Oct 3, 2024

Gerald Temmel of Wells Fargo Clearing Services, LLC FIRED

DID GERALD ROBERT TEMMEL CAUSE YOU INVESTMENT LOSSES? Gerald Temmel Formerly With Wells Fargo Clearing Services, LLC was terminated on May 13, 2024, for allegations that he simulated keyboard activity to create the impression of active work Gerald Temmel Employment History Gerald Robert Temmel has experience in the securities industry, having worked for several firms over his career. Most recently, he was registered with Wells Fargo Clearing Services, LLC from November 2016 until his termination in June 2024. Prior to that, Temmel was associated with MetLife Securities Inc. from September 2015 to February 2016. His professional qualifications include passing two principal/supervisory exams, two general industry/product exams, including the Series 7 General Securities Representative Examination, and one multi-state securities law exam. Temmel’s registration with Wells Fargo Clearing Services, LLC was terminated in May 2024 due to allegations that he simulated keyboard activity to create the impression of active work. Temmel is currently not registered with any firm. Gerald Temmel Red Flags & Your Rights As An Investor Temmel is a red flag which should put all current and former customers of Gerald Temmel at Wells Fargo Clearing Services, LLC, on alert to review carefully the activity and performance of their accounts and question whether Gerald Temmel engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC, Due To Gerald Temmel If you have questions about Wells Fargo Clearing Services, LLC, and/or Gerald Temmel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2024

Peter Reinecke Formerly With Saxony Securities, Inc. Reviews

DID PETER FREDERICK REINECKE CAUSE YOU INVESTMENT LOSSES? Peter Reinecke Formerly With Saxony Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Peter Reinecke Customer Complaints and Reviews Peter Reinecke has been involved in multiple disclosure events, which include customer disputes: Allegations Against Peter Reinecke Peter Reinecke Red Flags & Your Rights As An Investor Of course, Peter Reinecke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Reinecke at Saxony Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Reinecke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Saxony Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Saxony Securities, Inc. Due To Peter Reinecke If you have questions about Saxony Securities, Inc. and/or Peter Reinecke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2024

Stephen Wedel of Private Client Services, LLC Reviews

DID STEPHEN HERMAN WEDEL CAUSE YOU INVESTMENT LOSSES? Stephen Wedel Of Private Client Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Stephen Wedel Customer Complaints and Reviews Stephen Wedel has several disclosures reported in his FINRA report: Allegations Against Stephen Wedel The allegations and accusations in the reported disputes against Stephen Wedel include: Stephen Wedel Red Flags & Your Rights As An Investor Of course, Stephen Wedel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Wedel at Private Client Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Wedel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Stephen Wedel If you have questions about Private Client Services, LLC, RFG Advisory, LLC and/or Stephen Wedel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Michael Taylor of Equitable Advisors, LLC FIRED

DID MICHAEL TAYLOR CAUSE YOU INVESTMENT LOSSES? Michael Taylor Formerly With Equitable Advisors, LLC was terminated on May 9, 2024, following allegations that he violated firm policy by introducing individuals for the purpose of investing outside the firm Michael Taylor Employment History Michael Taylor has an extensive career in the securities industry, having worked for multiple firms over the years. His most recent position was with Equitable Advisors, LLC from 2023 to 2024. Prior to that, Taylor held roles at several other firms, including Calton & Associates, Inc. from January 2023 to February 2023, and Northwestern Mutual Investment Services, LLC from March 2022 to December 2022. His career also includes time at notable firms such as Oppenheimer & Co. Inc., LPL Financial LLC, and Morgan Stanley. Throughout his career, Taylor passed two principal/supervisory exams, four general industry/product exams, including the Series 7 General Securities Representative Examination, and one multi-state securities law exam. His employment with Equitable Advisors, LLC was terminated in May 2024 due to allegations that he violated firm policy by introducing individuals for the purpose of investing outside the firm and making misrepresentations on variable life insurance applications. Taylor is currently not registered with any firm. Michael Taylor Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Michael Taylor is a red flag which should put all current and former customers of Michael Taylor at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Taylor engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Taylor If you have questions about Equitable Advisors, LLC and/or Michael Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Jacqueline Tarangelo of Wells Fargo Clearing Services, LLC FIRED

