Jun 27, 2022

Aldo Ochoa of Equitable Advisors, LLC

DID ALDO OCHOA CAUSE YOU INVESTMENT LOSSES? Aldo Ochoa Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Aldo Ochoa of Equitable Advisors, LLC? Aldo Ochoa (CRD #5139742) who is currently registered with Equitable Advisors, LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Aldo Ochoa Customer Complaint Aldo Ochoa has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Aldo Ochoa made misrepresentations in connection with the sale of a variable annuity. Aldo Ochoa’s customer complaint was denied and, to date, the customer has not taken any further action. Aldo Ochoa Red Flags & Your Rights As An Investor Of course, Aldo Ochoa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aldo Ochoa at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Aldo Ochoa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Aldo Ochoa If you have questions about Equitable Advisors, LLC and/or Aldo Ochoa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alexander Bender of Commonwealth Financial Network

DID ALEXANDER B. BENDER CAUSE YOU INVESTMENT LOSSES? Alexander Bender Of Commonwealth Financial Network And Formerly With Next Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alexander Bender of Commonwealth Financial Network? Alexander Bender (CRD #5845690) who is currently registered with Commonwealth Financial Network and located in Dedham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Commonwealth Financial Network, Alexander Bender was associated with Next Financial Group, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexander Bender Customer Complaint Alexander Bender has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alexander Bender failed to follow a client’s instructions to remain in cash after market downturn. Alexander Bender’s customer complaint was denied and, to date, the customer has not taken any further action. Alexander Bender Red Flags & Your Rights As An Investor Of course, Alexander Bender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Bender at Commonwealth Financial Network and Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexander Bender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Next Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Alexander Bender If you have questions about Commonwealth Financial Network, Next Financial Group, Inc. and/or Alexander Bender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Boris Mihailevsky of J.P. Morgan Securities LLC

DID BORIS MIHAILEVSKY CAUSE YOU INVESTMENT LOSSES? Boris Mihailevsky Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Boris Mihailevsky of J.P. Morgan Securities LLC? Boris Mihailevsky (CRD #5584758) who is currently registered with J.P. Morgan Securities LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Boris Mihailevsky Customer Complaints Boris Mihailevsky has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 3 of Boris Mihailevsky’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Boris Mihailevsky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations regarding mutual fund investment. Unsuitable investment recommendation relating to common and preferred stock. Misrepresentation regarding variable annuity, investment. Boris Mihailevsky Red Flags & Your Rights As An Investor Of course, Boris Mihailevsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Boris Mihailevsky at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Boris Mihailevsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Boris Mihailevsky If you have questions about J.P. Morgan Securities LLC and/or Boris Mihailevsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Aaron Bockman of MML Investors Services, LLC

DID AARON M. BOCKMAN CAUSE YOU INVESTMENT LOSSES? Aaron Bockman Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has Two Customer Complaints For Alleged Broker Misconduct Who is Aaron Bockman of MML Investors Services, LLC? Aaron Bockman (CRD #4239866) who is currently registered with MML Investors Services, LLC and located in Chesterfield, Missouri is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Aaron Bockman was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Aaron Bockman Customer Complaints Aaron Bockman has been the subject of two customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Aaron Bockman’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Aaron Bockman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer complained the financial advisor treated his account as if it were a trading account when customer insisted that capital preservation was his primary investment goal. Customer alleged that financial advisor failed to follow his instructions with respect to opening of accounts. Aaron Bockman Red Flags & Your Rights As An Investor Of course, Aaron Bockman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Bockman at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Bockman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Aaron Bockman If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Aaron Bockman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2022

Christopher Hughes formerly with Wells Fargo Clearing Services, LLC

It’s critical for everyone to understand everything they can about the people with whom they entrust their money. There are several places where you may learn more about a person’s background, including past employment history, regulatory enforcement actions, and consumer complaints. Learning such important facts about Christopher Hughes may result in concerns about investment losses you’ve incurred. We’ll do everything we can to address any questions you have. DID CHRISTOPHER CHARLES HUGHES CAUSE YOU INVESTMENT LOSSES? Christopher Hughes Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Hughes formerly with Wells Fargo Clearing Services, LLC? Christopher Hughes (CRD #4051475) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Christopher Hughes Customer Complaint Christopher Hughes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were elder abuse and unsuitable investment recommendations. The customer complaint filed against Christopher Hughes’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Hughes Red Flags & Your Rights As An Investor Of course, Christopher Hughes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Hughes at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Hughes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christopher Hughes If you have questions about Wells Fargo Clearing Services, LLC and/or Christopher Hughes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2022

