Mar 8, 2022

Paul Crookston of NYLIFE Securities

DID PAUL JAMES CROOKSTON CAUSE YOU INVESTMENT LOSSES? Paul Crookston Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Paul Crookston of NYLIFE Securities? Paul Crookston (CRD #4809475) who is currently registered with NYLIFE Securities and located in Layton, Utah is a subject of one of our many securities industry sales practice abuse investigations. Paul Crookston Customer Complaint Paul Crookston has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that two variable annuities issued were unsuitable and the customer requested a waiver of surrender fees. Paul Crookston’s customer complaint was denied and, to date, the customer has not taken any further action. Paul Crookston Red Flags & Your Rights As An Investor Of course, Paul Crookston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Crookston at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Paul Crookston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Paul Crookston If you have questions about NYLIFE Securities and/or Paul Crookston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Crowel of Equitable Advisors

DID JOSEPH RAY CROWEL CAUSE YOU INVESTMENT LOSSES? Joseph Crowel Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Crowel of Equitable Advisors? Joseph Crowel (CRD #5319467) who is currently registered with Equitable Advisors and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Joseph CrowelCustomer Complaint Joseph Crowel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Joseph Crowel’s  recommendation to rollover her 401k into a variable annuity was unsuitable. Joseph Crowel’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Crowel Red Flags & Your Rights As An Investor Of course, Joseph Crowel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Crowel at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Joseph Crowel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Joseph Crowel If you have questions about Equitable Advisors and/or Joseph Crowel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chase Crump of Private Client Services

DID CHASE RANDOLPH CRUMP CAUSE YOU INVESTMENT LOSSES? Chase Crump Of Private Client Services, RFG Advisory And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Chase Crump of Private Client Services? Chase Crump (CRD #5022650) who is currently registered with Private Client Services, RFG Advisory and located in Shreveport, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Private Client Services, RFG Advisory, Chase Crump was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chase Crump Customer Complaint Chase Crump has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that she was not adequately informed of the taxable gains which would result from the rebalancing of a non-qualified account. Chase Crump’s customer complaint was settled in favor of the investors. Chase Crump Red Flags & Your Rights As An Investor Of course, Chase Crump did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chase Crump at Private Client Services, RFG Advisory and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Chase Crump has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, RFG Advisory and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Private Client Services Due To Chase Crump If you have questions about Private Client Services, RFG Advisory, LPL Financial, and/or Chase Crump and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Aslie Cruz of GMS Group

DID ASLIE WILLIAMS CRUZ CAUSE YOU INVESTMENT LOSSES? Aslie Cruz Of GMS Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Aslie Cruz of GMS Group? Aslie Cruz (CRD #4787743) who is currently registered with GMS Group and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Aslie Cruz Customer Complaints Aslie Cruz has been the subject of 2 customer complaints that we know about. One of Aslie Cruz’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against GMS Group for investment losses caused by Aslie Cruz’s alleged misconduct. Allegations Against Aslie Cruz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Aslie Cruz’s unsuitable recommendations of Beaver County PA Pollution Control bonds, and Ohio State Water Development Pollution Control Bonds. Clients alleged Aslie Cruz’s unsuitability, breach of contractual and fiduciary obligations, negligent misrepresentation and omission, negligence from inception of account to present. Aslie Cruz Red Flags & Your Rights As An Investor Of course, Aslie Cruz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aslie Cruz at GMS Group on alert to review carefully the activity and performance of their accounts and question whether Aslie Cruz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GMS Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GMS Group Due To Aslie Cruz If you have questions about GMS Group and/or Aslie Cruz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Cullen of Spartan Capital Securities

DID JOHN M. CULLEN CAUSE YOU INVESTMENT LOSSES? John Cullen Of Spartan Capital Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Cullen of Spartan Capital Securities? John Cullen (CRD #5062835) who is currently registered with Spartan Capital Securities and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. John Cullen Customer Complaints John Cullen has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Cullen’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by John Cullen’s alleged misconduct. Allegations Against John Cullen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged John Cullen’s over concentration of certain investments in his account was an appropriate. Misrepresentation and unsuitable recommendations by John Cullen. John Cullen’s unsuitable investment recommendations and excessive trading. John Cullen Red Flags & Your Rights As An Investor Of course, John Cullen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cullen at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether John Cullen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To John Cullen If you have questions about Spartan Capital Securities and/or John Cullen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Cunningham of Benjamin F. Edwards & Company

