Jan 20, 2022

Edward Taliaferro of Robert W. Baird Co. Inc.

DID EDWARD ROBERT TALIAFERRO CAUSE YOU INVESTMENT LOSSES? Edward Taliaferro of Robert W. Baird Co. Inc. And Formerly With J.J.B. Hilliard Has 8 Customer Complaints For Alleged Broker Misconduct Who is Edward Taliaferro of Robert W. Baird Co. Inc.? Edward Taliaferro (CRD #1690490) who is currently registered with Robert W. Baird Co. Inc. and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co. Inc., Edward Taliaferro was associated with J.J.B. Hilliard and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Taliaferro Customer Complaints Edward Taliaferro has been the subject of 8 customer complaints that we know about. There is currently one pending customer complaint filed against J.J.B. Hilliard for investment losses caused by Edward Taliaferro’s alleged misconduct. Four of Edward Taliaferro’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Edward Taliaferro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges losses due to unsuitable investments by Edward Taliaferro. Client alleges she lost a significant amount of money due to unsuitable recommendations and Hilliard Lyons’ failure to supervise. Client also alleges fraudulent misrepresentation of the investment and material omissions regarding the risks of the investments by Edward Taliaferro. Client began investing with Edward Taliaferro at prior firm. Client transferred over with Edward Taliaferro and opened account and continued same manner of investing with covered call writing and margin usage. Client and daughter are now claiming that investment style was unsuitable for the client, and are asking to be reimbursed for all inappropriate investments allegedly committed by Edward Taliaferro. Client upset with losses and alleges poor performance in account by Edward Taliaferro. Client’s attorney alleges unauthorized and unsuitable trading in [customer]’s three accounts. The attorney did not specify the trades or securities in question. Customers’ accounts were opened with listed equities and mutual funds being traded in them allegedly by Edward Taliaferro. Customer alleges Edward Taliaferro failed to follow instructions. Alleged damages of $5000. Misrepresentation allegedly committed by Edward Taliaferro. Edward Taliaferro Red Flags & Your Rights As An Investor Of course, Edward Taliaferro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Taliaferro at Robert W. Baird Co. Inc. and J.J.B. Hilliard on alert to review carefully the activity and performance of their accounts and question whether Edward Taliaferro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. Inc. and J.J.B. Hilliard also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Inc. Due To Edward Taliaferro If you have questions about Robert W. Baird Co. Inc., J.J.B. Hilliard, and/or Edward Taliaferro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Donald Kiley of Ausdal Financial Partners

DID DONALD WALTER KILEY CAUSE YOU INVESTMENT LOSSES? Donald Kiley of Ausdal Financial Partners Has 2 Customer Complaints for Alleged Broker Misconduct Who is Donald Kiley of Ausdal Financial Partners? Donald Kiley (CRD #2630201) who is currently registered with Ausdal Financial Partners and located in De Pere, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  Donald Kiley was also the subject of multiple regulatory investigations and sanctions.  FINRA suspended him for 3 months and fined him $5,000 for participating in private securities transactions without his firm’s knowledge.  His license was revoked in the State of Illinois.  Wisconsin issued a summary order of Prohibition and Censure for selling unregistered securities in the form of mutual benefit viatical settlements off the books and records of his employing broker-dealer. Donald Kiley Customer Complaints Donald Kiley has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. There is currently one pending customer complaint filed against Donald Kiley’s current employer Ausdal Financial Partners for investment losses caused by the alleged misconduct. One of Donald Kiley’s customer’s complaints was denied and the customers did not take any further action. Allegations Against Donald Kiley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client claims subaccounts chosen in the annuity allegedly made by Donald Kiley were unsuitable. Clients allege products allegedly sold by Donald Kiley were unsuitable. Donald Kiley Red Flags & Your Rights as An Investor Of course, Donald Kiley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Donald Kiley at Ausdal Financial Partners on alert to review carefully the activity and performance of their accounts and question whether Donald Kiley has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Ausdal Financial Partners also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Ausdal Financial Partners Due to Donald Kiley If you have questions about Ausdal Financial Partners, and/or Donald Kiley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Douglas Leone of Salomon Whitney Financial