DID JACQUELINE DIANE TARANGELO CAUSE YOU INVESTMENT LOSSES? Jacqueline Tarangelo Formerly With Wells Fargo Clearing Services, LLC was terminated on June 18, 2024, under allegations of failing to conduct business through firm-approved communication channels. Jacqueline Tarangelo Employment History Jacqueline Diane Tarangelo has a long and varied career in the securities industry, having been associated with numerous firms over the years. She has worked with ten different firms, including Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Fidelity Brokerage Services LLC. Tarangelo’s most recent registration was with Wells Fargo Clearing Services, LLC from September 2021 until July 2024. She has passed seven industry exams, including two principal/supervisory exams and two multi-state securities law exams. Notable exams include the General Securities Sales Supervisor – General Module Examination and the General Securities Representative Examination. Termination:  Tarangelo’s career with Wells Fargo Clearing Services, LLC ended in June 2024 when she was discharged following allegations of failing to conduct business through firm-approved communication channels and altering a client-signed document. As of now, she is not registered with any firm Jacqueline Tarangelo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Jacqueline Tarangelo is a red flag which should put all current and former customers of Jacqueline Tarangelo at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacqueline Tarangelo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jacqueline Tarangelo If you have questions about Wells Fargo Clearing Services, LLC and/or Jacqueline Tarangelo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Mearu Takatsu of Wells Fargo Clearing Services LLC FIRED

DID MEARU TAKATSU CAUSE YOU INVESTMENT LOSSES? Mearu Takatsu Formerly With Wells Fargo Clearing Services LLC was terminated on May 16, 2024, following concerns related to the handling of a client signature on an account document Mearu Takatsu Employment History Mearu Takatsu has a long career in the securities industry, having worked for several major firms over the years. Most recently, Takatsu was registered with Wells Fargo Clearing Services, LLC from 2022 until 2024. Prior to that, he held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2016 to 2022, TD Ameritrade, Inc. from 2008 to 2016, and several other firms dating back to 1999. Throughout his career, Takatsu passed two general industry/product exams, including the Series 7 General Securities Representative Examination, and two multi-state securities law exams. His employment with Wells Fargo was terminated in May 2024 following a review of concerns related to the handling of a client signature on an account document. The termination did not involve any specific product issues or customer complaints. Takatsu is currently not registered with any firm. Mearu Takatsu Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mearu Takatsu is a red flag which should put all current and former customers of Mearu Takatsu at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Mearu Takatsu engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Mearu Takatsu If you have questions about Wells Fargo Clearing Services LLC and/or Mearu Takatsu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Bartholomew Sweeney IV of Wells Fargo Clearing Services, LLC FIRED

DID BARTHOLOMEW SWEENEY IV CAUSE YOU INVESTMENT LOSSES? Bartholomew Sweeney IV Formerly With Wells Fargo Clearing Services, LLC was terminated on May 9, 2024, due to allegations including the use of discretion in a client account without proper authorization Bartholomew Sweeney IV Employment History Bartholomew Sweeney IV has extensive experience in the securities industry, having worked for multiple firms over a long career. He was registered with Wells Fargo Clearing Services, LLC from June 2010 until his termination in June 2024. Prior to that, he worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2006 to 2010, Advest, Inc. from 2000 to 2006, Prudential Securities Incorporated from 1994 to 2000, and Smith Barney Inc. from 1988 to 1994. Throughout his career, Sweeney passed two principal/supervisory exams, three general industry/product exams, including the Series 7 General Securities Representative Examination, and one multi-state securities law exam. His employment with Wells Fargo was terminated in May 2024 due to allegations including the use of discretion in a client account without proper authorization, failure to escalate a client’s operational complaint, and engaging in business-related communications via non-firm-approved communication channels. Sweeney is currently not registered with any firm. Bartholomew Sweeney IV Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Bartholomew Sweeney IV is a red flag which should put all current and former customers of Bartholomew Sweeney IV at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bartholomew Sweeney IV engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Bartholomew Sweeney IV If you have questions about Wells Fargo Clearing Services, LLC and/or Bartholomew Sweeney IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Holden Snyder of Wells Fargo Clearing Services LLC FIRED

