Jun 27, 2022

Allan Weiss of Raymond James & Associates, Inc.

DID ALLAN E. WEISS CAUSE YOU INVESTMENT LOSSES? Allan Weiss Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Allan Weiss of Raymond James & Associates, Inc.? Allan Weiss (CRD #5520555) who is currently registered with Raymond James & Associates, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Allan Weiss Customer Complaint Allan Weiss has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Allan Weiss mismanaged the customer’s account and there was a failure to provide appropriate oversight of him by the brokerage firm. Allan Weiss’ customer complaint was denied and, to date, the customer has not taken any further action. Allan Weiss Red Flags & Your Rights As An Investor Of course, Allan Weiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allan Weiss at Raymond James & Associates, Inc.on alert to review carefully the activity and performance of their accounts and question whether Allan Weiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Allan Weiss If you have questions about Raymond James & Associates, Inc. and/or Allan Weiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alison Stine of GWN Securities Inc.

DID ALISON NICOLE STINE CAUSE YOU INVESTMENT LOSSES? Alison Stine Of GWN Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alison Stine of GWN Securities Inc.? Alison Stine (CRD #6148042) who is currently registered with GWN Securities Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to GWN Securities Inc., Alison Stine was associated with Equitable Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alison Stine Customer Complaint Alison Stine has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Alison Stine forged the signature of another registered representative on account opening documentation and misrepresented an unsuitable Variable annuity.Alison Stine’s customer complaint was settled in favor of the investors. Alison Stine Red Flags & Your Rights As An Investor Of course, Alison Stine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alison Stine at GWN Securities Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Alison Stine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. and Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Alison Stine If you have questions about GWN Securities Inc., Equitable Advisors, LLC and/or Alison Stine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andrew Ortiz formerly with UBS Financial Services Inc.

DID ANDREW JAMES ORTIZ CAUSE YOU INVESTMENT LOSSES? Andrew Ortiz Formerly With UBS Financial Services Inc. And Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Ortiz formerly with UBS Financial Services Inc.? Andrew Ortiz (CRD #6834225) who was formerly registered with UBS Financial Services Inc. and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Andrew Ortiz was associated with Vanguard Marketing Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Ortiz Customer Complaint Andrew Ortiz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Ortiz failed to liquidate an investment as instructed by the customer. Andrew Ortiz’s customer complaint was settled in favor of the investors. Andrew Ortiz Red Flags & Your Rights As An Investor Of course, Andrew Ortiz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Ortiz at UBS Financial Services Inc. and Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Andrew Ortiz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Andrew Ortiz If you have questions about UBS Financial Services Inc., Vanguard Marketing Corporation and/or Andrew Ortiz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Antoine Souma of Insigneo Securities, LLC

DID ANTOINE NABIH SOUMA CAUSE YOU INVESTMENT LOSSES? Antoine Souma Of Insigneo Securities, LLC And Formerly With Morgan Stanley And J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Antoine Souma of Insigneo Securities, LLC? Antoine Souma (CRD #4210987) who is currently registered with Insigneo Securities, LLC and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Insigneo Securities, LLC, Antoine Souma was associated with Morgan Stanley, J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Antoine Souma Customer Complaints Antoine Souma has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  One of Antoine Souma’s 2 customer complaints was settled in favor of investor. One of Antoine Souma’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Antoine Souma A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Exercise of discretion, excessive and unsuitable trading, falsified performance reports, and breach of fiduciary duty, breach of contract, constructive fraud, in violation of state and federal securities laws resulting in a settlement of over $14 million. Unsuitable recommendation of alternative investments. Antoine Souma Red Flags & Your Rights As An Investor Of course, Antoine Souma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoine Souma at Insigneo Securities, LLC, Morgan Stanley, J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Antoine Souma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, LLC, Morgan Stanley, J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Insigneo Securities, LLC Due To Antoine Souma If you have questions about Insigneo Securities, LLC, Morgan Stanley, J.P. Morgan Securities LLC and/or Antoine Souma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Brett Jenson of Lincoln Financial Advisors Corporation

DID BRETT ERIK JENSON CAUSE YOU INVESTMENT LOSSES? Brett Jenson Of  Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is Brett Jenson of Lincoln Financial Advisors Corporation? Brett Jenson (CRD #4048577) who is currently registered with Lincoln Financial Advisors Corporation and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations.   Brett Jenson Customer Complaint Brett Jenson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brett Jenson sold unsuitable investments, including several non-traded REITs.  Brett Jenson’s customer complaint was settled in favor of the investors. Brett Jenson Red Flags & Your Rights As An Investor Of course, Brett Jenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Jenson at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Brett Jenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Brett Jenson If you have questions about Lincoln Financial Advisors Corporation and/or Brett Jenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carlos Abad formerly with TFS Securities, Inc.

