Mar 8, 2022

Jonathan Burns of Raymond James Financial Services

DID JONATHAN WILLIAM BURNS CAUSE YOU INVESTMENT LOSSES? Jonathan Burns Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With MML Investors Services And MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Burns of Raymond James Financial Services? Jonathan Burns (CRD #5690912) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jonathan Burns was associated with MML Investors Services, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Burns Customer Complaints Jonathan Burns has been the subject of 2 customer complaints that we know about. Both of Jonathan Burns’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jonathan Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he was misled by Jonathan Burns regarding details of a variable annuity policy. Customer alleged that Jonathan Burns transferred the cash surrender value of a variable life insurance policy into a fixed life insurance policy without the owner’s permission, knowledge or signature. Jonathan Burns Red Flags & Your Rights As An Investor Of course, Jonathan Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Burns at Raymond James Financial Services, Raymond James Financial Services Advisors, MML Investors Services, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jonathan Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, MML Investors Services, and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jonathan Burns If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, MML Investors Services, MSI Financial Services, and/or Jonathan Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Burtraw formerly with J.P. Turner & Company

DID CHRISTOPHER CHARLES BURTRAW CAUSE YOU INVESTMENT LOSSES? Christopher Burtraw Formerly With J.P. Turner & Company Has 5 Customer Complaints For Alleged Broker Misconduct Who is Christopher Burtraw formerly with J.P. Turner & Company? Christopher Burtraw (CRD #4670431) who was formerly registered with J.P. Turner & Company and located in Lake Wood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Christopher Burtraw has been the subject of a number of criminal and regulatory investigations.  He was convicted by a jury of theft and then subsequently permanently barred by the United States Securities and Exchange Commission for any association with any member firm in any capacity.  It was also permanently barred by FINRA for failing to deliver documents in one of its investigations. Christopher Burtraw Customer Complaints Christopher Burtraw has been the subject of 5 customer complaints that we know about. One of Christopher Burtraw’s 5 customer complaints resulted in an arbitration award in favor of the investor. Three of Christopher Burtraw’s  customer complaints were settled in favor of investors. One of Christopher Burtraw’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Christopher Burtraw A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Burtraw’s alleged suitability, misrepresentation or misleading information in connection with her REIT purchases. Attorney for customer alleged that Christopher Burtraw solicited clients to invest in promissory notes directly through the advisor instead of through LPL. Christopher Burtraw was named in a customer complaint that asserted the following causes of action: violation of C.R.S. §§ 11-51-501 (Colorado securities fraud) and 11-51-501(5) (Colorado Investment Adviser Fraud); violation of Section 10(b) of the Securities Exchange Act (federal securities fraud); and common law fraud; unsuitability and common law breach of fiduciary duty. Client alleged Christopher Burtraw’s unsuitable investment, breach of contract and breach of fiduciary duty in connection with investments made into BDCs. Unsuitable recommendations, fraud, misrepresentation, and failure to supervise with regard to investments in non-traded/publicly traded REITs, BDCs, and variable annuities allegedly by Christopher Burtraw. Christopher Burtraw Red Flags & Your Rights As An Investor Of course, Christopher Burtraw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Burtraw at J.P. Turner & Company on alert to review carefully the activity and performance of their accounts and question whether Christopher Burtraw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Turner & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Turner & Company Due To Christopher Burtraw If you have questions about J.P. Turner & Company and/or Christopher Burtraw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith

DID CRAIG R. BOTTOLFSON CAUSE YOU INVESTMENT LOSSES? Craig Bottolfson Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith? Craig Bottolfson (CRD #5366466) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Gilbert, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Craig Bottolfson Customer Complaints Craig Bottolfson has been the subject of 2 customer complaints that we know about. Both of Craig Bottolfson’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Craig Bottolfson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer claimed Craig Bottolfson allegedly failed to apprise him of any potential loss or market value adjustments associated with transferring his 401k plan from Nationwide to Transamerica. The customer alleged theft of funds by Craig Bottolfson. Craig Bottolfson Red Flags & Your Rights As An Investor Of course, Craig Bottolfson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Bottolfson at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Craig Bottolfson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Craig Bottolfson If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Craig Bottolfson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Bourgo of Ameriprise Financial Services

DID JASON PIERRE MEAGHER BOURGO CAUSE YOU INVESTMENT LOSSES? Jason Bourgo Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Bourgo of Ameriprise Financial Services? Jason Bourgo (CRD #4543554) who is currently registered with Ameriprise Financial Services and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Jason Bourgo Customer Complaints Jason Bourgo has been the subject of 2 customer complaints that we know about. Both of Jason Bourgo’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Jason Bourgo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged Jason Bourgo did not oversee the recommendation and subsequent purchase of RiverSource RAVA 5 Advantage variable annuities purchased. The trustee alleged Jason Bourgo transferred a Vanguard fund to Ameriprise in error, which resulted in $5,765 in tax capital gains taxes. Jason Bourgo Red Flags & Your Rights As An Investor Of course, Jason Bourgo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Bourgo at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jason Bourgo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jason Bourgo If you have questions about Ameriprise Financial Services and/or Jason Bourgo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jody Bowers formerly with Lowell & Company

