May 22, 2022

Alan Gnoinski Of Sagepoint Financial, Inc.

It’s critical to know as much about the people with whom you’re entrusted your money as possible. There are several places where you may learn more about someone’s background, including their prior employment history, regulatory enforcement actions, and client complaints. If you believe that you may have lost money due to Alan Gnoinski‘s conduct, you may not be alone. We will do our best to answer any questions you may have. DID ALAN MICHAEL GNOINSKI CAUSE YOU INVESTMENT LOSSES? Alan Gnoinski Of Sagepoint Financial, Inc. And Formerly With United Planners’ Financial Services of America A Limited Partner Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan Gnoinski of Sagepoint Financial, Inc.? Alan Gnoinski (CRD #4416094) who is currently registered with Sagepoint Financial, Inc. and located in Williamsvillle, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Sagepoint Financial, Inc., Alan Gnoinski was associated with United Planners’ Financial Services of America A Limited Partner and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Gnoinski Customer Complaints Alan Gnoinski has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Alan Gnoinski’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alan Gnoinski A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Client alleged that Alan Gnoinski made misrepresentations and unsuitable investment recommendations with respect to a REIT investment. Customer alleged that documents related to the purchase of a variable annuity contained forged signatures. Alan Gnoinski Red Flags & Your Rights As An Investor Of course,  Alan Gnoinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Gnoinski at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Alan Gnoinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Alan Gnoinski If you have questions about Sagepoint Financial, Inc., United Planners’ Financial Services of America A Limited Partner, and/or Alan Gnoinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Adam Rutstein of Bankers Life Securities, Inc.

As an investor, you entrusted your money and capital with a broker that you trusted. This is why it is important to know as much as you can about the individual that you’ve entrusted your money with. You need to know about their background, including past employment history, regulatory actions, and even customer complaints. This information can be used to help you make an informed decision about whether or not to entrust your money with a particular broker. If you believe that you have suffered investment losses due to Adam Rutstein, we may have information that could b useful in resolving any questions you may or may not have. DID ADAM J. RUTSTEIN CAUSE YOU INVESTMENT LOSSES? Adam Rutstein Of Bankers Life Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Adam Rutstein of Bankers Life Securities, Inc.? Adam Rutstein (CRD #4621152) who is currently registered with Bankers Life Securities, Inc. and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Adam Rutstein Customer Complaints Adam Rutstein has been the subject of 3 regulatory actions and 3 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two of Adam Rutstein’s three customer complaints were settled in favor of investors. One of Adam Rutstein’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Adam Rutstein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Adam Rutstein misrepresented that there would be tax liability in connection with a recommended exchange of an annuity for mutual fund investment. Customer alleged that Adam Rutstein made misrepresentations about a Bankers Life and Casualty Co. (BLC) Guaranteed Life Income Annuity, including misrepresentations about the rate of appreciation, the participation rates, and sums the annuity would earn over time. Customer alleged that a Premium Bonus Indexed Annuity recommended by Adam Rutstein and purchased from Bankers Life and Casualty Co. (BLC) was unsuitable. Adam Rutstein Red Flags & Your Rights As An Investor Of course, Adam Rutstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Rutstein at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Rutstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Adam Rutstein If you have questions about Bankers Life Securities, Inc. and/or Adam Rutstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Tonya Rice Of UBS Financial Services

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Tonya Rice has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID TONYA RICE CAUSE YOU INVESTMENT LOSSES? Tonya Rice Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Tonya Rice of UBS Financial Services? Tonya Rice (CRD #4998899) who is currently registered with UBS Financial Services and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations. Tonya Rice Customer Complaint Tonya Rice has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were her sales assistant misrepresented that she could take a rollover once per social security number and one per calendar year, when it should be once each 365 days or once per rolling calendar year. Tonya Rice’s customer complaint was denied and, to date, the customer has not taken any further action. Tonya Rice Red Flags & Your Rights As An Investor Of course, Tonya Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tonya Rice at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Tonya Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Tonya Rice If you have questions about UBS Financial Services and/or Tonya Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Brian Homra of Edward Jones