DID CARLOS E. ABAD CAUSE YOU INVESTMENT LOSSES? Carlos Abad Formerly With TFS Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Carlos Abad formerly with TFS Securities, Inc.? Carlos Abad (CRD #1650972) who was formerly registered with TFS Securities, Inc. and located in Lincroft, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.    Carlos Abad Customer Complaints Carlos Abad has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Carlos Abad’s 2 customer complaints was settled in favor of investor. One of Carlos Abad’s customer complaints was denied and, to date, the customers have not taken any further action. Allegations Against Carlos Abad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of speculative and high commission alternative investments causing substantial losses. Failure to disclose commissions and mismanagement of accounts. Carlos Abad Red Flags & Your Rights As An Investor Of course, Carlos Abad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Abad at TFS Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carlos Abad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TFS Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TFS Securities, Inc. Due To Carlos Abad If you have questions about TFS Securities, Inc. and/or Carlos Abad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Daniel Bukovcik of Concorde Investment Services

DID DANIEL WILLIAM BUKOVCIK CAUSE YOU INVESTMENT LOSSES? Daniel Bukovcik Of Concorde Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Bukovcik of Concorde Investment Services? Daniel Bukovcik (CRD #1684170) who is currently registered with Concorde Investment Services and located in Ovid, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Daniel Bukovcik Customer Complaints Daniel Bukovcik has been the subject of 2 customer complaints that we know about.  Both of Daniel Bukovcik’s 2 customer complaints were settled in favor of investors. Allegations Against Daniel Bukovcik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Daniel Bukovcik’s forgery of annuity purchase documents. The customers alleged forgery on an IRA transfer that was allegedly processed by Daniel Bukovcik. Daniel Bukovcik Red Flags & Your Rights As An Investor Of course, Daniel Bukovcik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Bukovcik at Concorde Investment Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Bukovcik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Concorde Investment Services Due To Daniel Bukovcik If you have questions about Concorde Investment Services and/or Daniel Bukovcik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Adam Trent formerly with Charles Schwab & Co., Inc.

DID ADAM J. TRENT CAUSE YOU INVESTMENT LOSSES? Adam Trent Formerly With Charles Schwab & Co., Inc. And Optionsxpress, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Trent formerly with Charles Schwab & Co., Inc.? Adam Trent (CRD #5039682) who was formerly registered with Charles Schwab & Co., Inc. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Charles Schwab & Co., Inc., Adam Trent was associated with Optionsxpress, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Trent Customer Complaint Adam Trent has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Trent made an unsuitable recommendation to utilize options trading in her brokerage account. Adam Trent’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Trent Red Flags & Your Rights As An Investor Of course, Adam Trent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Trent at Charles Schwab & Co., Inc. and Optionsxpress, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Trent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. and Optionsxpress, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Adam Trent If you have questions about Charles Schwab & Co., Inc., Optionsxpress, Inc., and/or Adam Trent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Czerniewski of FSC Securities Corporation

DID ALFRED PETER CZERNIEWSKI JR CAUSE YOU INVESTMENT LOSSES? Alfred Czerniewski Of FSC Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Who is Alfred Czerniewski of FSC Securities Corporation? Alfred Czerniewski (CRD #1675035) who is currently registered with FSC Securities Corporation and located in Crivitz, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Alfred Czerniewski Customer Complaints Alfred Czerniewski has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. One of Alfred Czerniewski’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 4 pending customer complaints filed against Alfred Czerniewski’s current employer FSC Securities Corporation for investment losses caused by the alleged misconduct. Allegations Against Alfred Czerniewski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged undisclosed commissions were charged and demanded a refund. Customer alleged overconcentration in alternative investments by Alfred Czerniewski. Customer alleged unsuitable investment recommendation.  In a limited partnership. Customer alleged a failure to do due diligence and failure to fully disclose all material facts relating to an investment in a limited partnership. Alfred Czerniewski Red Flags & Your Rights As An Investor Of course, Alfred Czerniewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Czerniewski at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Alfred Czerniewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Alfred Czerniewski If you have questions about FSC Securities Corporation and/or Alfred Czerniewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Egnatz formerly with Digital Capital Markets LLC

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to learn everything there is to know about the person handling your funds. This knowledge may assist you in determining whether or not to deal with a particular broker. If you believe Charles Egnatz has caused you financial losses, we may be able to help you address any concerns or issues that you have. DID CHARLES BRIAN EGNATZ CAUSE YOU INVESTMENT LOSSES? Charles Egnatz Formerly With Digital Capital Markets LLC, Little River Capital, LLC And Tribal Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Egnatz formerly with Digital Capital Markets LLC? Charles Egnatz (CRD #1529024) who was formerly registered with Digital Capital Markets LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Digital Capital Markets LLC, Charles Egnatz was associated with Little River Capital, LLC, Tribal Capital Markets, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Charles Egnatz Customer Complaint Charles Egnatz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations relating to an investment in the hospitality sector. The customer complaint filed against Charles Egnatz’s employer Little River Capital, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Charles Egnatz Red Flags & Your Rights As An Investor Of course, Charles Egnatz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Egnatz at Digital Capital Markets LLC, Little River Capital, LLC, and Tribal Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Egnatz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Digital Capital Markets LLC, Little River Capital, LLC, and Tribal Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Digital Capital Markets LLC Due To Charles Egnatz If you have questions about Digital Capital Markets LLC, Little River Capital, LLC, Tribal Capital Markets, LLC, and/or Charles Egnatz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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