Jun 27, 2022

Bruce Ward of Cutter & Company, Inc.

DID BRUCE DAVID WARD CAUSE YOU INVESTMENT LOSSES? Bruce Ward Of Cutter & Company, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bruce Ward of Cutter & Company, Inc.? Bruce Ward (CRD #2169388) who is currently registered with Cutter & Company, Inc. and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cutter & Company, Inc., Bruce Ward was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Ward Customer Complaints Bruce Ward has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bruce Ward’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Ward A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Improper trading of customer’s account where asset preservation was primary goal. Unsuitable recommendation of investment accounts. Bruce Ward Red Flags & Your Rights As An Investor Of course, Bruce Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Ward at Cutter & Company, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company, Inc. Due To Bruce Ward If you have questions about Cutter & Company, Inc., MML Investors Services, LLC, and/or Bruce Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alonte White-Davis of Bankers Life Securities, Inc.

DID ALONTE RASHON WHITE-DAVIS CAUSE YOU INVESTMENT LOSSES? Alonte White-Davis Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alonte White-Davis of Bankers Life Securities, Inc.? Alonte White-Davis (CRD #6915132) who is currently registered with Bankers Life Securities, Inc. and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Alonte White-Davis Customer Complaint Alonte White-Davis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alonte White-Davis made an unsuitable investment recommendation to invest in a Guaranteed Lifetime Income Annuity. Alonte White-Davis’ customer complaint was denied and, to date, the customer has not taken any further action. Alonte White-Davis Red Flags & Your Rights As An Investor Of course, Alonte White-Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alonte White-Davis at Bankers Life Securities, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alonte White-Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Alonte White-Davis If you have questions about Bankers Life Securities, Inc. and/or Alonte White-Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andrew Scheirer of Purshe Kaplan Sterling Investments

DID ANDREW RAYMOND SCHEIRER CAUSE YOU INVESTMENT LOSSES? Andrew Scheirer Of Purshe Kaplan Sterling Investments And Formerly With Kovack Securities Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Andrew Scheirer of Purshe Kaplan Sterling Investments? Andrew Scheirer (CRD #4256666) who is currently registered with Purshe Kaplan Sterling Investments and located in Sanford, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Purshe Kaplan Sterling Investments, Andrew Scheirer was associated with Kovack Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Scheirer Customer Complaints Andrew Scheirer has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Andrew Scheirer’s 5 customer complaints were settled in favor of investors. Allegations Against Andrew Scheirer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations, breach of contract and breach of fiduciary duty related to a variable annuity, investment. Failure to fully disclose risks of alternative investments. Unsuitable investment recommendations, misrepresentation, breach of contract and breach of fiduciary duty. Unsuitable investment recommendations involving private equity products. Negligence, negligent misrepresentation, material omissions, common law fraud, and breach of fiduciary duty, related to private equity investments. Andrew Scheirer Red Flags & Your Rights As An Investor Of course, Andrew Scheirer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Scheirer at Purshe Kaplan Sterling Investments and Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Scheirer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Kovack Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Andrew Scheirer If you have questions about Purshe Kaplan Sterling Investments, Kovack Securities Inc. and/or Andrew Scheirer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andy Schwartz of LPL Financial LLC

DID ANDY MARK SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Andy Schwartz Of LPL Financial LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andy Schwartz of LPL Financial LLC? Andy Schwartz (CRD #1317986) who is currently registered with LPL Financial LLC and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Andy Schwartz was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andy Schwartz Customer Complaint Andy Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to recommend sell order. Andy Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andy Schwartz Red Flags & Your Rights As An Investor Of course, Andy Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Schwartz at LPL Financial and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andy Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Schwartz If you have questions about LPL Financial, Northwestern Mutual Investment Services, and/or Andy Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Benjamin Fuchs formerly with Silver Oak Securities, Incorporated

DID BENJAMIN A. FUCHS CAUSE YOU INVESTMENT LOSSES? Benjamin Fuchs Formerly With Silver Oak Securities, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Benjamin Fuchs formerly with Silver Oak Securities, Incorporated? Benjamin Fuchs (CRD 6146479) who was formerly registered with Silver Oak Securities, Incorporated and located in Wethersfield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Benjamin Fuchs Customer Complaint Benjamin Fuchs has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to non-traded REITs investment. Benjamin Fuchs’s customer complaint was settled in favor of the investors. Benjamin Fuchs Red Flags & Your Rights As An Investor Of course, Benjamin Fuchs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Fuchs at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Benjamin Fuchs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To Benjamin Fuchs If you have questions about Silver Oak Securities, Incorporated and/or Benjamin Fuchs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Harris formerly with Edward Jones

