable annuity investments in investment trusts and other structured product investments. Unsuitable recommendations related to variable annuity investments. Negligence, misrepresentation, and breach of contract related to direct investments. Unsuitable investment recommendations, misrepresentation related to REITs. Recommendation of unsuitable alternative private placement investments and REITs. Unsuitable investment recommendations and failure to diversify clients securities portfolio. Chad Barancyk Red Flags & Your Rights As An Investor Of course, Chad Barancyk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Barancyk at Great Point Capital LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chad Barancyk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Great Point Capital LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Great Point Capital LLC Due To Chad Barancyk If you have questions about Great Point Capital LLC, First Allied Securities, Inc., and/or Chad Barancyk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Chad Vandenbusch of Wintrust Investments LLC

As a client, you choose to entrust your money to a broker you can trust. This is why it’s critical to understand everything there is to know about the person managing your funds. This data may assist you in determining whether or not to work with a particular broker. If you believe Chad Vandenbusch has caused you financial losses, we may be able to help you resolve any issues or concerns you have. DID CHAD MICHAEL VANDENBUSCH CAUSE YOU INVESTMENT LOSSES? Chad Vandenbusch Of Wintrust Investments LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Chad Vandenbusch of Wintrust Investments LLC? Chad Vandenbusch (CRD #2580669) who is currently registered with Wintrust Investments LLC and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Chad Vandenbusch Customer Complaints Chad Vandenbusch has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Chad Vandenbusch’s 2 customer complaints was settled in favor of investor. One of Chad Vandenbusch’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Chad Vandenbusch A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Misrepresentation of structured steepener CDs and non-traded REITs as being safer than investments in conventional equities. Performance of fixed income structured products. Chad Vandenbusch Red Flags & Your Rights As An Investor Of course, Chad Vandenbusch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Vandenbusch at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Vandenbusch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Chad Vandenbusch If you have questions about Wintrust Investments LLC and/or Chad Vandenbusch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Andre Senegal formerly with One America Securities, Inc.

As an investor, you entrust your money and assets with a broker that you have faith in. This is why it’s critical to learn everything there is to know about the individual who has entrusted you with their money. This information may assist you in making an informed decision about whether or not to put your money with a specific broker. If you believe that Andre Senegal has caused you financial loss, we may be able to assist you in resolving any concerns or issues you may have. DID ANDRE PIERRE SENEGAL CAUSE YOU INVESTMENT LOSSES? Andre Senegal Formerly With One America Securities, Inc. And NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andre Senegal formerly with One America Securities, Inc.? Andre Senegal (CRD #6065655) who was formerly registered with One America Securities, Inc. and located in Oakbrook Terrace, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to One America Securities, Inc., Andre Senegal was associated with NYLife Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  He has been suspended by FINRA for failing to cooperate in its investigations. Andre Senegal Customer Complaints Andre Senegal has been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. Both of Andre Senegal’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andre Senegal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misconduct in connection with a bitcoin investment. Customer alleged that she was misled regarding conversion credits which he purchased a variable universal life insurance policy. Andre Senegal Red Flags & Your Rights As An Investor Of course, Andre Senegal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andre Senegal at One America Securities, Inc. and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Andre Senegal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at One America Securities, Inc. and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At One America Securities, Inc. Due To Andre Senegal If you have questions about One America Securities, Inc., NYLife Securities LLC and/or Andre Senegal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Barry Lemay of Concorde Investment Services, LLC

When you invest your hard earned money with a broker it’s important to know as much as you can about the individual with whom you trust your finances. There are a variety of resources where you can discover information about your broker’s background, including, past employment history, regulatory disciplinary proceedings, and customer complaints. This information could be vital towards answering any questions you may have about Barry Lemay and any investment losses you may have suffered. We will do our best to answer these questions. DID BARRY WILLIAM LEMAY CAUSE YOU INVESTMENT LOSSES? Barry Lemay Of Concorde Investment Services, LLC Has 13 Customer Complaints For Alleged Broker Misconduct Who is Barry Lemay of Concorde Investment Services, LLC? Barry Lemay (CRD #306332) who is currently registered with Concorde Investment Services, LLC and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.   Barry Lemay Customer Complaints Barry Lemay has been the subject of 13 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Six of Barry Lemay’s 13 customer complaints were settled in favor of investors. Five of Barry Lemay’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Barry Lemay’s current employer Concorde Investment Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Barry Lemay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to file client’s instructions with respect to an Apple stock investment. Negligence, breach of fiduciary duty, an unsuitable investment recommendation involving and Tenant in Common investment. Unsuitable investment recommendations and breach of fiduciary duty and violation of California securities act involving Limited partnership interest, oil and gas investments, and real estate securities. Unauthorized purchases in clients accounts. Breach of fiduciary duty, negligence, and misrepresentation related to promissory note investment. Barry Lemay Red Flags & Your Rights As An Investor Of course, Barry Lemay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Lemay at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Barry Lemay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Barry Lemay If you have questions about Concorde Investment Services, LLC and/or Barry Lemay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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