When you entrust your money to a broker, it’s critical to know as much as possible about the person with whom you’re dealing. You can learn a lot about your broker’s past employment history, regulatory penalties, and consumer complaints by looking online. This information may be helpful in addressing any queries you may have about Brian Homra and the investments losses you may have incurred. We will try to answer these questions as best we can. DID BRIAN SHAKEEB HOMRA CAUSE YOU INVESTMENT LOSSES? Brian Homra Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Homra of Edward Jones? Brian Homra (CRD #6414014) who is currently registered with Edward Jones and located in Hendersonville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Brian Homra Customer Complaint Brian Homra has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Homra failed to follow clients liquidation instructions.  The customer complaint filed against Brian Homra’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Brian Homra Red Flags & Your Rights As An Investor Of course, Brian Homra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Homra at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brian Homra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brian Homra If you have questions about Edward Jones and/or Brian Homra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Bernard Wolfe formerly with Kestra Investment Services, LLC

When you entrust your money to a broker, it’s critical to know as much as possible about the individual with whom you’re dealing. You may discover a lot about your broker’s past workplace history, fines, and consumer complaints if you go online. We hope that this information is useful in resolving any questions you may have regarding Bernard Wolfe and the investments losses you may have incurred. To the best of our ability, we will try to answer these inquiries. DID BERNARD RONALD WOLFE CAUSE YOU INVESTMENT LOSSES? Bernard Wolfe Formerly With Kestra Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bernard Wolfe formerly with Kestra Investment Services, LLC? Bernard Wolfe (CRD #871051) who was formerly registered with Kestra Investment Services, LLC and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Bernard Wolfe Customer Complaints Bernard Wolfe has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Bernard Wolfe’s 3 customer complaints was settled in favor of investors. One of Bernard Wolfe’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Bernard Wolfe’s former employer Kestra Investment Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Bernard Wolfe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of alternative investments. Customer complaints about expense incurred to reinstate a variable annuity transaction. Negligence, overconcentration, breach of fiduciary duty, breach of contract, material misrepresentations and omissions related to a business development company investment. Bernard Wolfe Red Flags & Your Rights As An Investor Of course, Bernard Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Wolfe at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bernard Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Bernard Wolfe If you have questions about Kestra Investment Services, LLC and/or Bernard Wolfe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Andrew Wesner of LPL Financial LLC

As a client, you put your faith in a broker you can trust. This is why it’s critical to understand everything there is to know about the individual who is investing your cash. This information may assist you in determining whether or not to invest your money with a specific broker. If you believe Andrew Wesner has caused you financial harm, we may be able to help you address any concerns or issues you have. DID ANDREW S. WESNER CAUSE YOU INVESTMENT LOSSES? Andrew Wesner Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Wesner of LPL Financial LLC? Andrew Wesner (CRD #4171738) who is currently registered with LPL Financial LLC and located in Muskegon, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Andrew Wesner Customer Complaints Andrew Wesner has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Andrew Wesner’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Wesner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Wesner failed to disclose an illiquidity of Sierra Income, business development company at the time of purchase. Unsuitable investment recommendation of variable annuity. Andrew Wesner Red Flags & Your Rights As An Investor Of course, Andrew Wesner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Wesner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Wesner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Wesner If you have questions about LPL Financial LLC and/or Andrew Wesner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Afifa Yusof formerly with Edward Jones