Christopher Riggs of LPL Financial LLC

It is critical for everyone to understand as much as possible about the persons with whom they entrust their money. Background checks may reveal a wealth of information, including past employment history, regulatory disciplinary actions, and consumer complaints. This vital information might lead to concerns about Christopher Riggs and the money you lost as a result of your investments. We’ll do our best to answer any questions you may have. DID CHRISTOPHER BRIAN RIGGS CAUSE YOU INVESTMENT LOSSES? Christopher Riggs Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Christopher Riggs of LPL Financial LLC? Christopher Riggs (CRD #4133082) who is currently registered with LPL Financial LLC and located in Petersburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Christopher Riggs Customer Complaints Christopher Riggs has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Christopher Riggs’ 4 customer complaints were settled in favor of investors. Two of Christopher Riggs’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Riggs A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendations with respect to real estate securities. At misrepresentations and unsuitable investment recommendations related to corporate bonds and mutual funds. Christopher Riggs Red Flags & Your Rights As An Investor Of course, Christopher Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Riggs at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Riggs If you have questions about LPL Financial LLC and/or Christopher Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2022

Christopher Landon of Edward Jones

As a client, you put your money in the hands of a broker with whom you can have confidence. This is why it’s critical to learn everything there is to know about the person in charge of your funds. This information may help you decide whether or not to do business with a specific broker. We may be able to assist you in addressing any concerns or issues you have if you believe Christopher Landon has caused financial harm. DID CHRISTOPHER ANDREW LANDON CAUSE YOU INVESTMENT LOSSES? Christopher Landon Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Landon of Edward Jones? Christopher Landon (CRD #6220145) who is  currently registered with Edward Jones and located in Friendswood, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Christopher Landon Customer Complaint Christopher Landon has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to withdrawals of monies from an inherited IRA account to purchase a home causing significant tax consequences. Christopher Landon’s customer complaint was settled in favor of the investor. Christopher Landon Red Flags & Your Rights As An Investor Of course, Christopher Landon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Landon at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Christopher Landon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Christopher Landon If you have questions about Edward Jones and/or Christopher Landon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2022

Christopher Watts of LPL Financial LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you can learn more about a person’s background, including previous employment history, regulatory enforcement actions, and consumer complaints. You may be wondering about Christopher Watts and investment losses you may have incurred. We’ll do our best to answer any concerns you have. DID CHRISTOPHER ALLAN WATTS CAUSE YOU INVESTMENT LOSSES? Christopher Watts Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Watts of LPL Financial LLC? Christopher Watts (CRD #4935714) who is currently registered with LPL Financial LLC and located in Lexington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Watts Customer Complaint Christopher Watts has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to REIT investments. Christopher Watts’ customer complaint was settled in favor of the investors. Christopher Watts Red Flags & Your Rights As An Investor Of course, Christopher Watts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Watts at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Watts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Watts If you have questions about LPL Financial LLC and/or Christopher Watts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Christina Creech of Robert W. Baird & Co. Incorporated

As a client, you trust your money to a broker whom you can rely on. This is why it’s critical to learn everything there is to know about the person managing your funds. This information might assist you in determining whether or not to work with a specific broker. If you believe Christina Creech has caused you financial harm, we may be able to help you address any concerns or issues you have. DID CHRISTINA SASS CREECH CAUSE YOU INVESTMENT LOSSES? Christina Creech Of Robert W. Baird & Co. Incorporated And Formerly With Prospera Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christina Creech of Robert W. Baird & Co. Incorporated? Christina Creech (CRD #4893160) who is currently registered with Robert W. Baird & Co. Incorporated and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Robert W. Baird & Co. Incorporated, Christina Creech was associated with Prospera Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christina Creech Customer Complaint Christina Creech has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with respect to replacement of variable life insurance policy with the Universal life insurance policy. Christina Creech’s customer complaint was denied and, to date, the customer has not taken any further action. Christina Creech Red Flags & Your Rights As An Investor Of course, Christina Creech did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christina Creech at Robert W. Baird & Co. Incorporated and Prospera Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christina Creech has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird & Co. Incorporated and Prospera Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Robert W. Baird & Co. Incorporated Due To Christina Creech If you have questions about Robert W. Baird & Co. Incorporated, Prospera Financial Services, Inc., and/or Christina Creech and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 20, 2022

Christiane Olsen of UBS Financial Services Inc.

It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. There are several sources where you may learn more about a person’s background, including prior employment history, regulatory enforcement actions, and consumer complaints. This crucial information may generate concerns about Christiane Olsen and any lost investments. We’ll do everything we can to respond to your questions. DID CHRISTIANE OLSEN CAUSE YOU INVESTMENT LOSSES? Christiane Olsen Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christiane Olsen of UBS Financial Services Inc.? Christiane Olsen (CRD #1306992) who is currently registered with UBS Financial Services Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Christiane Olsen Customer Complaints Christiane Olsen has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 3 of Christiane Olsen’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christiane Olsen A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Investment recommendations were inconsistent with their profile to seek protection a principal and generation of income through low-risk investments. Failure to file client’s instructions. Misrepresentation, unsuitable investment recommendations and negligence with respect to management of client’s portfolio. Christiane Olsen Red Flags & Your Rights As An Investor Of course, Christiane Olsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiane Olsen at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Christiane Olsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Christiane Olsen If you have questions about UBS Financial Services Inc. and/or Christiane Olsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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