DID TIMOTHY JOSEPH CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Timothy Cunningham Of Benjamin F. Edwards & Company And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Cunningham of Benjamin F. Edwards & Company? Timothy Cunningham (CRD #4472387) who is currently registered with Benjamin F. Edwards & Company and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benjamin F. Edwards & Company, Timothy Cunningham was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Cunningham Customer Complaint Timothy Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading regarding mutual fund investment. Timothy Cunningham’s customer complaint was settled in favor of the investors. Timothy Cunningham Red Flags & Your Rights As An Investor Of course, Timothy Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Cunningham at Benjamin F. Edwards & Company and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benjamin F. Edwards & Company Due To Timothy Cunningham If you have questions about Benjamin F. Edwards & Company, J.P. Morgan Securities, and/or Timothy Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Swank of Pruco Securities

DID ROBERT RANDALL SWANK CAUSE YOU INVESTMENT LOSSES? Robert Swank Of Pruco Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Swank of Pruco Securities? Robert Swank (CRD #2706148) who is currently registered with Pruco Securities and located in West Pittston, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Robert Swank Customer Complaints Robert Swank has been the subject of 2 customer complaints that we know about. Both of Robert Swank’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Swank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that money was sent in to her account to pay her taxes and $4,000.00 from an account went missing. Robert Swank’s misrepresentation concerning failure to disclose sale charges regarding the purchase of 5 mutual funds.  Robert Swank Red Flags & Your Rights As An Investor Of course, Robert Swank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Swank at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Swank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Robert Swank If you have questions about Pruco Securities and/or Robert Swank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Swaylik of Morgan Stanley

DID SCOTT DANIAL SWAYLIK CAUSE YOU INVESTMENT LOSSES? Scott Swaylik Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Scott Swaylik of Morgan Stanley? Scott Swaylik (CRD #2936324) who is currently registered with Morgan Stanley and located in Hyannis, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Scott Swaylik Customer Complaints Scott Swaylik has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Scott Swaylik’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Scott Swaylik’s alleged misconduct. Allegations Against Scott Swaylik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s attorney alleged, inter alia, Scott Swaylik’s unsuitability with respect to recommendation to invest in a securities-backed loan product. Customers alleged they suffered damages as a result of the unsuitable investment recommendations and unauthorized trades made by Scott Swaylik. Scott Swaylik Red Flags & Your Rights As An Investor Of course, Scott Swaylik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Swaylik at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Scott Swaylik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Scott Swaylik If you have questions about Morgan Stanley and/or Scott Swaylik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Sweistris of Berthel Fisher & Company Financial Services

DID CHRISTOPHER PAUL SWEISTRIS CAUSE YOU INVESTMENT LOSSES? Christopher Sweistris Of Berthel Fisher & Company Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Sweistris of Berthel Fisher & Company Financial Services? Christopher Sweistris (CRD #4202545) who is currently registered with Berthel Fisher & Company Financial Services and located in Redmond, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Christopher Sweistris Customer Complaint Christopher Sweistris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his portfolio was mismanaged and overloaded in Business Development Companies (“BDCs”) purchased by Christopher Sweistris.  He stated that some of his investments were not liquid and had a higher risk than he was comfortable with. Christopher Sweistris’ customer complaint was denied and, to date, the customer has not taken any further action. Christopher Sweistris Red Flags & Your Rights As An Investor Of course, Christopher Sweistris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sweistris at Berthel Fisher & Company Financial Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Sweistris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel Fisher & Company Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel Fisher & Company Financial Services Due To Christopher Sweistris If you have questions about Berthel Fisher & Company Financial Services and/or Christopher Sweistris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Syslo of UBS Financial Services

DID STEVEN SYSLO CAUSE YOU INVESTMENT LOSSES? Steven Syslo Of UBS Financial Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Syslo of UBS Financial Services? Steven Syslo (CRD #4308992) who is currently registered with UBS Financial Services and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Steven Syslo was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Syslo Customer Complaints Steven Syslo has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Steven Syslo’s 2 customer complaints were settled in favor of investors. Allegations Against Steven Syslo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Steven Syslo’s unsuitability, inter alia, with respect to investments. Client verbally alleged, inter alia, Steven Syslo’s misrepresentation with respect to energy related securities. Steven Syslo Red Flags & Your Rights As An Investor Of course, Steven Syslo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Syslo at UBS Financial Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Syslo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Steven Syslo If you have questions about UBS Financial Services, Morgan Stanley, and/or Steven Syslo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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