DID HOLDEN WALTER TOD SNYDER CAUSE YOU INVESTMENT LOSSES? Holden Snyder Formerly With Wells Fargo Clearing Services LLC was terminated on May 14, 2024, for following an internal review of allegations that he simulated keyboard activity to create the impression of active work Holden Snyder Employment History Holden Walter Tod Snyder has a brief career in the securities industry, having worked for two firms within a short period. He was registered with TD Ameritrade, Inc. from December 2022 to January 2023 and later with Wells Fargo Clearing Services, LLC from March 2023 until his termination in June 2024. During his time in the industry, he passed two general industry/product exams, including the Series 7 General Securities Representative Examination, and one multi-state securities law exam, the Series 63 Uniform Securities Agent State Law Examination. Snyder’s employment with Wells Fargo Clearing Services, LLC was terminated in May 2024 following an internal review of allegations that he simulated keyboard activity to create the impression of active work. Snyder is currently not registered with any firm. Holden Snyder Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Holden Snyder is a red flag which should put all current and former customers of Holden Snyder at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Holden Snyder engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Holden Snyder If you have questions about Wells Fargo Clearing Services LLC and/or Holden Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Mingzhu Shi of J.P. Morgan Securities LLC FIRED

DID MINGZHU SHI CAUSE YOU INVESTMENT LOSSES? Mingzhu Shi Formerly With J.P. Morgan Securities LLC was terminated on May 15, 2024, due to a violation of the firm’s policy regarding personal finances Mingzhu Shi Employment History Mingzhu Shi has a brief but varied career in the securities industry, having been registered with two firms in less than a year. She worked with NYLIFE Securities LLC from September 2023 to January 2024 and later with J.P. Morgan Securities LLC from February 2024 until her termination in June 2024. During her time in the industry, she passed two general industry/product exams, including the Series 7 General Securities Representative Examination, and two multi-state securities law exams, including the Series 65 Uniform Investment Adviser Law Examination. Her employment with J.P. Morgan Securities LLC was terminated in May 2024 due to a violation of the firm’s policy regarding personal finances, specifically related to deposit activity in her affiliate bank account. Mingzhu Shi is currently not registered with any firm. Mingzhu Shi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mingzhu Shi is a red flag which should put all current and former customers of Mingzhu Shi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mingzhu Shi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mingzhu Shi If you have questions about J.P. Morgan Securities LLC and/or Mingzhu Shi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Marixa Reyes-Palacios of Wells Fargo Clearing Services, LLC FIRED

DID MARIXA REYES-PALACIOS CAUSE YOU INVESTMENT LOSSES? Marixa Reyes-Palacios Formerly With Wells Fargo Clearing Services, LLC was terminated on June 7, 2024, due to allegations of simulating keyboard activity to create the impression of work activity Marixa Reyes-Palacios Employment History Marixa Reyes-Palacios has worked with two different securities firms during her brief career. She was most recently registered with Wells Fargo Clearing Services, LLC from June 2023 to July 2024. Prior to that, she was registered with Equitable Advisors, LLC from September 2022 to February 2023. During her time in the securities industry, Ms. Reyes-Palacios passed three key industry exams, including the General Securities Representative Examination, the Securities Industry Essentials Examination, and the Uniform Securities Agent State Law Examination. Termination:  Her employment with Wells Fargo Clearing Services, LLC ended in June 2024 when she was terminated due to allegations of simulating keyboard activity to create the impression of work activity. Currently, Ms. Reyes-Palacios is not registered with any securities firm. Marixa Reyes-Palacios Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Marixa Reyes-Palacios is a red flag which should put all current and former customers of Marixa Reyes-Palacios at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marixa Reyes-Palacios engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Marixa Reyes-Palacios If you have questions about Wells Fargo Clearing Services, LLC and/or Marixa Reyes-Palacios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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