Mar 8, 2022

Jeremy Burrell of MWA Financial Services

DID JEREMY ALLEN BURRELL CAUSE YOU INVESTMENT LOSSES? Jeremy Burrell Of MWA Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Burrell of MWA Financial Services? Jeremy Burrell (CRD #5883302) who is currently registered with MWA Financial Services and located in Vaiden, Mississippi is a subject of one of our many securities industry sales practice abuse investigations. Jeremy Burrell Customer Complaint Jeremy Burrell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged her signature was forged by Jeremy Burrell on an application for a Single Premium Immediate Annuity through the firm’s parent company, Modern Woodmen of America (MWA). The customer complaint filed against Jeremy Burrell’s current employer MWA Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Jeremy Burrell Red Flags & Your Rights As An Investor Of course, Jeremy Burrell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Burrell at MWA Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeremy Burrell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MWA Financial Services Due To Jeremy Burrell If you have questions about MWA Financial Services and/or Jeremy Burrell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Adam Brinkley of UBS Financial Services

DID ADAM JOSEPH BRINKLEY CAUSE YOU INVESTMENT LOSSES? Adam Brinkley Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Brinkley of UBS Financial Services? Adam Brinkley (CRD #5111919) who is currently registered with UBS Financial Services and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations. Adam Brinkley Customer Complaint Adam Brinkley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Brinkley did not disclose the ramifications of the costs in liquidating all their securities and reinvesting them at another firm. The clients further alleged their financial advisor misrepresented that they had to liquidate all of their funds prior to transferring the account. The clients finally alleged elder abuse. Adam Brinkley’s customer complaint was denied and, to date, the customers have not taken any further action. Adam Brinkley Red Flags & Your Rights As An Investor Of course, Adam Brinkley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Brinkley at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Adam Brinkley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Adam Brinkley If you have questions about UBS Financial Services and/or Adam Brinkley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Russell Broad of VALIC Financial Advisors

DID RUSSELL WARREN BROAD CAUSE YOU INVESTMENT LOSSES? Russell Broad Of VALIC Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Russell Broad of VALIC Financial Advisors? Russell Broad (CRD #6303123) who is currently registered with VALIC Financial Advisors and located in Nashua, New Hampshire is a subject of one of our many securities industry sales practice abuse investigations. Russell Broad Customer Complaint Russell Broad has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she requested her registered representative .  Russell Broad move her entire account balance to a fixed interest option but it was apparently not done. Russell Broad’s customer complaint was denied and, to date, the customer has not taken any further action. Russell Broad Red Flags & Your Rights As An Investor Of course, Russell Broad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Broad at VALIC Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Russell Broad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VALIC Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At VALIC Financial Advisors Due To Russell Broad If you have questions about VALIC Financial Advisors and/or Russell Broad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrew O’Brien of Merrill Lynch Pierce Fenner & Smith

DID ANDREW O’BRIEN CAUSE YOU INVESTMENT LOSSES? Andrew O’Brien Of Merrill Lynch Pierce Fenner & Smith And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew O’Brien of Merrill Lynch Pierce Fenner & Smith? Andrew O’Brien (CRD #5769526) who is currently registered with Merrill Lynch Pierce Fenner & Smithand located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Andrew O’Brien was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew O’Brien Customer Complaint Andrew O’Brien has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding managed account.  Andrew O’Brien’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew O’Brien Red Flags & Your Rights As An Investor Of course, Andrew O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew O’Brien at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Andrew O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Andrew O’Brien If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Andrew O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leah Brooks of Securities America

DID LEAH ANNE BROOKS CAUSE YOU INVESTMENT LOSSES? Leah Brooks Of Securities America, Securities America Advisors And Formerly With Raymond James Financial Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Leah Brooks of Securities America? Leah Brooks (CRD #5587158) who is currently registered with Securities America, Securities America Advisors and located in Durant, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Leah Brooks was associated with Raymond James Financial Services, Cetera Investment Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leah Brooks Customer Complaint Leah Brooks has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Leah Brooks recommended unsuitable investments. The customer complaint filed against Leah Brooks’ former employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Leah Brooks Red Flags & Your Rights As An Investor Of course, Leah Brooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leah Brooks at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Leah Brooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Leah Brooks If you have questions about Securities America, Securities America Advisors, Raymond James Financial Services, Cetera Investment Advisers, and/or Leah Brooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Benjamin Brown of UBS Financial Services