DID DOUGLAS ANTHONY LEONE CAUSE YOU INVESTMENT LOSSES? Douglas Leone Formerly with Salomon Whitney Financial Has 9 Customer Complaints for Alleged Broker Misconduct Who is Douglas Leone formerly with Salomon Whitney Financial? Douglas Leone (CRD #2453784) who was formerly registered with Salomon Whitney Financial and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.  Douglas Leone has also been the subject of 4 FINRA regulatory investigations and actions over the years.  In May 2018, he was permanently barred from association with any FINRA member, in any capacity, fined $185,000, and ordered to pay restitution in excess of $325,000 for allegedly churning customer accounts. Douglas Leone Customer Complaints Douglas Leone has been the subject of 9 customer complaints that we know about. Four of Douglas Leone’s 9 customer complaints were settled in favor of investors. There are currently two pending customer complaints filed against Salomon Whitney Financial for investment losses caused by Douglas Leone’s alleged misconduct. Allegations Against Douglas Leone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Leone’s alleged breach of fiduciary duty, negligence, breach of contract. Douglas Leone’s alleged churning, misrepresentation, breach of fiduciary duty. Douglas Leone’s alleged misrepresentation. Churning, negligence, unsuitability, unauthorized trading, breach of contract allegedly committed by Douglas Leone. Douglas Leone’s alleged excessive trading on margin with no downside protection, false and misleading statements regarding the risks of his investments, the churning of his account, breach of fiduciary duty, breach of contract, gross negligence, and suitability. The customer claimed losses of $25,000.00 from excessive commissions and suitability allegedly made by Douglas Leone. Unauthorized trades failure to correct by the broker as promised allegedly committed by Douglas Leone. Douglas Leone Red Flags & Your Rights as An Investor Of course, Douglas Leone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Douglas Leone at Salomon Whitney Financial on alert to review carefully the activity and performance of their accounts and question whether Douglas Leone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Salomon Whitney Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Salomon Whitney Financial Due to Douglas Leone If you have questions about Salomon Whitney Financial and/or Douglas Leone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Diana Plucienkowski of Cetera Advisor Networks

DID DIANA LYNN PLUCIENKOWSKI CAUSE YOU INVESTMENT LOSSES? Diana Plucienkowski of Cetera Advisor Networks, Summit Financial Group and Formerly with Summit Brokerage Services Has A Customer Complaint for Alleged Broker Misconduct Who is Diana Plucienkowski of Cetera Advisor Networks? Diana Plucienkowski (CRD #2669520) who is currently registered with Cetera Advisor Networks and Summit Financial Group and located in Ft Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks and Summit Financial Group, Diana Plucienkowski was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Diana Plucienkowski Customer Complaint Diana Plucienkowski has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges breach of fiduciary duty. Diana Plucienkowski’s customer complaint was denied and the customer did not take any further action. Diana Plucienkowski Red Flags & Your Rights as An Investor Of course, Diana Plucienkowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Diana Plucienkowski at Cetera Advisor Networks, Summit Financial Group, and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Diana Plucienkowski has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services also raises questions about the brokerage firm supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Cetera Advisor Networks Due to Diana Plucienkowski If you have questions about Cetera Advisor Networks, Summit Financial Group, Summit Brokerage Services, and/or Diana Plucienkowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Boydell of Mutual Advisors, LLC

DID DAVID CODD BOYDELL CAUSE YOU INVESTMENT LOSSES? David Boydell of Mutual Advisors, LLC And Formerly With Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, And Mutual Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is David Boydell of Mutual Advisors, LLC? David Boydell (CRD #1817613) who is currently registered with Mutual Advisors, LLC and located in Sonoma, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Advisors, LLC, David Boydell was associated with Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, Mutual Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Boydell Customer Complaints David Boydell has been the subject of 4 customer complaints customer complaints that we know about. Three of David Boydell’s 4 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against David Boydell’s former employer Mid Atlantic Capital Corporation for investment losses caused by the alleged misconduct. Allegations Against David Boydell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Boydell’s Breach of Fiduciary Duty, Common Law Fraud, Negligence/Negligent Misrepresentation/Omission, Breach of Contract, Restitution, Negligent Supervision. David Boydell allegedly committed common law fraud, breach of fiduciary duty, negligent failure to supervise, negligence related to the sale of a private placement fund. David Boydell allegedly committed fraud, lack of supervision and suitability. Suitability, failure to supervise and other charges related to the sale of limited partnership interest by David Boydell. David Boydell Red Flags & Your Rights As An Investor Of course, David Boydell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Boydell at Mutual Advisors, LLC, Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, and Mutual Securities on alert to review carefully the activity and performance of their accounts and question whether David Boydell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Advisors, LLC, Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, and Mutual Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Mutual Advisors, LLC And Mid Atlantic Capital Due To David Boydell If you have questions about Mutual Advisors, LLC, Concert Wealth Management, Mid Atlantic Capital, Mid Atlantic Financial Management, Mutual Securities, and/or David Boydell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Frankel of National Asset Management, Inc.

DID DAVID LLOYD FRANKEL CAUSE YOU INVESTMENT LOSSES? David Frankel of National Asset Management, Inc., National Securities Corp. And Formerly With Wells Fargo Advisors Financial Network Has One Customer Complaint For Alleged Broker Misconduct Who is David Frankel of National Asset Management, Inc.? David Frankel (CRD #2691073) who is currently registered with National Asset Management, Inc., National Securities Corp. and located in Jericho, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Asset Management, Inc. and National Securities Corp., David Frankel was associated with Wells Fargo Advisors Financial Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Frankel Customer Complaint David Frankel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation. The customer complaint filed against David Frankel’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. David Frankel Red Flags & Your Rights As An Investor Of course, David Frankel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Frankel at National Asset Management, Inc., National Securities Corp. and Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether David Frankel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Asset Management, Inc., National Securities Corp. and Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Asset Management, Inc. Due To David Frankel If you have questions about National Asset Management, Inc., National Securities Corp., Wells Fargo Advisors Financial Network, and/or David Frankel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Hale of Perigon Wealth Management, LLC

