Mar 8, 2022

Jordan Cooper of Andrew Garrett

DID JORDAN DAVID COOPER CAUSE YOU INVESTMENT LOSSES? Jordan Cooper Of Andrew Garrett Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jordan Cooper of Andrew Garrett? Jordan Cooper (CRD #4417504) who is currently registered with Andrew Garrett and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Jordan Cooper Customer Complaints Jordan Cooper has been the subject of 2 customer complaints that we know about. One of Jordan Cooper’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Andrew Garrett for investment losses caused by Jordan Cooper’s alleged misconduct. Allegations Against Jordan Cooper A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Compliance received a written complaint from a client of registered representative Jordan Cooper. The client alleged that some of the trades that were effectuated in his account were unauthorized and inconsistent with his investment objectives. The client claimed that he had realized losses. The client requested that all the alleged unauthorized transactions and fees be reversed. Customer stated her account had unauthorized activity allegedly by Jordan Cooper and as a result of that she had losses. Jordan Cooper Red Flags & Your Rights As An Investor Of course, Jordan Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jordan Cooper at Andrew Garrett on alert to review carefully the activity and performance of their accounts and question whether Jordan Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Andrew Garrett also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Andrew Garrett Due To Jordan Cooper If you have questions about Andrew Garrett and/or Jordan Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Cooper Formerly With MWA Financial Services

DID ROBERT LEE COOPER CAUSE YOU INVESTMENT LOSSES? Robert Cooper Formerly With MWA Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Cooper formerly with MWA Financial Services? Robert Cooper (CRD #4444581) who was formerly registered with MWA Financial Services and located in Macon, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Robert Cooper Customer Complaint Robert Cooper has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Cooper sold her a fixed annuity from firm’s parent company, Modern Woodmen of America (MWA) under unconscionable circumstances as the client did not read the annuity contract terms before signing and did not understand the penalties associated with the contract. Client alleged Mr. Cooper represented that she could withdraw money at any time and was not apprised of the assessed penalty when doing so. Robert Cooper’s customer complaint was denied and, to date, the customer has not taken any further action. Robert Cooper Red Flags & Your Rights As An Investor Of course, Robert Cooper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Cooper at MWA Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Cooper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MWA Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MWA Financial Services Due To Robert Cooper If you have questions about MWA Financial Services and/or Robert Cooper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Camille Cordova of NYLIFE Securities

DID CAMILLE CORDOVA CAUSE YOU INVESTMENT LOSSES? Camille Cordova Of NYLIFE Securities And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Camille Cordova of NYLIFE Securities? Camille Cordova (CRD #6734084) who is currently registered with NYLIFE Securities and located in Glendale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLIFE Securities, Camille Cordova was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Camille Cordova Customer Complaint Camille Cordova has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Camille Cordova made an unsuitable investment recommendation to roll over assets from an existing fixed income annuity maintained at another firm into an Equitable variable annuity. The customer complaint filed against Camille Cordova’s former employer Equitable Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Camille Cordova Red Flags & Your Rights As An Investor Of course, Camille Cordova did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Camille Cordova at NYLIFE Securities and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Camille Cordova has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Camille Cordova If you have questions about NYLIFE Securities, AXA Advisors, and/or Camille Cordova and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Cormier of RBC Capital Markets

DID MICHAEL WILLIAM CORMIER CAUSE YOU INVESTMENT LOSSES? Michael Cormier Of RBC Capital Markets And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Cormier of RBC Capital Markets? Michael Cormier (CRD #5918628) who is currently registered with RBC Capital Markets and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Michael Cormier was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Cormier Customer Complaint Michael Cormier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) in their account. Michael Cormier’s customer complaint was settled in favor of the investors. Michael Cormier Red Flags & Your Rights As An Investor Of course, Michael Cormier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cormier at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Cormier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Michael Cormier If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or Michael Cormier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Courchesne of Wilmington Capital Securities

DID MATTHEW C. COURCHESNE CAUSE YOU INVESTMENT LOSSES? Matthew Courchesne Of Wilmington Capital Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Courchesne of Wilmington Capital Securities? Matthew Courchesne (CRD #4385599) who is currently registered with Wilmington Capital Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, Matthew Courchesne was associated with Merrill Lynch Pierce Fenner & Smith, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Courchesne Customer Complaints Matthew Courchesne has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Matthew Courchesne’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Matthew Courchesne’s alleged misconduct. Allegations Against Matthew Courchesne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Courchesne’s alleged failure to follow instructions, poor investment advice, unauthorized trading. Unsuitable investment recommendations by Matthew Courchesne. Matthew Courchesne Red Flags & Your Rights As An Investor Of course, Matthew Courchesne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Courchesne at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Courchesne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities Due To Matthew Courchesne If you have questions about Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, National Securities, and/or Matthew Courchesne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kathryn Cosgrove of Goldman Sachs & Co.