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a number of sources where you can learn more about someone’s background, including past job experience, regulatory administrative actions, and consumer complaints. We will do everything we can to address any concerns you may have about Charles Harris and the financial losses you incurred. DID CHARLES EUGENE HARRIS CAUSE YOU INVESTMENT LOSSES? Charles Harris Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Harris formerly with Edward Jones? Charles Harris (CRD #1811807) who was formerly registered with Edward Jones and located in Huntington, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Charles Harris Customer Complaint Charles Harris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Charles Harris failed to recharacterize an IRA account resulting in tax penalties. Charles Harris’ customer complaint was settled in favor of the investors. Charles Harris Red Flags & Your Rights As An Investor Of course, Charles Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Harris at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Charles Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Charles Harris If you have questions about Edward Jones and/or Charles Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Joshua Breeden of UBS Financial Services

DID JOSHUA CORRY BREEDEN CAUSE YOU INVESTMENT LOSSES? Joshua Breeden Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Breeden of UBS Financial Services? Joshua Breeden (CRD #2669159) who is currently registered with UBS Financial Services and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Joshua Breeden was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Breeden Customer Complaints Joshua Breeden has been the subject of 2 customer complaints that we know about, two of those complaints were filed in the last year to recover investment losses. One of Joshua Breeden’s 2 customer complaints was settled in favor of investors. One of Joshua Breeden’s customers complaints was denied and, to date, the customers have not taken any further action. Allegations Against Joshua Breeden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged mutual fund investment was misrepresented by Joshua Breeden. Client alleged that purchase of two high yield bonds by Joshua Breeden were not in accordance with their instructions. Joshua Breeden Red Flags & Your Rights As An Investor Of course, Joshua Breeden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Breeden at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Joshua Breeden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Joshua Breeden If you have questions about UBS Financial Services, Morgan Stanley, and/or Joshua Breeden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Adam Melville Of Hilltop Securities Inc.

DID ADAM RAY MELVILLE CAUSE YOU INVESTMENT LOSSES? Adam Melville Of Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Adam Melville of Hilltop Securities Inc.? Adam Melville (CRD #5311511) who is currently registered with Hilltop Securities Inc. and located in Sherman Oaks, California is a subject of one of our many securities industry sales practice abuse investigations. Adam Melville Customer Complaints Adam Melville has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Adam Melville’s 3 customer complaints was settled in favor of investors. Two of Adam Melville’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Adam Melville A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged misrepresentations in connection with the commissions to be charged on liquidating transactions. Customer alleged unauthorized trading in municipal bonds. Customer alleged that a liquidation of one position and reinvestment of the proceeds in another investment were executed without the customer’s knowledge or consent. Adam Melville Red Flags & Your Rights As An Investor Of course,  Adam Melville did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Melville at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Melville has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Adam Melville If you have questions about Hilltop Securities Inc. and/or Adam Melville and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carolyn Valentine of Cambridge Investment Research, Inc.

DID CAROLYN VALENTINE CAUSE YOU INVESTMENT LOSSES? Carolyn Valentine Of Cambridge Investment Research, Inc. And Formerly With H. Beck, Inc. Has A Complaint For Alleged Misconduct Who is Carolyn Valentine of Cambridge Investment Research, Inc.? Carolyn Valentine (CRD #2532412) who is currently registered with Cambridge Investment Research, Inc. and located in Canton, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cambridge Investment Research, Inc., Carolyn Valentine was associated with H. Beck, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Carolyn Valentine Complaint Carolyn Valentine has been the subject of at least one complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for Carolyn Valentine provided incomplete or incorrect tax documents and financial statements in connection with a real estate transaction. The complaint filed against Carolyn Valentine’s former employer H. Beck, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Carolyn Valentine Red Flags & Your Rights As An Investor Of course, Carolyn Valentine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Valentine at Cambridge Investment Research, Inc. and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carolyn Valentine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Carolyn Valentine If you have questions about Cambridge Investment Research, Inc., H. Beck, Inc., and/or Carolyn Valentine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alex Gutierrez Of LPL Financial LLC

DID ALEX GREGORY GUTIERREZ CAUSE YOU INVESTMENT LOSSES? Alex Gutierrez Of LPL Financial LLC And Formerly With TD Ameritrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alex Gutierrez of LPL Financial LLC? Alex Gutierrez (CRD #6200774) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Alex Gutierrez was associated with TD Ameritrade, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alex Gutierrez Customer Complaint Alex Gutierrez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alex Gutierrez made an unsuitable bond recommendation. Alex Gutierrez’s customer complaint was denied and, to date, the customer has not taken any further action. Alex Gutierrez Red Flags & Your Rights As An Investor Of course, Alex Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Gutierrez at LPL Financial LLC and TD Ameritrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and TD Ameritrade, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alex Gutierrez If you have questions about LPL Financial LLC, TD Ameritrade, Inc. and/or Alex Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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