DID DAVID NATHAN HALE CAUSE YOU INVESTMENT LOSSES? David Hale of Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments And Formerly With Avondale Conquest And Avondale Partners Has 2 Customer Complaints For Alleged Broker Misconduct Who is David Hale of Perigon Wealth Management, LLC? David Hale (CRD #4340566) who is currently registered with Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Perigon Wealth Management, LLC and Purshe Kaplan Sterling Investments, David Hale was associated with Avondale Conquest, Avondale Partners and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Hale Customer Complaints David Hale has been the subject of 2 customer complaints that we know about. One of David Hale’s 2 customer complaints was settled in favor of investors. One of David Hale’s customers complaints was denied and the customers did not take any further action. Allegations Against David Hale A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges David Hale committed reverse churning in their advisory account held with Fidelity and managed through an unaffiliated Registered Investment Advisory firm: Avondale Partners. Client alleges David Hale was churning her account. The alleged damages are estimated to be in excess of $5000. David Hale Red Flags & Your Rights As An Investor Of course, David Hale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hale at Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments, Avondale Conquest, and Avondale Partners on alert to review carefully the activity and performance of their accounts and question whether David Hale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments, Avondale Conquest, and Avondale Partners also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Perigon Wealth Management, LLC and Purshe Kaplan Sterling Investments Due To David Hale If you have questions about Perigon Wealth Management, LLC, Purshe Kaplan Sterling Investments, Avondale Conquest, Avondale Partners, and/or David Hale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Lex of BMO Harris Financial Advisors, Inc.

DID DAVID SCOTT LEX CAUSE YOU INVESTMENT LOSSES? David Lex of BMO Harris Financial Advisors, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is David Lex of BMO Harris Financial Advisors, Inc.? David Lex (CRD #4386158) who is currently registered with BMO Harris Financial Advisors, Inc. and located in Mequon, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. David Lex Customer Complaint David Lex has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleges unsuitability, failure to follow instructions, and misrepresentation in connection with a Unit Investment Trust. The customer complaint filed against David Lex’s current employer BMO Harris Financial Advisors, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. David Lex Red Flags & Your Rights As An Investor Of course, David Lex did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lex at BMO Harris Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Lex has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BMO Harris Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BMO Harris Financial Advisors, Inc. Due To David Lex If you have questions about BMO Harris Financial Advisors, Inc., and/or David Lex and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Reynolds of Allstate Financial Services, LLC

DID DAVID LEE REYNOLDS CAUSE YOU INVESTMENT LOSSES? David Reynolds Formerly With Allstate Financial Services, LLC And Princor Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Reynolds formerly with Allstate Financial Services, LLC? David Reynolds (CRD #4685302) who was formerly registered with Allstate Financial Services, LLC and located in Modesto, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, David Reynolds was associated with Princor Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Reynolds has had his own problems with the regulators. In November 2017, he was permanently barred from association with any FINRA member firm in any capacity for allegedly failing to produce FINRA requested documents and information in connection with its review of allegations that he had misappropriated customer funds. David Reynolds Customer Complaints David Reynolds has been the subject of 3 customer complaints that we know about. Two of David Reynolds’ 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against David Reynolds’ former employer Princor Financial Services for investment losses caused by the alleged misconduct.  Allegations Against David Reynolds A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges David Reynolds fraudulently took $38,000 for investment, along with breakpoint violations, churning, unsuitable investments and elder abuse. Customer alleges that David Reynolds gave representative money to invest and the representative has not returned his monies. Customer alleges that she gave David Reynolds money to invest and David Reynolds has not returned her monies. David Reynolds Red Flags & Your Rights As An Investor Of course, David Reynolds did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Reynolds at Allstate Financial Services, LLC and Princor Financial Services on alert to review carefully the activity and performance of their accounts and question whether David Reynolds has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC and Princor Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To David Reynolds If you have questions about Allstate Financial Services, LLC, Princor Financial Services, and/or David Reynolds and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Bittermann of Oppenheimer & Co. Inc

DID DAVID ALLAN BITTERMANN CAUSE YOU INVESTMENT LOSSES? David Allan Bittermann Of Oppenheimer & Co. Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past Year Who is David A. Bittermann with Oppenheimer & Co. Inc.? David Bittermann (CRD #1081760) who is currently registered with Oppenheimer & Co. Inc. and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Oppenheimer & Co. Inc., David Bittermann was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Oppenheimer & Co. Inc. Broker Misconduct In his career, David Bittermann has been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. Both of David Bittermann’s customer complaints were settled in favor of investors. Allegations Against David Bittermann A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that David Bittermann failed to fully explain the nature, mechanics, and risks of an investment in made unsuitable investment recommendations. The customer alleged David Bittermann engaged in unauthorized trading, excessive trading, and failure to follow his instructions. David Bittermann Red Flags & Your Rights as An Investor Of course, David Bittermann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of David Bittermann at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether David Bittermann has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Oppenheimer & Co. Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Oppenheimer & Co. Inc. If you have questions about Oppenheimer & Co. Inc. and/or David Bittermann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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