DID KATHRYN COSGROVE CAUSE YOU INVESTMENT LOSSES? Kathryn Cosgrove Of Goldman Sachs & Co. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kathryn Cosgrove of Goldman Sachs & Co.? Kathryn Cosgrove (CRD #6208931) who is currently registered with Goldman Sachs & Co.and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Kathryn Cosgrove Customer Complaints Kathryn Cosgrove has been the subject of 2 customer complaints that we know about. Both of Kathryn Cosgrove’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Kathryn Cosgrove A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Kathryn Cosgrove’s disclosure of tax loss harvesting strategy for the client’s managed account did not adequately explain that the strategy would result in a reduction in cost basis, notwithstanding the strategy’s adherence to the tax loss harvesting methodology described in marketing materials provided to the client and client’s consent to invest in the strategy. Customer alleged that Kathryn Cosgrove’s investment advice, particularly communications regarding selling one fund that led to substantial tax gains, did not meet customer’s tax expectations. Kathryn Cosgrove Red Flags & Your Rights As An Investor Of course, Kathryn Cosgrove did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathryn Cosgrove at Goldman Sachs & Co. on alert to review carefully the activity and performance of their accounts and question whether Kathryn Cosgrove has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. Due To Kathryn Cosgrove If you have questions about Goldman Sachs & Co. and/or Kathryn Cosgrove and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Todd Cour Formerly With Regulus Advisors

DID TODD MICHAEL COUR CAUSE YOU INVESTMENT LOSSES? Todd Cour Formerly With Regulus Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Todd Cour formerly with Regulus Advisors? Todd Cour (CRD #4423552) who was formerly registered with Regulus Advisors and located in Wisconsin Rapids, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Todd Cour Customer Complaints Todd Cour has been the subject of 2 customer complaints that we know about. Both of Todd Cour’s 2 customer complaints were settled in favor of investors. Allegations Against Todd Cour A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Todd Cour recommended investments that were not suitable for him. Claimant generally alleged unsuitability, breach of fiduciary duty, negligence and breach of contract. Customer alleged that the variable annuity purchased by Todd Cour was not suitable for his financial needs and that he did not understand the terms of the investment allegedly made by Todd Cour. Todd Cour Red Flags & Your Rights As An Investor Of course, Todd Cour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Cour at Regulus Advisors on alert to review carefully the activity and performance of their accounts and question whether Todd Cour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Regulus Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Regulus Advisors Due To Todd Cour If you have questions about Regulus Advisors and/or Todd Cour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Martin Coward of Edward Jones

DID MARTIN DEREK COWARD CAUSE YOU INVESTMENT LOSSES? Martin Coward Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Martin Coward of Edward Jones? Martin Coward (CRD #5863406) who is currently registered with Edward Jones and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Martin Coward Customer Complaint Martin Coward has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that transactions occurred without her authorization and, against her instructions, some of her stocks were not being reinvested. The client further alleged that Mr. Coward delayed in purchasing stock the client wanted to buy and purchased mutual fund shares without her authorization. The customer complaint filed against Martin Coward’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Martin Coward Red Flags & Your Rights As An Investor Of course, Martin Coward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Coward at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Martin Coward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Martin Coward If you have questions about Edward Jones and/or Martin Coward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Rusty Coyle of Waddell & Reed

DID RUSTY COYLE CAUSE YOU INVESTMENT LOSSES? Rusty Coyle Of Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Rusty Coyle of Waddell & Reed? Rusty Coyle (CRD #4355534) who is currently registered with Waddell & Reed and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Rusty Coyle Customer Complaints Rusty Coyle has been the subject of 2 customer complaints that we know about. One of Rusty Coyle’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Waddell & Reed for investment losses caused by Rusty Coyle’s alleged misconduct. Allegations Against Rusty Coyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged he incurred higher management fees that were not disclosed to him by Rusty Coyle when moving one wrap account to another while with W&R. Client also alleged that Mr. Coyle did not inform him of the contingent deferred sales charges associated with his account that he incurred when he moved his account to another broker/dealer. Client alleged Rusty Coyle did not process a rollover in a timely manner and, as a result, her account value diminished from the day she originally expected the rollover to occur. Rusty Coyle Red Flags & Your Rights As An Investor Of course, Rusty Coyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rusty Coyle at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Rusty Coyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Rusty Coyle If you have questions about Waddell & Reed and/or Rusty Coyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Crawford Formerly With David Lerner Associates

DID DAVID WILIAM CRAWFORD CAUSE YOU INVESTMENT LOSSES? David Crawford Formerly With David Lerner Associates Has A Customer Complaint For Alleged Broker Misconduct Who is David Crawford formerly with David Lerner Associates? David Crawford (CRD #6931588) who was formerly registered with David Lerner Associates and located in Lawrenceville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. David Crawford Customer Complaint David Crawford has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to timely execute a sell order. An arbitration award was entered against David Lerner Associates for David Lerner’s alleged misconduct causing investors losses. David Crawford Red Flags & Your Rights As An Investor Of course, David Crawford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Crawford at David Lerner Associates on alert to review carefully the activity and performance of their accounts and question whether David Crawford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates Due To David Crawford If you have questions about David Lerner Associates and/or David Crawford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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