As an investor, you put your trust in a broker you believe in. This is why it’s critical to learn everything there is to know about the person who is investing your money. This information may assist you in determining whether or not to invest your money with a specific broker. If you believe that Afifa Yusof has caused you financial loss, we may be able to assist you in resolving any concerns or issues you may have. DID AFIFA YUSOF CAUSE YOU INVESTMENT LOSSES? Afifa Yusof Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Afifa Yusof formerly with Edward Jones? Afifa Yusof (CRD #1623818) who was formerly registered with Edward Jones and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations.   Afifa Yusof Customer Complaint Afifa Yusof has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Afifa Yusof acted contrary to customers request the funds be placed in a non-taxable account and that the financial advisor failed to follow the customer’s instructions which resulted in a substantial tax liability.  Afifa Yusof’s customer complaint was denied and, to date, the customer has not taken any further action. Afifa Yusof Red Flags & Your Rights As An Investor Of course, Afifa Yusof did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Afifa Yusof at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Afifa Yusof has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Afifa Yusof If you have questions about Edward Jones and/or Afifa Yusof and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2022

Catherine Kennedy of Park Avenue Securities LLC

It’s critical for everyone to understand as much as possible about the individuals with whom they entrust their money. There are a variety of resources where you may learn more about someone’s background, including previous employment history, regulatory enforcement actions, and client complaints. This crucial information may lead to questions about Catherine Kennedy and your investment losses. We’ll do everything we can to answer your questions. DID CATHERINE A. KENNEDY CAUSE YOU INVESTMENT LOSSES? Catherine Kennedy Of Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Catherine Kennedy of Park Avenue Securities LLC? Catherine Kennedy (CRD #2347484) who is currently registered with Park Avenue Securities LLC and located in Needham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.    Catherine Kennedy Customer Complaint Catherine Kennedy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Catherine Kennedy failed to follow client’s instructions with respect to investments of retirement funds involving variable annuities. The customer complaint filed against Catherine Kennedy’s current employer Park Avenue Securities LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Catherine Kennedy Red Flags & Your Rights As An Investor Of course, Catherine Kennedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Catherine Kennedy at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Catherine Kennedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Catherine Kennedy If you have questions about Park Avenue Securities LLC and/or Catherine Kennedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2022

Athishay Gangadharan of Kestra Investment Services, LLC

DID ATHISHAY GANGADHARAN CAUSE YOU INVESTMENT LOSSES? Athishay Gangadharan Of Kestra Investment Services, LLC  And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Athishay Gangadharan of Kestra Investment Services, LLC? Athishay Gangadharan (CRD #5531128) who is currently registered with Kestra Investment Services, LLC and located in Montclair, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kestra Investment Services, LLC, Athishay Gangadharan was associated with TIAA-CREF Individual & Institutional Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Athishay Gangadharan Customer Complaint Athishay Gangadharan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that financial advisor ignored her instructions to move her assets to safety in light of spreading news related to the coronavirus and further, the financial advisor invested the client’s cash and that she suffered financial losses.  Athishay Gangadharan’s customer complaint was settled in favor of the investors. Athishay Gangadharan Red Flags & Your Rights As An Investor Of course, Athishay Gangadharan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of  Athishay Gangadharan at Kestra Investment Services, LLC and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Athishay Gangadharan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Athishay Gangadharan If you have questions about Kestra Investment Services, LLC, TIAA-CREF Individual & Institutional Services, LLC and/or Athishay Gangadharan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2022

Caroline Overman of Pruco Securities, LLC

DID CAROLINE ELIZABETH OVERMAN CAUSE YOU INVESTMENT LOSSES? Caroline Overman Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Caroline Overman of Pruco Securities, LLC? Caroline Overman (CRD #1277021) who is currently registered with Pruco Securities, LLC and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Caroline Overman Customer Complaint Caroline Overman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Caroline Overman did not fully disclose all the facts relating to withdrawals from an insurance policy. Caroline Overman’s customer complaint was denied and, to date, the customer has not taken any further action. Caroline Overman Red Flags & Your Rights As An Investor Of course, Caroline Overman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Caroline Overman at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Caroline Overman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Caroline Overman If you have questions about Pruco Securities, LLC and/or Caroline Overman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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