DID JODY BRYANT BOWERS CAUSE YOU INVESTMENT LOSSES? Jody Bowers Formerly With Lowell & Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jody Bowers formerly with Lowell & Company? Jody Bowers (CRD #4798818) who was formerly registered with Lowell & Company and located in Abilene, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jody Bowers Customer Complaints Jody Bowers has been the subject of 2 customer complaints that we know about. Both of Jody Bowers’ 2 customer complaints were settled in favor of investors. Allegations Against Jody Bowers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jody Bowers’ alleged overconcentration and unsuitable investment recommendations. Improper investment recommendations and misrepresentation allegedly by Jody Bowers. Jody Bowers Red Flags & Your Rights As An Investor Of course, Jody Bowers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jody Bowers at Lowell & Company on alert to review carefully the activity and performance of their accounts and question whether Jody Bowers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lowell & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lowell & Company Due To Jody Bowers If you have questions about Lowell & Company and/or Jody Bowers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michele Boyer formerly with Capital Financial Services

DID MICHELE FAYE BOYER CAUSE YOU INVESTMENT LOSSES? Michele Boyer Formerly With Capital Financial Services And Concorde Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michele Boyer formerly with Capital Financial Services? Michele Boyer (CRD #5046676) who was formerly registered with Capital Financial Services and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital Financial Services, Michele Boyer was associated with Concorde Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michele Boyer Customer Complaints Michele Boyer has been the subject of 2 customer complaints that we know about. One of Michele Boyer’s 2 customer complaints was settled in favor of investors.  One of Michele Boyer’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Michele Boyer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim alleged Michele Boyer’s negligence, suitability and failure to supervise in relation to non-traded REIT purchases made. Complaint alleged Michele Boyer’s misrepresentation of a fixed insurance contract. Complaint further referenced additional allegation of Ponzi-scheme involving a non-traded REIT sold to third party. Michele Boyer Red Flags & Your Rights As An Investor Of course, Michele Boyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michele Boyer at Capital Financial Services and Concorde Investment Services on alert to review carefully the activity and performance of their accounts and question whether Michele Boyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Financial Services and Concorde Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Capital Financial Services Due To Michele Boyer If you have questions about Capital Financial Services, Concorde Investment Services, and/or Michele Boyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Karen Boykin of Woodbury Financial Services

DID KAREN IRENE BOYKIN CAUSE YOU INVESTMENT LOSSES? Karen Boykin Of Woodbury Financial Services And Formerly With Park Avenue Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Karen Boykin of Woodbury Financial Services? Karen Boykin (CRD #4501606) who is currently registered with Woodbury Financial Services and located in Wildwood, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Karen Boykin was associated with Park Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Karen Boykin Customer Complaints Karen Boykin has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Karen Boykin’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Park Avenue Securities and Woodbury Financial Services for investment losses caused by Karen Boykin’s alleged misconduct. Allegations Against Karen Boykin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Based on the form U5 Amendment filed by the representative’s predecessor broker dealer, with regard to the purchase of a variable annuity and mutual funds, the customers alleged that Karen Boykin allocated their money in a high-risk tolerance category instead of in a moderate risk category consistent with their risk profiles. The customers maintain as a result, they lost 40% of their investment instead of 15%. Claimants alleged that certain annuity and REIT purchases by Karen Boykin were unsuitable. Client alleged that her entire net worth was invested into two variable annuities by Karen Boykin which were illiquid. Client would like to have access to her funds without the imposition of surrender charges. Karen Boykin Red Flags & Your Rights As An Investor Of course, Karen Boykin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Boykin at Woodbury Financial Services and Park Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Karen Boykin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services and Park Avenue Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Karen Boykin If you have questions about Woodbury Financial Services, Park Avenue Securities, and/or Karen Boykin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Justin Byrd of LPL Financial

DID JUSTIN ROWE BYRD CAUSE YOU INVESTMENT LOSSES? Justin Byrd Of LPL Financial And Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who Justin Byrd of LPL Financial? Justin Byrd (CRD #6296541) who is currently registered with LPL Financial and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Justin Byrd was associated with MML Investors Services, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Byrd Customer Complaint Justin Byrd has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the whole life insurance policy that he purchased, which was funded with proceeds from variable life insurance policies, was misrepresented. Justin Byrd’s customer complaint was denied and, to date, the customer has not taken any further action. Justin Byrd Red Flags & Your Rights As An Investor Of course, Justin Byrd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Byrd at LPL Financial, MML Investors Services, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Justin Byrd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, MML Investors Services, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Justin Byrd If you have questions about LPL Financial, MML Investors Services, NYLIFE Securities, and/or Justin Byrd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Caffrey of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL D. CAFFREY CAUSE YOU INVESTMENT LOSSES? Michael Caffrey Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Caffrey of Merrill Lynch Pierce Fenner & Smith? Michael Caffrey (CRD #6243557) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Michael Caffrey Customer Complaint Michael Caffrey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions from January 2020 until March 2020. Michael Caffrey’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Caffrey Red Flags & Your Rights As An Investor Of course, Michael Caffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Caffrey at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Caffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Caffrey If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Caffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Cagwin of National Securities

DID JASON CAGWIN CAUSE YOU INVESTMENT LOSSES? Jason Cagwin Of National Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Cagwin of National Securities? Jason Cagwin (CRD #4839361) who is currently registered with National Securities and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jason Cagwin Customer Complaint Jason Cagwin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty & misrepresentation. The customer complaint filed against Jason Cagwin’s current employer National Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Jason Cagwin Red Flags & Your Rights As An Investor Of course, Jason Cagwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Cagwin at National Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Cagwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Jason Cagwin If you have questions about National Securities and/or Jason Cagwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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