DID BENJAMIN D. BROWN CAUSE YOU INVESTMENT LOSSES? Benjamin Brown Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Brown of UBS Financial Services? Benjamin Brown (CRD #5906722) who is currently registered with UBS Financial Services and located in Barrington, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Brown Customer Complaint Benjamin Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were based on their age and financial objectives Benjamin Brown placed them in inappropriate investments and at the time of purchase, did not explain how these investments worked nor the fact that they were long term and illiquid. Benjamin Brown’s customer complaint was settled in favor of the investors. Benjamin Brown Red Flags & Your Rights As An Investor Of course, Benjamin Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Brown at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Benjamin Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Benjamin Brown If you have questions about UBS Financial Services and/or Benjamin Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Bracken of Edward Jones

DID CHRISTOPHER KEVIN BRACKEN CAUSE YOU INVESTMENT LOSSES? Christopher Bracken Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Bracken of Edward Jones? Christopher Bracken (CRD #5614977) who is currently registered with Edward Jones and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Christopher Bracken Customer Complaint Christopher Bracken has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Bracken did not disclose the fees or surrender penalty on her Transamerica Variable Annuity. Christopher Bracken’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Bracken Red Flags & Your Rights As An Investor Of course, Christopher Bracken did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Bracken at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Christopher Bracken has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Christopher Bracken If you have questions about Edward Jones and/or Christopher Bracken and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nason Bouche of Merrill Lynch Pierce Fenner & Smith

DID NASON JOSEPH BOUCHE CAUSE YOU INVESTMENT LOSSES? Nason Bouche Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Nason Bouche of Merrill Lynch Pierce Fenner & Smith? Nason Bouche (CRD #5449892) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Chandler, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Nason Bouche Customer Complaint Nason Bouche has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Nason Bouche’s customer complaint was settled in favor of the investors. Nason Bouche Red Flags & Your Rights As An Investor Of course, Nason Bouche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nason Bouche at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Nason Bouche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Nason Bouche If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Nason Bouche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Keith Bryan formerly with Robert W. Baird Co.

DID KEITH ALLEN BRYAN CAUSE YOU INVESTMENT LOSSES? Keith Bryan Formerly With Robert W. Baird Co. And Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Keith Bryan formerly with Robert W. Baird Co.? Keith Bryan (CRD #5456140) who was formerly registered with Robert W. Baird Co.and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co., Keith Bryan was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Keith Bryan Customer Complaints Keith Bryan has been the subject of 4 customer complaints that we know about. Four of Keith Bryan’s 4 customer complaints were settled in favor of investors. Allegations Against Keith Bryan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged, inter alia, that Keith Bryan made unsuitable investments with regard to equities and muni bonds, including Puerto Rico muni bonds. Claimant alleged that Keith Bryan’s recommendation to concentrate his IRA account in Apple stock, and later in Blue Earth (energy stock), was unsuitable. Claimant alleged, inter alia, Keith Bryan’s misrepresentation with respect to investments. Claimants alleged that Keith Bryan made unsuitable investment recommendations and over-concentrated accounts in energy stocks and in particular Blue Earth Inc. Keith Bryan Red Flags & Your Rights As An Investor Of course, Keith Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Bryan at Robert W. Baird Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Keith Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Due To Keith Bryan If you have questions about Robert W. Baird Co., Morgan Stanley, and/or Keith Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Le Bui formerly with Lord Abbett Distributor

DID LE MA BUI CAUSE YOU INVESTMENT LOSSES? Le Bui Formerly With Lord Abbett Distributor, NYLIFE Distributors And Carey Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Le Bui formerly with Lord Abbett Distributor? Le Bui (CRD #5581679) who was formerly registered with Lord Abbett Distributor and located in Jersey City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lord Abbett Distributor, Le Bui was associated with NYLIFE Distributors, Carey Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Le Bui Customer Complaints Le Bui has been the subject of 2 customer complaints that we know about. Both of Le Bui’s customers’ complaints were denied and, to date, the customers have not taken further action. Allegations Against Le Bui A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged poor recommendation/poor advice regarding managed account investment by Le Bui. Client alleged Le Bui’s poor recommendation/advice regarding managed account investment. Le Bui Red Flags & Your Rights As An Investor Of course, Le Bui did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Le Bui at Lord Abbett Distributor, NYLIFE Distributors, and Carey Financial on alert to review carefully the activity and performance of their accounts and question whether Le Bui has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lord Abbett Distributor, NYLIFE Distributors, and Carey Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lord Abbett Distributor Due To Le Bui If you have questions about Lord Abbett Distributor, NYLIFE Distributors, Carey Financial, and/or Le Bui and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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